^/kfn/ 7 ^34-/A2 /NGf7
JAN 6 1994
KATHRINE R EVERETT
LAW LIBRARY
"ELTrr*,, "abeG
The
flORTH CAROLINA
REGISTER
IN THIS ISSUE
IN ADDITION
EHNR - Health Services
Wildlife Resources Commission Proclamation
PROPOSED RULES
Environment, Health, and Natural Resources
Human Resources
Practicing Psychologists
Public Education
Transportation
LIST OF RULES CODHTED
RRC OBJECTIONS
RULES INVALIDATED BY JUDICIAL DECISION
CONTESTED CASE DECISIONS
ISSUE DATE: January 3, 1994
Volume 8 • Issue 19 • Pages 1850 - 1941
INFORMATION ABOUT THE NORTH CAROLINA REGISTER AND ADMINISTRATIVE CODE
NORTH CAROLINA REGISTER
The North Carolina Register is published twice a monlh and
contains information relating to agency, executive, legislative and
judicial actions required by or affecting Chapter 150B of the
Genera] Statutes. All proposed administrative rules and notices of
public hearings filed under G.S. 150B-21.2 must be published in
the Register. The Register will typically comprise approximately
fifty pages per issue of legal text.
State law requires that a copy of each issue be provided free of
charge to each county in the state and to various state officials and
institutions.
The North Carolina Register is available by yearly subscription
at a cost of one hundred and five dollars (S105.00) for 24 issues.
Individual issues may be purchased for eight dollars (S8.00).
Requests for subscription to the North Carolina Register should
be directed to the Office of Administrative Hearings,
P. 0. Drawer 27447, Raleigh, N. C. 27611-7447.
TEMPORARY RULES
Under certain emergency conditions, agencies may issue
temporary rules. Within 24 hours of submission to OAH, the
Codifier of Rules must review the agency's written statement of
findings of need for the temporary rule pursuant to the provisions in
G.S. 150B-21.1. If the Codifier determines that the findings meet
the criteria in G.S. 150B-21 .1, the rule is entered into the NCAC. If
the Codifier determines that the findings do not meet the criteria,
the rule is returned to the agency. The agency may supplement its
findings and resubmit the temporary rule for an additional review
or the agency may respond that it will remain with its initial
position. The Codifier, thereafter, will enter the rule into the
NCAC. A temporary rule becomes effective either when the
Codifier of Rules enters the rule in the Code or on the sixth
business day after the agency resubmits the rule without change.
The temporary rule is in effect for the period specified in the rule or
180 days, whichever is less. An agency adopting a temporary rule
must begin rule-making procedures on the permanent rule at the
same tune the temporary rule is filed with the Codifier.
ADOPTION AMENDMENT, AND REPEAL OF
RULES
NORTH CAROLINA ADMINISTRATIVE CODE
The following is a generalized statement of the procedures to be
followed for an agency to adopt, amend, or repeal a rule. For the
specific statutory authority, please consult Article 2A of Chapter
150B of the General Statutes.
Any agency intending to adopt, amend, or repeal a rule must
first publish notice of the proposed action in the North Carolina
Register. The notice must include the time and place of the public
hearing (or instructions on how a member of the public may request
a hearing); a statement of procedure for public comments; the text
of the proposed rule or the statement of subject matter; the reason
for the proposed action; a reference to the statutory authority for the
action and the proposed effective date.
Unless a specific statute provides otherwise, at least 15 days
must elapse following publication of the notice in the North
Carolina Register before the agency may conduct the public
hearing and at least 30 days must elapse before the agency can take
action on the proposed rule. An agency may not adopt a rule that
differs substantially from the proposed form published as part of
the public notice, until the adopted version has been published in
the North Carolina Register for an additional 30 day comment
period.
When final action is taken, the promulgating agency must file
the rule with the Rules Review Commission (RRC). After approval
by RRC. the adopted rule is filed with the Office of Administrative
Hearings (OAH).
A rule or amended rule generally becomes effective 5 business
days after the rule is filed with the Office of Administrative
Hearings for publication in the North Carolina Administrative Code
(NCAC).
Proposed action on rules may be withdrawn by the promulgating
agency at any time before final action is taken by the agency or
before filing with OAH for publication in the NCAC.
The North Carolina Administrative Code (NCAC) is a
compilation and index of the administrative rules of 25 state
agencies and 38 occupational licensing boards. The NCAC
comprises approximately 15,000 letter size, single spaced pages of
material of which approximately 35% of is changed annually.
Compilation and publication of the NCAC is mandated by G.S.
150B-21.18.
The Code is divided into Titles and Chapters. Each state agency
is assigned a separate title which is further broken down by
chapters. Title 21 is designated for occupational licensing boards.
The NCAC is available in two formats.
(1) Single pages may be obtained at a minimum cost of
two dollars and 50 cents (S2.50) for 10 pages or less,
plus fifteen cents (SO. 15) per each additional page.
(2) The full publication consists of 53 volumes, totaling in
excess of 15,000 pages. It is supplemented monthly
with replacement pages. A one year subscription to the
full publication including supplements can be
purchased for seven hundred and fifty dollars
(S750.00). Individual volumes may also be purchased
with supplement service. Renewal subscriptions for
supplements to the initial publication are available.
Requests for pages of rules or volumes of the NCAC should be
directed to the Office of Administrative Hearings.
CITATION TO THE NORTH CAROLINA
REGISTER
The North Carolina Register is cited by volume, issue, page
number and date. 1:1 NCR 101-201, April 1, 1986 refers to
Volume 1, Issue 1, pages 101 through 201 of the North Carolina
Register issued on April 1, 1986.
FOR INFORMATION
CONTACT
Office
of
Administrative Hearings,
ATTN: Ru
es
Division,
P.O.
Drawer 27447, Raleigh, North Carolina
27611-7447.
(919)
733-2678.
NORTH
CAROLINA
REGISTER
Office of Administrative Hearings
P. O. Drawer 27447
Raleigh, North Carolina 27611-7447
(919) 733-2678
ISSUE CONTENTS
I. IN ADDITION
EHNR - Health Services 1850
Wildlife Resources Commission
Proclamation 1851
II. PROPOSED RULES
Environment, Health, and
Natural Resources
Coastal Management 1862
Environmental Management .... 1858
Human Resources
Mental Health, Developmental
Disabilities and Substance Abuse
Services 1852
Licensing Board
Practicing Psychologists 1880
Public Education
Elementary and Secondary 1873
Transportation
Motor Vehicles, Division of .... 1875
III. LIST OF RULES CODIFIED
1881
Julian Mann III,
Director
James R. Scarcella Sr. ,
Deputy Director
Molly Masich,
Director of APA Services
Staff:
Ruby Creech,
Publications Coordinator
Teresa Kilpatrick,
Editorial Assistant
Jean Shirley,
Editorial Assistant
This publication is printed on permanent,
acid-free paper in compliance with
G.S. 125-11.13.
IV. RRC OBJECTIONS 1898
V. RULES INVALIDATED BY
JUDICIAL DECISION 1903
VI. CONTESTED CASE DECISIONS
Index to AI_J Decisions 1904
Text of Selected Decisions
91 EEO 0536 1914
93 OSP 0522 1922
93 OSP 0523 1922
93 DHR 0529 1926
93 OSP 0567 1922
VH. CUMULATIVE INDEX 1938
NORTH CAROLINA REGISTER
Publication Schedule
(July 1993 - May 1994)
Volume
and
Issue
Number
Issue
Date
Last Day
for
Filing
Last Day
for Elec-
tronic
Filing
Earliest
Date for
Public
Heanng
15 days
from
notice
* End of
Required
Comment
Period
30 days
from
notice
Last Day
to Submit
to RRC
** Earliest
Effective
Date
8:7
07/01/93
06/10/93
06/17/93
07/16/93
08/02/93
08/20/93
10/01/93
8:8
07/15/93
06/23/93
06/30/93
07/30/93
08/16/93
08/20/93
10/01/93
8:9
08/02/93
07/12/93
07/19/93
08/17/93
09/01/93
09/20/93
11/01/93
8:10
08/16/93
07/26/93
08/02/93
08/31/93
09/15/93
09/20/93
11/01/93
8:11
09/01/93
08/11/93
08/18/93
09/16/93
10/01/93
10/20/93
12/01/93
8:12
09/15/93
08/24/93
08/31/93
09/30/93
10/15/93
10/20/93
12/01/93
8:13
10/01/93
09/10/93
09/17/93
10/18/93
11/01/93
11/22/93
01/01/94
8:14
10/15/93
09/24/93
10/01/93
11/01/93
11/15/93
11/22/93
01/01/94
8:15
11/01/93
10/11/93
10/18/93
11/16/93
12/01/93
12/20/93
02/01/94
8:16
11/15/93
10/22/93
10/29/93
11/30/93
12/15/93
12/20/93
02/01/94
8:17
12/01/93
11/05/93
11/15/93
12/16/93
01/03/94
01/20/94
03/01/94
8:18
12/15/93
11/24/93
12/01/93
12/30/93
01/14/94
01/20/94
03/01/94
8:19
01/03/94
12/08/93
12/15/93
01/18/94
02/02/94
02/21/94
04/01/94
8:20
01/14/94
12/21/93
12/30/93
01/31/94
02/14/94
02/21/94
04/01/94
8:21
02/01/94
01/10/94
01/18/94
02/16/94
03/03/94
03/21/94
05/01/94
8:22
02/15/94
01/25/94
02/10/94
03/02/94
03/17/94
03/21/94
05/01/94
8:23
03/01/94
02/08/94
02/15/94
03/16/94
03/31/94
04/20/94
06/01/94
8:24
03/15/94
02/22/94
03/10/94
03/30/94
04/14/94
04/20/94
06/01/94
9:1
04/04/94
03/11/94
03/18/94
04/19/94
05/04/94
05/20/94
07/01/94
9:2
04/15/94
03/24/94
03/31/94
05/02/94
05/16/94
05/20/94
07/01/94
9:3
05/02/94
04/11/94
04/18/94
05/17/94
06/01/94
06/20/94
08/01/94
9:4
05/16/94
04/25/94
05/02/94
05/31/94
06/15/94
06/20/94
08/01/94
Note: Tune is computed according to the Rules of Civil Procedure, Rule 6.
* An agency must accept comments for at least 30 days after the proposed text is published or until the date
of any public hearing, whichever is longer. See G.S. 150B-2 1.2(f) for adoption procedures.
** The "Earliest Effective Date " is computed assuming that the agency follows the publication schedule above,
that the Rules Review Commission approves the rule at the next calendar month meeting after submission, and
that RRC delivers the rule to the Codifier of Rules five (5) business days before the 1st business day of the next
calendar month.
Reused 07/93
IN ADDITION
This Section contains public notices that are required to be published in the Register or have been
approved by the Codifier of Rules for publication.
TITLE 15A
DEPARTMENT OF ENVIRONMENT, HEALTH, AND NATURAL RESOURCES
COMMISSION FOR HEALTH SERVICES
In the North Carolina Register of December 15, 1993 (8:18 NCR 1787-1788), notice was given that the
EHNR-Commission for Health Services intended to adopt rules cited as 15A NCAC 16A .1301 - .1305 to
enable the AIDS Care Branch to administer a Medicaid-reimbursed HIV Case Management Program. The
proposed rules have been withdrawn, and it will not be considered at the public hearing to be conducted
January 5, 1994, at the Highway Building in Raleigh. These rules will be resubmitted in the near future
by the DHR - Division of Medical Assistance, and another public hearing on these rules will be scheduled
at that time.
8:19 NORTH CAROLINA REGISTER January 3, 1994 1850
IN ADDITION
North Carolina Wildlife Resources Commission
512 N. Salisbury Street, Raleigh, North Carolina 27604-1 1!
Charles R. Fullwood, Executive Director
5, 919-733-3391
PROCLAMATION
Charles R. Fullwood, Executive Director, North Carolina Wildlife Resources Commission, acting pursuant
to North Carolina General Statute §113-292 (cl) and authority duly delegated by the Wildlife Resources
Commission, hereby declares that the season for harvesting striped bass by hook-and-line shall remain closed
in all waters of the Roanoke River Striped Bass Management Area until 12:01 a.m. 18 February 1994.
Effective 18 February 1994 striped bass may be harvested from 12:01 a.m on Fridays through 12:00
midnight on Sundays. From 12:01 a.m. on Mondays through 12:00 midnight on Thursdays all striped bass
regardless of condition shall be immediately returned to the waters where taken and no striped bass may be
possessed.
The Roanoke River Striped Bass Management Area is defined as the inland and joint fishing waters of the
Roanoke River and its tributaries, extending from its mouth to Roanoke Rapids Dam, including the Cashie,
Middle, and Eastmost rivers and their tributaries.
This proclamation shall be effective at 12:01 a.m. 1 January 1994 and shall remain in effect until a new
proclamation closing described waters or portions thereof for striped bass fishing is issued.
NOTES:
a) This Proclamation is issued under the authority of N.C.G.S. §§113-132; 113-134; 113-292; 113-
304; and 113-305.
b) All striped bass regardless of condition taken subsequent to the effective date and time of this
Proclamation shall be immediately returned to the waters where taken and no striped bass may
be possessed.
c) Any person who violates this Proclamation also violates applicable law and is subject to the
sanctions provided by law.
NORTH CAROLINA WILDLIFE RESOURCES COMMISSION
by Charles R. Fullwood
Executive Director
12/09/93
Date
1851
8:19
NORTH CAROLINA REGISTER
January 3, 1994
IN ADDITION
TITLE 10 - DEPARTMENT OF
HUMAN RESOURCES
Notice is hereby given in accordance with G.S.
150B-21. 2 that the Commission for Mental Health,
Developmental Disabilities and Substance Abuse
Services intends to amend rules cited as 10 NCAC
14K .0201; 14Q .0305; adopt 140 .0701, .0704,
.0708, .0709; 18N .0601 and .0603, with changes
from the proposed text noticed in the Register,
Volume 8, Issue 13, pages 1217 - . 1248.
1 he proposed effective date of this action is April
1, 1994.
ixeason for Proposed Action; To provide public
notice of substantive changes made at the Novem-
ber 9, 1993 public hearing regarding requirements
contained in "Licensure Rules" and "Standards"
for residential services.
Lsonvnent Procedures; Written comments may be
submitted to Charlotte Tucker, Division of Mental
Health, Developmental Disabilities and Substance
Abuse Services, Albemarle Building, 325 N.
Salisbury Street, Raleigh, N.C. 27603. These
comments will be accepted from January 3, 1994
through February 7, 1994.
Auditor's Note: An agency may not adopt a rule
that differs substantially from the text of a pro-
posed rule published in the Register, unless the
agency publishes the text of the proposed differ-
ent rule and accepts comments on the new text
for at least 30 days after the publication of the
new text.
or substance abusers without first obtaining a
license from the Division of Facility Services, 701
Barbour Drive, Raleigh, N.C. 27603.
£b} In accordance with G.S. 122C-3H4) a
facility shall be licensed if the primary purpose of
the facility is to provide services for the care,
treatment, habilitation or rehabilitation for one or
more minors, or for two or more adults who are
mentally ill, developmentally disabled or are
substance abusers as follows:
(1) When the primary purpose of a 24-hour
facility is to provide treatment, the
facility shall be licensed in accordance
with rules specific to the type of treat-
ment provided or the population served;
or
(2) When the primary purpose of a 24-hour
facility is to provide habilitation, reha-
bilitation, or care in a home environ-
ment; thereby necessitating the presence
of an employee who will provide client
supervision, the facility shall be
licensed under the provisions of 10
NCAC 14Q .0700 - Supervised Living.
(c) Living arrangements that may be
coordinated, organized or provided for or in
conjunction with adult clients by the provision of
case management or personal assistance shall not
be considered residential facilities that require
licensing under G.S. 122C.
Material adopted by reference shall include
subsequent amendments and editions.
Statutory Authority G.S. 122C-3; 122C-23; 122C-
26; 143B-174.
SUBCHAPTER 140 - LICENSURE RULES
FOR FACILITIES SERVING MORE
THAN ONE DISABILITY
CHAPTER 14 - MENTAL HEALTH:
GENERAL
SUBCHAPTER 14K - CORE LICENSURE
RULES FOR MENTAL HEALTH: MENTAL
RETARDATION AND OTHER
DEVELOPMENTAL DISABILITIES:
AND SUBSTANCE ABUSE FACILITIES
SECTION .0200 - LICENSURE
.0201 LICENSE REQUIRED
(a) No person shall establish, maintain or oper-
ate a licensable facility for the mentally ill, mental-
ly retarded or otherwise developmentally disabled
SECTION .0700 - SUPERVISED LIVING
.0701 SCOPE
(a) Supervised living is the designation of a 24-
hour facility which provides residential services to
individuals in a home environment where the
primary purpose of these services is the care,
habilitation or rehabilitation of individuals who
have a mental illness, a developmental disability or
disabilities, or who have a substance abuse
problem, and who require supervision when in the
residence.
(b) A supervised living facility shall be licensed
if the facility serves:
(1) one or more clients under the age of
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1852
PROPOSED RULES
18; or
(2) two or more adult clients.
Statutory Authority G.S. 143B-147.
.0704 STAFF REQUIREMENTS
(a) Staff-client ratios shall be designed to
provide staff to respond to individualized client
needs.
fb) A minimum of one staff member shall be
present at all times when any adult client is on the
premises, except when approval has been given for
the client to remain unsupervised in the home, and
provided that:
(1) the client has been deemed capable of
remaining in the home without supervi-
sion for a specified period time by a
qualified professional of the operating
agency or area program; and
(2) the approval is documented in the
client's record.
(c) Staff shall be present in a facility in the
following client-staff ratios when more than one
child or adolescent client is present:
(1 ) children or adolescents with mental
illness or emotional disturbance shall be
served with one staff present for each
four or fewer clients present;
children or adolescents with substance
121
01
abuse shall be served with a minimum
of one staff present for each five or
fewer minor clients present during
waking hours: or
children or adolescents with develop-
mental disabilities shall be served with
one staff present for each one to three
clients present and two staff for each
four or more clients present. However,
only one staff member need be present
during sleeping hours if emergency
back-up procedures are sufficient to
allow only one staff member on duty.
Statutory- Authority- G.S. 143B-147.
.0708 PROGRAM ACTIVITIES
(a) Each client shall have the opportunity to
participate in normal independent living activities.
(b) Each client shall be involved in treatment,
rehabilitation, vocational, educational, employ-
ment, social and community activities on a regular
basis in accordance with the needs of the client.
(c) For each client with a developmental disabil-
ity, staff shall provide daily training activities in
accordance with the client's needs.
Statutory- Authority G.S. 143B-147.
.0709 CLIENT TRATNTNG IN
HEALTH AND SAFETY
(a) Each adolescent and adult client shall receive
training and be given opportunities to obtain
independent living skills.
(b) Each client shall receive instructions in
obtaining services |n emergency situations.
Statutory- Authority- G S. 143B-147.
SUBCHAPTER 14Q - GENERAL RIGHTS
SECTION .0300 - GENERAL CIVIL,
LEGAL AND HUMAN RIGHTS
.0305 PROTECTION FROM HARM.
ABUSE. NEGLECT OR
EXPLOITATION
(a) Employees shall protect clients from harm,
abuse, neglect and exploitation in accordance with
G.S. 122C-66.
(b) Employees shall not subject a client to any
sort of neglect or indignity, or inflict abuse upon
any client.
(c) Goods or services shall not be sold to or
purchased from a client except through established
governing body policy.
(d) Employees shall use only that degree of
force necessary to repel or secure a violent and
aggressive client and which is permitted by gov-
erning body policy. The degree of force that is
necessary depends upon the individual characteris-
tics of the client (such as age, size and physical
and mental health) and the degree of aggressive-
ness displayed by the client. Use of intervention
procedures shall be compliance with Subchapter 10
NCAC 14R of this Chapter.
(e) Any violation by an employee of Paragraphs
(a) through (d) of this Rule shall be grounds for
dismissal of the employee.
Statutory- Authority G.S. 122C-59; 122C-65; 122C-
66; 143B-147.
CHAPTER 18 - MENTAL HEALTH:
OTHER PROGRAMS
SUBCHAPTER 18N - OPTIONAL
SERVICES FOR LNDIVIDUALS
OF ALL DISABILITY GROUPS
SECTION .0600 - PERSONAL
ASSISTANCE
1853
8:19
NORTH CAROLINA REGISTER
January 3, 1994
PROPOSED RULES
.0601 SCOPE
(a) Personal assistance is a service which
provides aid to a client who has mental illness,
developmental disabilities or substance abuse so
that the client can engage in activities and
interactions from which the client would otherwise
be limited or excluded because of his disability or
disabilities. The assistance includes:
(1) assistance in personal or regular living
activities in the client's home;
(2) support in skill development; or
(3) support and accompaniment of the
client in regular community activities or
in specialized treatment, habilitation or
rehabilitation service programs.
(b) If these Rules are in conflict with Medicaid
rules or Medicare regarding Personal Care, and
Medicaid or Medicare is to be billed, then the
Medicaid or Medicare rules shall prevail .
Statutory Authority G.S. 143B-147.
.0603 STAFF TRAINING
Individuals who are employed to provide
personal assistance shall have:
(1) at least a high-school diploma or its
equivalent; and
(2) special training regarding the needs of the
specific client for whom assistance will
be provided.
Statutory Authority G.S. 143B-147.
* * *
10 NCAC 16A .0401 - .0403 - These Rules are
proposed for adoption to implement the 1993
legislation, and to clarify roles and scope of
responsibilities of area programs in carrying out
House Bill 513.
10 NCAC 18L .1515 - The Rule is proposed for
amendment for clarification to remove the expecta-
tion that the State Interagency Coordinating
Council actually carries out the mediation.
10 NCAC 18M .0802 - Recently, the CARF stan-
dards were expanded and additional ADAP stan-
dards covered. This change updates the deeming
to include those additional standards.
10 NCAC 18M .0818 - The proposed amendments
are to clarify language by substituting "develop-
mental disabilities " for "mental retardation. "
K^omment Procedures: Any interested person may
present comments by oral presentation or submit-
ting a written statement. Persons wishing to make
oral presentations should contact Charlotte Tucker,
Division of Mental Health, Developmental Disabil-
ities and Substance Abuse Services, 325 N. Salis-
bury Street, Raleigh, N. C. 27603, 919-733-4774.
Comments submitted as a written statement must
be sent to the above address no later than Febru-
ary 7, 1994, and must state the Rules to which the
comments are addressed. Time limits for oral
remarks may be imposed. Fiscal information
regarding these Rules is available from the Divi-
sion upon request.
CHAPTER 16 - MENTAL HEALTH:
MR CENTERS
I\otice is hereby given in accordance with G.S.
150B-21.2 that the Commission for Mental Health,
Developmental Disabilities and Substance Abuse
Services intends to adopt rules cited as 10 NCAC
16A .0401 - .0403; amend 18L.1512; 18M .0802
and .0818.
1 he proposed effective date of this action is April
1, 1994.
1 he public hearing will be conducted at 1:30
p.m. on February 8, 1994 at the Sheraton Inn-
Kinston, 1403 Richland Rd. , Salon C &D (Meet-
ing Room), Kins ton, N. C. 28501.
R
easonfor Proposed Action:
SUBCHAPTER 16A - GENERAL
RULES FOR MR CENTERS
SECTION .0400 - SINGLE PORTAL OF
ENTRY AND EXIT DESIGNATION
.0401 SCOPE
(a) The rules in this Section a pply to single
portal of entry and exit policy for public and
private services for individuals with developmental
disabilities as set forth in G.S. 122C-132.1.
fb) Services provided under the following
authorities shall be subject to the rules of this
Section:
i\} G.S. 122Cand 131D-2;
{2} Part A of Article 6 of Chapter 13 IE;
£3} Article 7 of Chapter 110;
(4) Rules of the Division of Vocational
Rehabilitation Services; and
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1854
PROPOSED RULES
151
Rules of the Social Services Commis-
(c) The criteria and procedures shall be followed
by:
staff of the local area mental health
ill
ill
authority; and
public and private providers of
day/night and residential services for
persons with mental retardation and
developmental disabilities.
Statutory Authority G.S. 143B-147.
.0402 EXPLANATION OF TERMS
For the purposes of the rules in this Section, the
following terms shall have the meanings indicated:
(1) "Community Interagency Council" means
a group of human service professionals
from various agencies and organizations
who:
fj)
lb]
icj
function under the guidance of the area
mental health, developmental
disabilities and substance abuse author-
ity;
assist in planning for the needs of
individuals with developmental
disabilities; and
provide general
fil
fill
(iii)
ill
14}
£5}
(6}
information and
education to the community in:
identifying client needs;
identifying available resources and
alternatives; and
determining a client's appropriateness
for services within various agencies in
the community.
"Coordinator of developmental
disabilities" means the designated staff
employed by the area authority who
coordinates services, at the local level, to
individuals with mental retardation and
developmental disabilities.
"Day/night and 24-hour service" means
the same as defined in G.S. 122C-3.
"Developmental disabilities" means the
same as defined in G.S. 122C-3.
"Funded jointly" means funding from two
or more sources/agencies.
"Individual" means the same as "client"
as defined in G.S. 122C-3.
"Notification procedures for provision of
services" means services provided by one
area program in another area program's
catchment area, as specified in K) NCAC
18A .0605.
(8) "Review" means an organized protocol to
121
access the needs of individuals for
day/night and 24-hour services to ensure
appropriate referrals.
"Single portal of entry and exit policy"
means the same as defined in G.S. 122C-
3^ with the following exception: "may be
adopted by an area authority and shall be
approved by the Secretary before it is in
force" should read "shall be adopted by
an area authority and shall be ap proved
by the Secretary before it is in force. "
"Waiting list" means a functional listing
of persons who are in need of day/night
and 24-hour services.
Statutory Authority G.S. 143B-147.
.0403 DESIGNATION PROCEDURES
(a) Each area authority shall develop a single
portal of entry and exit plan that shall include, but
not be limited to:
listing
10)
ill
in
services to be
01
(A)
IB}
L£l
ID}
1
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HI
a specific listing of
covered by the plan;
procedures for:
review of individuals to be admitted
to or discharged from services;
shared responsibility when individuals
are admitted directly to a State
facility;
review of facility and citizen
complaints; and
specific grievance process;
provisions for:
services funded
authorities and
agencies;
services funded
jointly
local
by area
education
authorities and
jointly by area
the Division of
Vocational Rehabilitation;
(C) decision-making within the
Community Interagency Council with
details regarding the authority of the
area program for input and final
decision;
(D) residential facilities located in an area
program serving
mental health
statewide/regional clients; and
(E) placement of clients outside their
county of residence;
(4) a process for maintaining a functional
waiting list which shall contain, but not
be limited to, the following
documentation for each potential client:
(A) name and identifying information;
(B) referral date;
1855
8:19
NORTH CAROLINA REGISTER
January 3, 1994
PROPOSED RULES
(C) eligibility status;
(D) identified disability;
(E) requested type of service which shall
include, but not be limited to:
(i) name and location of service
referred to;
(ii) date of need for service;
(iii) service availability; and
(F) status of referral which includes
following;
(i) slot availability;
(ii) acceptance of referral;
(iii) date of enrollment;
(iv) rejection of referral; and
(5) documentation of:
(A) the effort to integrate independent
facilities into a unified and
coordinated system;
(B) the promotion of quality care; and
(C) the participation of the client and
family in the service placement
process.
(b) The area authority shall ensure:
£2)
13)
adherence to notification procedures as
set forth in 10 NCAC 18A .0605
NOTIFICATION PROCEDURES FOR
PROVISION OF SERVICES;
compliance with P.L. 99-457 regarding
45-day waiting list;
that annual summary reports for waiting
lists are submitted to the Division by
January 30 of each year which shall
include, but need not be limited to:
(A) the information as specified in
Subparagraph (a)(4) of this Rule;
(B) types of services (all clients referred
to each service including date, status,
and number of days waiting by
service type code);
1Q
im
im
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£4)
15}
service type code);
providers of services (providers in
provider code order);
provider statistics on referrals
(providers with number of referrals
and length of waiting period);
service type statistics (service types
with number of referrals and length of
waiting period); and
frequency report (providers, service
types and age groups with the number
of referrals for each and the percent
of the total it represents;
review of the plan by the Community
Interagency Council for approval by the
Area Board;
that the plan is forwarded to the
Division to be approved by the
Secretary;
(6) that any changes in the plan are
approved by the Secretary, once the
area is designated as single portal; and
(7) that the approved plan is made available
to local providers.
the Statutory Authority G.S. 143B-1 47.
CHAPTER 18 - MENTAL HEALTH:
OTHER PROGRAMS
SUBCHAPTER 18L - PROGRAM
COMPONENT OPERATIONAL
STANDARDS
SECTION .1500 - EARLY INTERVENTION
SERVICES PROCEDURE SAFEGUARDS
.1512 MEDIATION
(a) Parents of an eligible child may request
mediation to resolve a complaint as an intervening
step prior to the administrative proceeding. If
mediation is requested, the mediation shall take
place prior to the administrative proceeding.
Mediation shall be conducted by the Governor's
Interagency Advisory Council — which was-
established in response to P.L. 99 4 57. Mediation
may not be used to deny or delay a parent's right
to speedy complaint resolution. — The mediative,
administrative — proceeding — aad — written — decision
mu s t be completed within the 30 day timeline set
forth in Rule .1517 of this Section.
(b) An impartial person shall be:
(1) appointed by the area director to serve
as a mediator;
(2) selected from a Hst of mediators
approved by the Chief of the Develop-
mental Disabilities Section of the
Division; and
(3) subject to qualifications of an impartial
person as specified in Section 303.421
of Subpart E of Part 303 of Title 34 of
the Code of Federal Regulations. This
adoption by reference shall include any
subsequent amendment and editions of
the referenced material.
(c) The Division shall provide a training
program for the mediators.
(d) Mediation may not be used to deny or delay
a parent's right to speedy complaint resolution.
The mediative, administrative proceeding and
written decision must be completed within the 30-
day timeline set forth in Rule .1517 of this
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1856
PROPOSED RULES
Section.
Statutory Authority G.S. 143B-147; 150B-I(d); 20
U.S.C. Sections 1401 et. seq. , 1471 et. seq..
SUBCHAPTER 18M - REQUIRED
SERVICES
SECTION .0800 - ADULT
DEVELOPMENTAL ACTIVITY
PROGRAMS (ADAP) FOR
INDIVIDUALS WITH SUBSTANTIAL
MENTAL RETARDATION, SEVERE
PHYSICAL DISABILITIES OR OTHER
SUBSTANTIAL DEVELOPMENTAL
DISABILITIES
.0802 COMPLIANCE REVIEW
(a) An ADAP that is accredited by the
Commission on Accreditation of Rehabilitation
Facilities (CARF) in the Activity Service track or
an ADAP which also incorporates work activity
training in its program and which is accredited by
CARF in the Activity Service and Work
Adjustment or Work Service tracks shall be
reviewed for compliance with 10 NCAC 18K
(Contract Agency Management Standards) and 10
NCAC 18L (Program Component Operational
Standards) and with according to the provisions of
this Section as follows:
(1) Each ADAP which is operated by the
area program shall comply with 10
NCAC 18L .0434; .0703; .0705;
.0806; and . 1307, contained in Division
publication, Standards for Area
Programs and Their Contract Agencies.
APSM 35-1; all of the standards
delineated in 10 NCAC 18L; and each
ADAP which is under contract with an
area program shall comply with the
standards delineated in 10 NCAC 18K
and 10 NCAC 18L; and
(2) Each ADAP which js under contract
with an area program:
(A) shall comply with:
£i) 10 NCAC 18D .0124, contained
i_n Division publication.
Confidentiality Rules, APSM 45-
ii and 10 NCAC 181 .0120; 18K
.0111; 18L .0434; .0703; .0705;
.0806; and .1307, contained in
Division publication. Standards
for Area Programs and Their
Contract Agencies, APSM 35-1;
ijil 10 NCAC 18L .0224 and .0511,
if these are not addressed in the
contract with the area program;
(B) shall maintain client record
documentation, as required by the
Division; and
(C) may, at the discretion of the area
program, be deemed in compliance
with the rules in this Section.
(33) Each ADAP, whether operated by the
area program^ or under contract with an
area program, shall be reviewed for
compliance with the following Rules
.0817 in this Sectiont .0817, .0818 and
t0834.
(b) The ADAP shall submit to the funding
agency a copy of its most recent CARF Facilities
Survey Report, and, if applicable, the Plan of
Compliance and subsequent notice of CARF's
acceptance of the correctionfs) made in accordance
with the plan.
Statutory Authority G.S. 143B-147.
.0818 ADMISSION CRITERIA AND
PROCEDURES
(a) Each ADAP shall have an admissions
committee.
(b) A pre-admission staffing shall be held for
each client considered for admission to the ADAP.
During the staffing, the committee shall consider
information available regarding the client's
medical, psychological and social histories.
(c) Results of the pre-admission staffing shall be
documented and forwarded to the referral agency.
A representative of the ADAP admissions
committee shall notify the client.
(d) Each ADAP shall have written admission
policies and procedures- These — policies and
procedures shall which shall include at least the
following:
(1) Each client shall be referred to the
Division of Vocational Rehabilitation
Services with written documentation of
this referral.
(2) A qualified mental retardation
developmental disabilities professional
of the area program shallj. obtain a
written — recommendation — from — the
vocational rehabilitation counselor
recommending — consideration — fef — a
placement in the ADAP.
(A) obtain a recommendation from the
vocational rehabilitation counselor for
placement [n the ADAP; and
(3B) A qualified developmental disabilities
1857
8:19
NORTH CAROLINA REGISTER
January 3, 1994
PROPOSED RULES
professional of the area program shall
certify the eligibility of each client for
the ADAP service^ taking into
consideration at least the provision of
(by, and (d)(1) and (2) of this Rule.
Statutory Authority G.S. 122C-51; 143B-147.
TITLE 15A - DEPARTMENT OF
ENVIRONMENT, HEALTH, AND
NATURAL RESOURCES
Notice is hereby given in accordance with G.S.
150B-21.2 that the EHNR-Environmental Manage-
ment Commission intends to amend rules cited as
15 A NCAC 2B .0306, .0309 and .0311.
1 he proposed effective date of this action is July
1, 1994.
1 he public hearings will be conducted at:
7:00 p.m.
March 14, 1994
Parkland High School Auditorium
1600 Brewer Road
Winston-Salem, NC
7:00 p.m.
March 15, 1994
Catawba Valley Community College Auditorium
2550 Highway 70 SE
Hickory, NC
7:00 p.m.
March 17, 1994
Lee County Courthouse
Courtroom 1
1408 South Horner Boulevard
Sanford, NC
Keason for Proposed Action: To appropriately
classify surface waters in the Broad, Yadkin and
Cape Fear River Basins. Reclassifications are
associated with surface water supplies that were
not classified correctly during the major effort
undertaken in 1991 and 1992 to reclassify surface
water supply watersheds according to the require-
ments of the Water Supply Watershed Protection
Act (NCGS 143-214.5).
(comment Procedures: All persons interested in
these matters are invited to attend. Comments,
statements, data and other information may be
submitted in writing prior to, during or within 30
days after the hearing or may be presented verbal-
ly at the hearing. Verbal statements may be
limited at the discretion of the hearing officer.
Submittal of written copies of verbal statements is
encouraged. Comments or questions may be
addressed to Steve Zoufaly, Division of Environ-
mental Management, P.O. Box 29535, Raleigh,
NC 27626-0535, (919) 733-5083.
1 hese Rules affects the expenditures or revenues
of local funds. A fiscal note was submitted to the
Fiscal Research Division on 11/22/93, OSBM on
11/22/93, N.C. League of Municipalities on
11/22/93, and N.C. Association of County Com-
missioners on 11/22/93.
CHAPTER 2 - ENVIRONMENTAL
MANAGEMENT
SUBCHAPTER 2B - SURFACE
WATER STANDARDS: MONITORING
SECTION .0300 - ASSIGNMENT OF
STREAM CLASSIFICATIONS
.0306 BROAD RIVER BASIN
(a) Places where the schedules may be inspect-
ed:
(1) Clerk of Court:
Buncombe County
Cleveland County
Gaston County
Henderson County
Lincoln County
McDowell County
Polk County
Rutherford County
(2) North Carolina Department of Environ-
ment, Health, and Natural Resources:
(A) Mooresville Regional Office
919 North Main Street
Mooresville, North Carolina
(B) Asheville Regional Office
Interchange Building
59 Woodfin Place
Asheville, North Carolina
(b) Unnamed Streams. Such streams entering
South Carolina are classified "C".
(c) The Broad River Basin Schedule of Classifi-
cations and Water Quality Standards was amended
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1858
PROPOSED RULES
effective:
(1) March 1, 1977;
(2) February 12, 1979;
(3) August 12, 1979;
(4) April 1, 1983;
(5) February 1, 1986;
(6) August 3, 1992;
(7) July 1, 1994.
(d) The Schedule of Classifications and Water
Quality Standards for the Broad River Basin was
amended effective August 3, 1992 with the reclas-
sification of all water supply waters (waters with
a primary classification of WS-I, WS-II or WS-
III). These waters were reclassified to WS-I, WS-
II, WS-III, WS-IV or WS-V as defined in the
revised water supply protection rules, (15A NCAC
2B .0100, .0200 and .0300) which became effec-
tive on August 3, 1992. In some cases, streams
with primary classifications other than WS were
reclassified to a WS classification due to their
proximity and linkage to water supply waters. In
other cases, waters were reclassified from a WS
classification to an alternate appropriate primary
classification after being identified as downstream
of a water supply intake or identified as not being
used for water supply purposes.
(e) The Schedule of Classifications and Water
Quality Standards for the Broad River Basin was
amended effective July k> 1994 with the reclassifi-
cation of the Second Broad River [Index No. 9-41-
(0.5)1 from its source to Roberson Creek including
associated tributaries was reclassified from Class
WS-V to Classes WS-V, WS-IV and WS-IV CA.
Statutory Authority G.S. 143-214.1; 143-215.1;
143-215. 3(a)(1).
.0309 YADKIN-PEE DEE RIVER BASIN
(a) Places where the schedule may be inspected:
(1) Clerk of Court:
Alexander County
Anson County
Cabarrus County
Caldwell County
Davidson County
Davie County
Forsyth County
Guilford County
Iredell County
Mecklenburg County
Montgomery County
Randolph County
Richmond County
Rowan County
Stanly County
Stokes County
Surry County
Union County
Watauga County
Wilkes County
Yadkin County
(2) North Carolina Department of Environ-
ment, Health, and Natural Resources:
(A) Mooresville Regional Office
919 North Main Street
Mooresville, North Carolina
(B) Winston-Salem Regional Office
8025 North Point Boulevard, Suite
100
Winston-Salem, North Carolina
(C) Fayetteville Regional Office
Wachovia Building
Suite 714
Fayetteville, North Carolina
(D) Asheville Regional Office
Interchange Building
59 Woodfin Place
Asheville, North Carolina
(b) Unnamed Streams. Such streams entering
Virginia are classified "C," and such streams
entering South Carolina are classified "C".
(c) The Yadkin-Pee Dee River Basin Schedule
of Classifications and Water Quality Standards was
amended effective:
(1) February 12, 1979;
(2) March 1, 1983;
(3) August 1, 1985;
(4) February 1, 1986;
(5) October 1, 1988;
(6) March 1, 1989;
(7) January 1, 1990;
(8) August 1, 1990;
(9) January 1, 1992;
(10) April 1, 1992;
(11) August 3, 1992;
(12) December 1, 1992;
(13) April 1, 1993;
(14) July 1, 1994.
(d) The Schedule of Classifications and Water
Quality Standard for the Yadkin-Pee Dee River
Basin has been amended effective October 1, 1988
as follows:
(1) Mitchell River [Index No. 12-62-(l)]
from source to mouth of Christian
Creek (North Fork Mitchell River)
including all tributaries has been reclas-
sified from Class B Tr to Class B Tr
ORW.
(2) Mitchell River [Index No. 12-62-(7)]
from mouth of Christian Creek (North
1859
8:19
NORTH CAROLINA REGISTER
January 3, 1994
PROPOSED RULES
Fork Mitchell River) to Surry County
SR 1315 including all tributaries has
been classified from Class C Tr to C
Tr ORW, except Christian Creek and
Robertson Creek which will be reclassi-
fied from Class B Tr to Class B Tr
ORW.
(3) Mitchell River [Index No. 12-62-(12)]
from Surry County SR 1315 to mouth
of South Fork Mitchell River including
all tributaries from Class C to Class C
ORW.
(e) The Schedule of Classifications and Water
Quality Standards for the Yadkin-Pee Dee River
Basin was amended effective March 1, 1989 as
follows:
(1) Elk Creek [Index Nos. 12-24-(l) and
12-24-(10)] and all tributary waters
were reclassified from Class B-trout,
Class C-trout and Class B to Class
B-trout ORW, Class C-trout ORW and
Class B ORW.
(f) The Schedule of Classifications and Water
Quality Standards for the Yadkin-Pee Dee River
Basin was amended effective January 1, 1990 as
follows: Barnes Creek (Index No. 13-2-18) was
reclassified from Class C to Class C ORW.
(g) The Schedule of Classifications and Water
Quality Standards for the Yadkin-Pee Dee River
Basin has been amended effective January 1, 1992
as follows:
(1) Little River [Index Nos. 13-25-(10) and
13-25-(l 9)] from Suggs Creek to
Densons Creek has been reclassified
from Classes WS-III and C to Classes
WS-III HQW and C HQW.
(2) Densons Creek [Index No.
13-25-20-( 1 )] from its source to Troy's
Water Supply Intake including all
tributaries has been reclassified from
Class WS-III to Class WS-III HQW.
(3) Bridgers Creek (Index No. 13-25-24)
from its source to the Little River has
been reclassified from Class C to Class
C HQW.
(h) The Schedule of Classifications and Water
Quality Standards for the Yadkin-Pee Dee River
Basin was amended effective April 1, 1992 with
the reclassification of the North Prong South Fork
Mitchell River from Class C to Class C Trout.
(i) The Schedule of Classifications and Water
Quality Standards for the Yadkin-Pee Dee River
was amended effective August 3, 1992 with the
reclassification of all water supply waters (waters
with a primary classification of WS-I, WS-II or
WS-III). These waters were reclassified to WS-I,
WS-II, WS-III, WS-IV or WS-V as defined in the
revised water supply protection rules, (15 A NCAC
2B .0100, .0200 and .0300) which became
effective on August 3, 1992. In some cases,
streams with primary classifications other than WS
were reclassified to a WS classification due to their
proximity and linkage to water supply waters. In
other cases, waters were reclassified from a WS
classification to an alternate appropriate primary
classification after being identified as downstream
of a water supply intake or identified as not being
used for water supply purposes.
(j) The Schedule of Classifications and Water
Quality Standards for the Yadkin-Pee Dee River
Basin has been amended effective December 1,
1992 as follows:
(1) Pike Creek (Index No. 12-46-1-2) was
reclassified from Class C Tr to Class C
Tr HQW;
(2) Basin Creek (Index No. 12-46-2-2) was
reclassified from Class C Tr to Class C
Tr ORW;
(3) Bullhead Creek (Index No. 12-46-4-2)
was reclassified from Class C Tr to
Class C Tr ORW;
(4) Rich Mountain Creek (Index No.
12-46-4-2-2) was reclassified from
Class Tr to Class C Tr ORW; and
(5) Widows Creek (Index No. 12-46-4-4)
was reclassified from Class C Tr HQW
to Class C Tr ORW.
(k) The Schedule of Classifications and Water
Quality Standards for the Yadkin-Pee Dee River
Basin has been amended effective July L, 1994 as
follows:
Lanes Creek rindex Nos. 13-17-40-(l)
and 13-17-40-00,5)1 from its source to
the Marshville water supply dam
including tributaries was reclassified
from Classes WS-II and WS-II CA to
Class WS-V
The South Yadkin River rindex Nos.
12-108-(9.7) and 12-108-05.5)1 from
Iredell County SR 1892 to a point 0.7
mile upstream of the mouth of Hunting
Creek including associated tributaries
was reclassified from Classes WS-V, C
and WS-IV to Classes WS-V WS-IV,
C and WS-IV CA.
The Yadkin River rindex Nos. 12-(53)
and 12-(71)1 from a point 0.3 mile
upstream of the mouth of Elkin Creek
(River) to the Town of King water
supply intake including associated
LU
ill
m
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1860
PROPOSED RULES
tributaries was reclassified from Classes
C and WS-IV
WS-IV CA.
to Classes WS-IV and
(4) The Yadkin River [Index Nos. 12-
(80.5), 12-(81.5) and 12-(84.5)1 from
the Town of King water supply intake
to the Davie County water supply
intake reclassified from Classes C, B^
WS-IV and WS-V to Classes WS-IV
WS-IV&B and WS-IV CA.
Statutory Authority- G.S. 143-214.1; 143-215.1;
143-215. 3(a)(1).
.0311 CAPE FEAR RIVER BASE\
(a) Places where the schedules may be
inspected:
(1) Clerk of Court:
Alamance County
Bladen County
Brunswick County
Caswell County
Chatham County
Columbus County
Cumberland County
Duplin County
Durham County
Forsyth County
Guilford County
Harnett County
Hoke County
Lee County
Montgomery County
Moore County
New Hanover County
Onslow County
Orange County
Pender County
Randolph County
Rockingham County
Sampson County
Wake County
Wayne County
(2) North Carolina Department of
Environment. Health, and Natural
Resources:
(A) Winston-Salem Regional Office
8025 North Point Boulevard, Suite
100
Winston-Salem, North Carolina
(B) Fayetteville Regional Office
Wachovia Building
Suite 714
Fayetteville. North Carolina
(C) Raleigh Regional Office
3800 Barrett Drive
Raleigh, North Carolina
(D) Washington Regional Office
1424 Carolina Avenue
Washington, North Carolina
(E) Wilmington Regional Office
127 Cardinal Drive Extension
Wilmington, North Carolina
(b) The Cape Fear River Basin Schedule of
Classification and Water Quality Standards was
amended effective:
(1) March 1, 1977;
(2) December 13, 1979;
(3) December 14, 1980;
(4) August 9, 1981;
(5) April 1, 1982;
(6) December 1, 1983;
(7) January 1, 1985;
(8) August 1, 1985;
(9) December 1, 1985;
(10) February 1, 1986;
(11) July 1, 1987;
(12) October 1, 1987;
(13) March 1, 1988;
(14) June 1, 1988;
(15) July 1, 1988;
(16) January 1. 1990;
(17) August 1, 1990;
(18) August 3, 1992;
(19) July 1, 1994.
(c) The Schedule of Classifications and Water
Quality Standards for the Cape Fear River Basin
has been amended effective June 1, 1988 as
follows:
(1) Cane Creek [Index No. 16-21-(1)] from
source to a point 0.5 mile north of
N.C. Hwy. 54 (Cane Reservoir Dam)
including the Cane Creek Reservoir and
all tributaries has been reclassified from
Class WS-III to WS-I.
(2) Morgan Creek [Index No. 16-41-1-(1)]
to the University Lake dam including
University Lake and all tributaries has
been reclassified from Class WS-III to
WS-I.
(d) The Schedule of Classifications and Water
Quality Standards for the Cape Fear River Basin
has been amended effective July 1, 1988 by the
reclassification of Crane Creek (Crains Creek)
[Index No. 1 8-23- 16-( 1 )] from source to mouth of
Beaver Creek including all tributaries from C to
WS-III.
(e) The Schedule of Classifications and Water
Quality Standards for the Cape Fear River Basin
has been amended effective January 1, 1990 as
1861
8:19
NORTH CAROLINA REGISTER
January 3, 1994
PROPOSED RULES
follows:
(1) Intracoastal Waterway (Index No.
18-87) from southern edge of White
Oak River Basin to western end of
Permuda Island (a line from Morris
Landing to Atlantic Ocean), from the
eastern mouth of Old Topsail Creek to
the southwestern shore of Howe Creek
and from the southwest mouth of Shinn
Creek to channel marker No. 153
including all tributaries except the King
Creek Restricted Area, Hardison Creek,
Old Topsail Creek, Mill Creek, Futch
Creek and Pages Creek were
reclassified from Class SA to Class SA
ORW.
(2) Topsail Sound and Middle Sound ORW
Area which includes all waters between
the Barrier Islands and the Intracoastal
Waterway located between a line
running from the western most shore of
Mason Inlet to the southwestern shore
of Howe Creek and a line running from
the western shore of New Topsail Inlet
to the eastern mouth of Old Topsail
Creek was reclassified from Class SA
to Class SA ORW.
(3) Masonboro Sound ORW Area which
includes all waters between the Barrier
Islands and the mainland from a line
running from the southwest mouth of
Shinn Creek at the Intracoastal
Waterway to the southern shore of
Masonboro Inlet and a line running
from the Intracoastal Waterway
Channel marker No. 153 to the
southside of the Carolina Beach Inlet
was reclassified from Class SA to Class
SA ORW.
(f) The Schedule of Classifications and Water
Quality Standards for the Cape Fear River Basin
has been amended effective January 1, 1990 as
follows: Big Alamance Creek [Index No.
16-19-(1)] from source to Lake Mackintosh Dam
including all tributaries has been reclassified from
Class WS-III NSW to Class WS-II NSW.
(g) The Schedule of Classifications and Water
Quality Standards for the Cape Fear River Basin
was amended effective August 3, 1992 with the
reclassification of all water supply waters (waters
with a primary classification of WS-I, WS-II or
WS-III). These waters were reclassified to WS-I,
WS-II, WS-III, WS-IV or WS-V as defined in the
revised water supply protection rules, (15A NCAC
2B .0100, .0200 and .0300) which became
effective on August 3, 1992. In some cases,
streams with primary classifications other than WS
were reclassified to a WS classification due to their
proximity and linkage to water supply waters. In
other cases, waters were reclassified from a WS
classification to an alternate appropriate primary
classification after being identified as downstream
of a water supply intake or identified as not being
used for water supply purposes.
(h) The Schedule of Classifications and Water
Quality Standards for the Cape Fear River Basin
was amended effective July L 1994 with the
reclassification of the Deep River flndex No. 17-
(36.5)1 from the Town of Gulf-Goldston water
supply intake to US highway 421 including
associated tributaries from Class C to Classes C^
WS-IV and WS-IV CA.
Statutory Authority G.S. 143-214.1; 143-215.1;
143-21 5. 3(a)(1).
iSotice is hereby given in accordance with G.S.
150B-21.2 that the EHNR - Coastal Management
intends to adopt rules cited as 15A NCAC 7H
.2101 - .2105; amend rules 7H .0104, .0304,
.1104, .1204, .1304, .1404, .1504, .1604, .1704,
. 1804 and . 1904 .
1 he proposed effective date of this action is June
1, 1994.
1 he public hearing will be conducted at 4:00
p.m. on January 27, 1994 at the Sheraton Resort
Hotel, Salter Path Road, Atlantic Beach, North
Carolina.
MXeason for Proposed Action:
15A NCAC 7H . 0104 - To make exceptions to the
new Erosion Rates for dex'elopment that has been
planned on existing lots.
15A NCAC 7H .0304 - To incorporate recent
updated rates of shoreline change into CAMA for
use in delineating the Ocean Hazard Area of
Environmental Concern and for determining
setbacks for oceanfront development.
15A NCAC 7H.1104, .1204, .1304, .1404, .1504,
.1604, .1704, .1804 and .1904 - To clarify and
create a consistent use of terminology within the
stated management objectives for general condi-
tions of various general permits.
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1862
PROPOSED RULES
15A NCAC 7H .2101 - .2105 - Vie adoption of
these Rules would create a new CAMA General
Permit which would authorize free-standing,
wooden breakwaters in conjunction with existing or
created coastal wetlands within estuarine waters
and public trust areas of environmental concern.
Lsomment Procedures: All persons interested
these matters are invited to attend the public
hearing. Vie Coastal Resources Commission will
receive mailed written comments postmarked no
later than February 2, 1994. Any person desiring
to present lengthy comments is requested to submit
a written statement for inclusion in the record of
proceedings at the public hearings. Additional
information concerning the hearing or the propos-
als may be obtained by contacting Dedra
Blackwell, Division of Coastal Management. PO
Box 27687, Raleigh, NC 27611-7687, (919) 733-
2293.
CHAPTER 7 - COASTAL MANAGEMENT
SUBCHAPTER 7H - STATE GUIDELINES
FOR AREA OF ENVIRONMENTAL
CONCERN
SECTION .0100 - INTRODUCTION
AND GENERAL COMMENTS
.0104 DEVELOPMENT INITIATED PRIOR
TO EFFECTIVE DATE OF
REVISIONS
Development on lots created after the date of
adoption of the current erosion rates (January 28.
1994) must comply fully with those rates.
Development on lots created, or, within projects
which have received all required final or
preliminary local approvals or a CAMA major
development permit between June J^ 1979 and
January 28. 1994 must comply with the current
rates to the maximum extent feasible and have a
minimum setback equal to the rates in effect at the
time the lots were created, or, those rates in effect
at the time of issuance of any active CAMA permit
for development on those lots. Development on
lots created prior to June J^ 1979 shall comply
with the provisions of J5A NCAC 7H .0309 fb)
and (c).
(a) The — following — Rul es — s hall — be — ased — to
d e t e rmin e wh e th e r th e r e visions to guidelin e s for
developm e nt in ar e as — of environm e ntal conc e rn
(hereinafter — r e f e rr e d — to — as — r e visions), — with — an
effectiv e dat e of June 1, 1979, shall apply to a
propo s ed development.
fB In the case of a development for which
a CAMA permit was required prior to
June 1, 1979. the revisions shall not be
applicable if a complete and sufficient
application for a CAMA permit was
filed and accepted before June 1, 1979.
However if the application should lapse
or be denied, thereby requiring a new
application after June 1, 1979, or if the
application is modified or renewed after
June 1, — 1979, the revisions shall be
made applicable.
{3} In the case of a development for which
no CAMA permit was required prior to
July 15, 1979, the revision s shall not be
applicable if all legally required permits
have been applied for and accepted in
accordance with the applicable rules of
the agency responsible for the permit.
However, — i# — the — application — should
lapse or be denied, thereby requiring a
new application after July 15, 1979, or
tf- — the — application — is — modified — of
renewed — after July — \S-, — W79i — the
revisions shall be applicable.
0) In those cases where a CAMA major
permit was issued before June 1, 1979,
fef — a — major — development — which
included platted lots, the new standard s
shall apply to such platted lots only to
the maximum extent possible without
effectively prohibiting the intended use
of tho s e lots. In order for this Rule to
apply, the following condition s must be
fA} — the — let — &n — which — the — proposed
development i s to be located shall
have been accurately shown on the
major development permit application
and — the boundaries — must — net — have
been significantly altered.
(B) — the — tot — en — which — the — proposed
development i s to be located shall
have been suitable for the intended
use according to the AEC guidelines
in effect at the time the major permit
was issued.
(€-} — a minor development permit must be
applied for and received according to
the — normal — minor — permit — proce ss
before development can begin.
f©) — this — Ru4e — shall — apply — only — to
development — fef — which — a — permit
application — is — s ubmitted — prior — to
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PROPOSED RULES
expiration of the major development
pe rniit issued before June 1, 1979.
f4) In those caoco — where any — necessary
local — approval — was — issued — fef — a
proposed subdivision development prior
to July — ]-&-, — 1979, — the — Divi s ion — ©f
Coastal Management advised — the
developer in writing where to locate the
ocean — setback — line for the proposed
subdivision, and this proposed
subdivision development was recorded
in the county registry prior to July 15,
1979, with the ocean setback
determined by the Division of Coastal
Management, my new standards
regarding — oceanfront — s etbacks — shall
apply to the platted — lots within the
proposed — subdivision — only to — the
maximum — extent — possible — without
effectively prohibiting the intended use
of those lots, — In order for thi s Rule to
apply, the following conditions must be
mctr
fA) — the — lot(s) — ©a — which — the — proposed
development — is to — be located — shall
have been accurately shown on an
approved local plat and the boundaries
must — net — have — been — significantly
altered;
fB) — the — lot(s) — ©fl — which — the — proposed
development — is to — be located — shall
have been suitable for the intended
use according to the AEC guidelines
in effect at the time the plat was
approved; and
fG) — a minor development pcrmit( s ) mu s t
be applied for and received according
to the normal minor permit process
before development can begin.
{©) The — oceanfront — setback — provisions
s pecifically applicable to large structures, as set
forth by Rule .0306(a)( 4 ) of thi s Subchapter, s hall
apply only to development applications received on
©f — aftef — November — h — 1983. Further, — Rfee
.0306(a)( 4 ) of this Subchapter shall only apply to
the maximum extent pos s ible without effectively
prohibiting the intended use of the property in the
following s ituations:
ft) the — completion — of projects — that — had
received valid CAMA permits prior to
November — h — 1983, — provided — that
permit — renewals, — modification — and
tran s fer — requests — for — these — projects
made pursuant to 15A NCAC 7J .0 4 4 ,
.0 4 05 and .0 4 06 and 15A NCAC 7E
.0105 shall be considered under the
s etback rule s applicable at the time of
original — permit — issuance, — and — ne
renewals or exten s ions of pre existing
permits — shall — be — made — beyond — the
expiration period unle s s either there has
been substantial progress &n
construction or no material change in
the physical conditions at the project
site (as is provided by 15A NCAC 7J
.0 4 03); and
f2) the completion of projects that were
outside of CAMA permit juri s diction
prior to November 1, 1983, provided
that all other r e quired state and local
permits — had — been — applied — for — m
accordance — wife — the — rules — ©f- — the
agencie s re s ponsible for such permits
and that the developer has materially
changed his or her po s ition in good
fetth — reliance — ©b — sueh — development
approval s . tn — aH — instances, — sueh
development must be consistent with all
other provisions of this Subchapter,
(c) In the case of subdivisions or project s which
have — received — either — aH — required — feral — ©f
preliminary local approvals or a CAMA major
development permit prior to May 27, 1988, and
have therein met all applicable CAMA setback
requirements as of May 27, 1988, the updated
oceanfront — erosion — rat es — approved — by — the
Commission on July 29, 1988, and effective on
November — h — 1988, — shaH — ©ffey — apply — te — fee
maximum extent feasible. — For the s e previously
approved — lets — and — projects, — fee — erosion — rate
existing as of May 27, 1988, shall be applied in
determining — minimum — oceanfront — setbacks — fef
purposes of subsequent approved con s truction o f
development prior to the next erosion rate updatc r
Statutory Authority G.S. 113A-107; 113A-113;
U3A-124.
SECTION .0300 - OCEAN HAZARD
AREAS
NOTE TO RULE .0304: The Coastal Resources
Commission will consider the text shown in Bold
type for adoption at the January meeting.
Public hearings were held during the months of
November and December in the eight coastal
counties where the proposed rate changes will
occur. The proposed effective date is April 1,
1994. Notice on these changes was published in
the Register on November 1, 1993, (8:15 NCR
8:19
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January 3, 1994
1864
PROPOSED RULES
1405-1409).
.0304 AECs WITHIN OCEAN HAZARD
AREAS
The ocean hazard system of AECs contains all of
the following areas:
(1) Ocean Erodible Area. This is the area in
which there exists a substantial possibility
of excessive erosion and significant
shoreline fluctuation. The seaward
boundary of this area is the mean low
water line. The landward extent of this
area is determined as follows:
(a) a distance landward from the first line
of stable natural vegetation to the
recession line that would be established
by multiplying the long-term annual
erosion rate times 60, provided that,
where there has been no long-term
erosion or the rate is less than two feet
per year, this distance shall be set at
120 feet landward from the first line of
stable natural vegetation. For the
purposes of this Rule, the erosion rates
shall be those set forth in table s maps
entitled "Long Term Annual Ero s ion
Shoreline Change Rates updated
through i9S€ 1992 " and approved by
the Coastal Resources Commission on
July 29, 19 88 January 28^ 1994
(except as such rates may be varied in
individual contested cases, declaratory
or interpretive rulings). The table s
maps are available without cost from
any local permit officer or the Division
of Coastal Management; and
(b) a distance landward from the recession
line established in Sub-Item (l)(a) of
this Rule to the recession line that
would be generated by a storm having
a one percent chance of being equalled
or exceeded in any given year.
(c) Development other than single family
residential on lots existing as of June L,
1979 shall meet setback requirements
current at the time of permit decision.
(2) The High Hazard Flood Area. This is
the area subject to high velocity waters
(including, but not limited to, hurricane
wave wash) in a storm having a one
percent chance of being equalled or
exceeded in any given year, as identified
as zone VI -30 on the flood insurance rate
maps of the Federal Insurance
Administration, U.S. Department of
Housing and Urban Development. In the
absence of these rate maps, other
available base flood elevation data
prepared by a federal, state, or other
source may be used, provided said data
source is approved by the CRC.
(3) Inlet Hazard Area. The inlet hazard
areas are natural-hazard areas that are
especially vulnerable to erosion, flooding
and other adverse effects of sand, wind,
and water because of their proximity to
dynamic ocean inlets. This area shall
extend landward from the mean low
water line a distance sufficient to
encompass that area within which the
inlet will, based on statistical analysis,
migrate, and shall consider such factors
as previous inlet territory, structurally
weak areas near the inlet (such as an
unusually narrow barrier island, an
unusually long channel feeding the inlet,
or an overwash area), and external
influences such as jetties and
channelization. The areas identified as
suggested Inlet Hazard Areas included in
the report entitled INLET HAZARD
AREAS, The Final Report and
Recommendations to the Coastal
Resources Commission, 1978, by Loie J.
Priddy and Rick Carraway are hereby
designated as Inlet Hazard Areas except
that the Cape Fear Inlet Hazard as shown
on said map shall not extend northeast of
the Baldhead Island marina entrance
channel. In all cases, this area shall be
an extension of the adjacent ocean
erodible area and in no case shall the
width of the inlet hazard area be less than
the width of the adjacent ocean erodible
area.
(4) Unvegetated Beach Area. This is a
dynamic area that is subject to rapid
unpredictable landform change from wind
and wave action. The areas in this
category shall be designated following
detailed studies by the Coastal Resources
Commission. These areas shall be
designated on maps approved by the
Commission and available without cost
from any local permit officer or the
Division of Coastal Management.
Statutory Authority
113A-124.
G.S 113A-W7; II3A-113;
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PROPOSED RULES
SECTION .1100 - GENERAL PERMIT
FOR CONSTRUCTION OF BULKHEADS
AND THE PLACEMENT OF RIPRAP FOR
SHORELINE PROTECTION ESf
ESTUARINE AND PUBLIC
TRUST WATERS
.1104 GENERAL CONDITIONS
(a) This permit authorizes only the construction
of bulkheads and the placement of riprap
conforming to the standards herein.
(b) Individuals shall allow authorized
representatives of the Department of Environment,
Health, and Natural Resources to make periodic
inspections at any time deemed necessary in order
to be sure that the activity being performed under
authority of this general permit is in accordance
with the terms and conditions prescribed herein.
(c) There shall be no significant interference
with navigation or use of the waters by the public
by the existence of the bulkhead or the riprap
authorized herein.
(d) This general permit may be cither modified,
suspended or revoked in whole or in part if the
Department determines that such action would be
in the best public interest. This general permit will
not be applicable to proposed construction where
the Department determines that authorization may
be warranted, but that the proposed activity might
significantly — affect — the — quality — of the — human
environment, or unnece s sarily endanger adjoining
properties.
{e)(d) This general permit will not be applicable
to proposed construction when the Department
determines after any necessary investigations, that
the proposed activity would adversely affect areas
which possess historic, cultural, scenic,
conservation, or recreational values.
ff-)(e) The Department may, on a case-by-case
basis, determine that the general permit shall not
be applicable to a specific construction proposal.
This general permit will not be applicable to
proposed construction where the Department
determines that the proposed activity might
significantly affect the quality of the human
environment, or unnecessarily endanger adjoining
properties. In those cases, individual permit
applications and review of the proposed project
will be required according to 15A NCAC 7J.
fg-Hf) This permit does not eliminate the need to
obtain any other required state, local, or federal
authorization.
fh-Hg) Development carried out under this permit
must be consistent with all local requirements,
AEC Guidelines, and local land use plans current
at the time of authorization.
Statutory Authority G.S. 113A-W7(a); 113A-
107(b); 113A-1 13(b); 113A-118.1; 113A-124.
SECTION .1200 - GENERAL PERMIT FOR
CONSTRUCTION OF PIERS: DOCKS:
AND BOAT HOUSES IN ESTUARINE
AND PUBLIC TRUST WATERS
.1204 GENERAL CONDITIONS
(a) Structures authorized by this permit shall be
non-commercial structures conforming to the stan-
dards herein.
(b) Individuals shall allow authorized
representatives of the Department of Environment,
Health, and Natural Resources to make periodic
inspections at any time deemed necessary in order
to be sure that the activity being performed under
the authority of this general permit is in
accordance with the terms and conditions
prescribed herein.
(c) There shall be no unreasonable interference
with navigation or use of the waters by the public
by the existence of piers, docks and boat houses.
(d) This general permit may be cither modified,
su s pended — ©f — revoked — m — whole — ef — m — part
according to the provisions of G.S. — 1 13A 107 if
the Department determine s that such action would
be in the best public interest. This general permit
will not be applicable to proposed construction
where the Department believes that authorization
may be warranted, but that the proposed activity
might significantly affect the quality of the human
environment, or unnece s sarily endanger adjoining
properties.
fe-Hd) This general permit will not be applicable
to proposed construction when the Department
determines, after any necessary investigations, that
the proposed activity would adversely affect areas
which possess historic, cultural, scenic,
conservation or recreational values.
ffl(e) The Department may, on a case-by-case
basis, determine that the general permit shall not
be applicable to a specific construction proposal.
This general permit will not be applicable to
proposed construction where the Department
believes that the proposed activity might
significantly affect the quality of the human
environment, or unnecessarily endanger adjoining
properties. In those cases, individual permit
applications and review of the proposed project
will be required according to 15A NCAC 7J.
fg-Hf) This permit does not eliminate the need to
obtain any other required state, local, or federal
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1866
PROPOSED RULES
authorization.
fh->(g) Development carried out under this permit
must be consistent with all local requirements.
AEC Guidelines, and local land use plans current
at the time of authorization.
Statutory Authority G.S. 113A-1 07(a); 113A-
107(b); 11 3A-1 13(b); 113A-118.1; 113A-124.
SECTION .1300 - GENERAL PERMIT
TO MAINTAIN: REPAIR AND
CONSTRUCT BOAT RAMPS ALONG
ESTUARLNE SHORELLNES AND
INTO ESTUARLNE AND PUBLIC
TRUST WATERS
.1304 GENERAL CONDITIONS
(a) Structures authorized by this permit shall be
non-commercial boat ramps constructed of accept-
able material and conforming to the standards
herein.
(b) Individuals shall allow authorized
representatives of the Department of Environment.
Health, and Natural Resources to make periodic
inspections at any time deemed necessary in order
to be sure that the activity being performed under
authority of this general permit is in accordance
with the terms and conditions prescribed herein.
(c) There shall be no unreasonable interference
with navigation or public use of the waters during
or after construction.
(d) This general permit may be cither modified,
suspended — &f — revoked — m — whol e — er — m — part
according to the provisions of G.S. — 1 13A 107 if
the Department determines that such action would
be in the best public interest. This general permit
will not be applicable to propo s ed con s truction
where the Department believes that authorization
may be warranted, but that the proposed activity
might significantly affect the quality of the human
environment, or unnece s sarily endanger adjoining
properties.
fe)(d) This general permit will not be applicable
to proposed construction when the Department
determines, after any necessary investigations, that
the proposed activity would adversely affect areas
which possess historic, cultural, scenic,
conservation or recreational values.
ff-)(e) The Department may, on a case-by-case
basis, determine that the general permit shall not
be applicable to a specific construction proposal.
This general permit will not be applicable to
proposed construction where the Department
believes that the proposed activity might
significantly affect the quality of the human
environment, or unnecessarily endanger adjoining
properties. In those cases, individual permit
applications and review of the proposed project
will be required according to 15A NCAC 7J.
fg){fj This permit does not eliminate the need to
obtain any other required state, local, or federal
authorization.
^hjigj Development carried out under this permit
must be consistent with all local requirements,
AEC guidelines, and local land use plans current
at the time of authorization.
Statutory Authority G.S. 113A-107(a); 113A-
107(b); 113A-113(b); 113A-U8.1; 113A-124.
SECTION .1400 - GENERAL PERMIT FOR
CONSTRUCTION OF WOODEN GROLNS
IN ESTUARLNE AND PUBLIC
TRUST WATERS
.1404 GENERAL CONDITIONS
(a) Structures authorized by this permit shall be
simple, wooden groins conforming to the standards
herein.
(b) Individuals shall allow authorized
representatives of the Department of Environment,
Health, and Natural Resources to make periodic
inspections at any time deemed necessary in order
to be sure that the activity being performed under
authority of this general permit is in accordance
with the terms and conditions prescribed herein.
(c) There shall be no significant interference
with navigation or use of the waters by the public
by the existence of wooden groins authorized
herein.
(d) This general permit may be either modified,
s u s pended — er — revoked — m — whole — ef — m — pert
according to the provisions of G.S. — 1 13A 107 if
the Department determine s that s uch action would
be in the best public interest. — This general permit
will not be applicable to proposed construction
where the Department believes that authorization
may be warranted, but that the proposed activity
might significantly affect the quality of the human
environment, or unneces s arily endanger adjoining
properties.
fe)(d) This general permit will not be applicable
to proposed construction when the Department
determines, after any necessary investigation, that
the proposed activity would adversely affect areas
which possess historic, cultural, scenic,
conservation or recreational values.
ffi(e) The Department may, on a case-by-case
basis, determine that the general permit shall not
be applicable to a specific construction proposal.
1867
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PROPOSED RULES
This general permit will not be applicable to
proposed construction where the Department
believes that the proposed activity might
significantly affect the quality of the human
environment, or unnecessarily endanger adjoining
properties. In those cases, individual permit
applications and review of the proposed project
will be required according to Subchapter IS.
fg)(f) This permit does not eliminate the need to
obtain any other required state, local, or federal
authorization.
th4(g) Development carried out under this permit
must be consistent with all local requirements,
AEC Guidelines, and local land use plans current
at the time of authorization.
Statutory Authority G.S. 113A- 107(a); 113A-
107(b); 11 3A-U 3(b); 113A-118.1; 113A-124.
SECTION .1500 - GENERAL PERMIT FOR
EXCAVATION WITHIN OR CONNECTING
TO EXISTING CANALS: CHANNELS:
BASINS: OR DITCHES IN ESTUARINE
WATERS: PUBLIC TRUST WATERS:
AND ESTUARINE SHORELINE AEC'S
.1504 GENERAL CONDITIONS
(a) Individuals shall allow authorized
representatives of the Department of Environment,
Health, and Natural Resources to make periodic
inspections at any time necessary to ensure that the
activity being performed under authority of this
general permit is in accordance with the terms and
conditions prescribed herein.
(b) Thi s general permit may either be modifi e d,
s uspended, — er — revoked — m — whole — er — in part
according to the provisions of G.S. — 1 13A 107 if
the Department determines that such action wou l d
be in the best public interest. — This general permit
wtH — not be applicable to propo s ed excavation
wher e — the — Department — determines — that — the
proposed — activity — may — significantly — affect — the
quality — ©f- — the — environment — ef — unnece ss arily
endanger adjoining properties.
je}(b) This general permit will not be applicable
to proposed excavation when the Department
determines that the proposed activity would
adversely affect areas which possess historic,
cultural, scenic, conservation or recreational
values.
j4)(c) This general permit will not be applicable
to proposed maintenance excavation when the
Department determines that the proposed activity
will adversely affect adjacent property.
(e-)(d) The Department may determine in some
cases that this general permit is not applicable to
a specific excavation proposal. This general permit
will not be applicable to proposed excavation
where the Department determines that the
proposed activity might significantly affect the
quality of the environment or unnecessarily
endanger adjoining properties. In such cases an
individual permit application and review of the
proposed project may be initiated using the
applications forms, fees and procedures required
by 15A NCAC 7J.
ff-He) This general permit authorizes
maintenance excavation in canals, channels, basins
and ditches within primary nursery areas as
designated by the Division of Marine Fisheries
except as proscribed by other provisions of this
permit. Individual project requests will be
evaluated on a case-by-case basis and coordinated
with appropriate Division of Marine Fisheries
personnel. Individual projects will not be allowed
during periods of highest biological productivity.
(£-)(f) New basins within or with connections to
primary nursery areas are not allowed.
fh-)(g) No new basins will be allowed that result
in closure of shellfish waters according to the
closure policy of the Division of Environmental
Health.
(t)(h) This permit does not eliminate the need to
obtain any other required state, local, or federal
authorization, nor, to abide by regulations adopted
by any federal or other state agency.
tfHi) Development carried out under this permit
must be consistent with all local requirements,
AEC guidelines, and local Land Use Plans current
at the time of authorization.
Statutory Authority G.S. 1 13A- 107(a), (b); 113A-
113(b); 113A-118.1; U3-229(cl).
SECTION .1600 - GENERAL PERMIT FOR
THE INSTALLATION OF AERIAL AND
SUBAQUEOUS UTILITY LINES WITH
ATTENDANT STRUCTURES IN
COASTAL WETLANDS: ESTUARINE
WATERS: PUBLIC TRUST WATERS
AND ESTUARINE SHORELINES
.1604 GENERAL CONDITIONS
(a) Utility lines for the purpose of this general
permit or any pipes or pipelines for the
transportation of potable water, and any cable,
line, or wire for the transmission, for any purpose,
of electrical energy, telephone and telegraph
messages, and radio and television communication.
(b) There must be no resultant change in precon-
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January 3, 1994
1868
PROPOSED RULES
struction bottom contours. Authorized fill includes
only that necessary to backfill or bed the utility
line. Any excess material must be removed to an
upland disposal area, (c) The utility line crossing
will not adversely affect a public water supply
intake.
(d) The utility line route or construction method
will not disrupt the movement of those species of
aquatic life indigenous to the waterbody.
(e) Individuals shall allow authorized representa-
tives of the Department of Environment, Health,
and Natural Resources to make periodic inspec-
tions at any time necessary to ensure that the
activity being performed under authority of this
general permit is in accordance with the terms and
conditions prescribed herein.
vf) — This general permit may either be amended
or repealed in whole or in part according to th e
provisions of G.S. 113A 107 if the Commission
determines that such action would be in the be s t
public interest.
(g) This general permit will not be applicabl e to
proposed excavation where the Department deter
mines that the proposed activity may significantly
affect the quality of the environment or unncccs
sarily endanger adjoining properties.
fh-)(f) This general permit will not be applicable
to proposed excavation when the Department
determines that the proposed activity would ad-
versely affect areas which possess historic, cultur-
al, scenic, conservation or recreational values.
ft)(g) The Department may determine in some
cases that this general permit is not applicable to
a specific installation proposal. This general permit
will not be applicable to proposed installation
where the Department determines that the pro-
posed activity might significantly affect the quality
of the environment or unnecessarily endanger
adjoining properties. In such cases an individual
permit application and review of the proposed
project may be initiated using the application
forms, fees and procedures required by 15A
NCAC 15.
ftHh) This permit does not eliminate the need to
obtain any other required state, local, or federal
authorization, nor, to abide by regulations adopted
by any federal or other state agency.
^k){\} Development carried out under this permit
must be consistent with all local requirements,
AEC guidelines, and local Land Use Plans current
at the time of authorization.
Statutory Authority G.S. 113-229(cl); 113A-
107(a)(b); 113A-1 13(b): U3A-118.1.
SECTION .1700 - GENERAL PERMIT FOR
EMERGENCY' WORK REQUIRING
A CAMA AND/OR A DREDGE
AND FILL PERMIT
.1704 GENERAL CONDITIONS
(a) Work permitted by means of an emergency
permit shall be subject to the following limitations:
(1) No work shall begin until an onsite
meeting is held with the applicant and
appropriate Division of Coastal Man-
agement representative so that the
proposed emergency work can be ap-
propriately marked. Written authoriza-
tion to proceed with the proposed de-
velopment can be issued during this
visit.
(2) No work shall be permitted other than
that which is necessary to reasonably
protect against or reduce the imminent
danger caused by the emergency to
restore the damaged property to its
condition immediately before the emer-
gency, or to re-establish necessary
public facilities or transportation corri-
dors.
(3) Any permitted erosion control projects
shall be located no more than 20 feet
waterward of the endangered structure.
(4) Fill materials used in conjunction with
emergency work for storm or erosion
control shall be obtained from an up-
land source. Excavation below MHW in
the Ocean Hazard AEC may be allowed
to obtain material to fill sandbags used
for emergency protection.
(5) Structural work shall meet sound engi-
neering practices.
(6) This permit allows the use of ocean-
front erosion control measures for all
oceanfront properties without regard to
the size of the existing structure on the
property or the date of construction.
(b) Individuals shall allow authorized representa-
tives of the Department of Environment, Health,
and Natural Resources to make inspections at any
time deemed necessary to be sure that the activity
being performed under authority of this general
permit is in accordance with the terms and condi-
tions prescribed herein.
(c) There shall be no unreasonable interference
with navigation or public use of the waters during
or after construction.
(d) This general permit may be either modified,
suspended, or revoked in whole or in part accord
1869
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PROPOSED RULES
t ng to the provision s of G.S. — 1 13A 107 if the
Department determines that such action would be
in the best public interest. This general permit will
not be applicable to proposed construction where
the Department believes that authorization may be
warranted, but that the proposed activity might
significantly affect the quality of the human envi
ronment, — ef — unnecessarily — endanger — adjoining
properties.
4e)(d) This general permit will not be applicable
to proposed construction when the Department
determines, after any necessary investigations, that
the proposed activity would adversely affect areas
which possess historic, cultural, scenic, conserva-
tion, or recreational values.
ff-He) The Department may, in a case-by-case
basis, determine that the general permit shall not
be applicable to a specific construction proposal.
This general permit will not be applicable to
proposed construction where the Department
believes that the proposed activity might signif-
icantly affect the quality of the human environ-
ment, or unnecessarily endanger adjoining proper-
ties. In those cases, individual permit applications
and review of the proposed project will be re-
quired according to 15A NCAC 7J.
fg^(f) This permit does not eliminate the need to
obtain any other state, local, or federal authoriza-
tion.
ffl-)(g) Development carried out under this permit
must be consistent with all local requirements,
CAMA rules, and local land use plans, storm
hazard mitigation, and post-disaster recovery plans
current at the time of authorization.
Statutory Authority G.S. 113-229(cl); 113 A-
107(a), (b); 113A-1 13(b); 113A-118.1.
SECTION .1800 - GENERAL PERMIT TO
ALLOW BEACH BULLDOZING
LANDWARD OF THE MEAN HIGH
WATER MARK IN THE OCEAN
HAZARD AEC
.1804 GENERAL CONDITIONS
(a) Any future setback determinations which
may be required shall be made using the first line
of stable natural vegetation established prior to the
bulldozing activity.
(b) Individuals shall allow authorized
representatives of the Department of Environment,
Health, and Natural Resources to make periodic
inspections at any time deemed necessary to ensure
that the activity being performed under authority
of this general permit is in accordance with the
terms and conditions prescribed herein.
(c) This general permit may be cither modified,
suspended, or revoked in whole or in part if the
Department determines that such action would be
in the best public intere s t. This general permit will
not be applicable to propo s ed construction where
the Department believes that authorization may be
warranted but that the proposed activity might
significantly affect the quality of the human envi
ronment — ©f — unnece ss arily — endanger — adjoining
propertie s .
fd^fc) This general permit will not be applicable
to proposed construction when the Department
determines after any necessary investigation that
the proposed activity would adversely affect areas
which possess historical, cultural, scenic, conser-
vation or recreational values. If a shipwreck is
unearthed, all work shall stop and both the Divi-
sion of Archives and history and Coastal Manage-
ment shall be contacted immediately.
{e)(d) The Department may on a case by case
basis determine that the general permit shall not be
applicable to a specific construction proposal. This
general permit will not be applicable to proposed
construction where the Department believes that
the proposed activity might significantly affect the
quality of the human environment or unnecessarily
endanger adjoining properties. In those cases,
individual permit application and review of the
proposed project will be required according to 15A
NCAC 7HJ.
ff-)(e) This general permit does not convey any
rights, either in real estate or material and does not
authorize any injury to property or invasion of
rights of others.
fg-)(f) This permit does not eliminate the need to
obtain any other required state, local or federal au-
thorization.
fh-Mg) Development carried out under this permit
must be consistent with all local requirements,
AEC guidelines, and local Land Use Plans current
at the time of authorization.
Statutory Authority G.S. 113-229(cl); 113A-
107(a)(b); 113A-1 13(b); 113A-118.1.
SECTION .1900 - GENERAL PERMIT TO
ALLOW FOR TEMPORARY STRUCTURES
WITHIN ESTUARINE AND OCEAN
HAZARD AECS
.1904 GENERAL CONDITIONS
(a) Temporary structures for the purpose of this
general permit are those which are constructed
within the ocean hazard or estuarine system AECs
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1870
PROPOSED RULES
and because of dimensions or functions do not
meet the criteria of the existing general permits
(i.e. are not a bulkhead, pier, rip-rap, groin, etc.).
(b) There shall be no encroachment oceanward
of the first line of stable vegetation within the
ocean hazard AEC except for the placement of
auxiliary structures such as signs, fences, posts,
pilings, etc.
(c) There shall be no fill activity below the
plane of mean high water associated with the
structure.
(d) The structure shall not be located in such a
manner that will directly or indirectly adversely
impact coastal wetlands.
(e) The structure shall not disrupt the movement
of those species of aquatic life indigenous to the
waterbody.
(f) Individuals shall allow authorized representa-
tives of the Department of Environment, Health,
and Natural Resources to make periodic inspec-
tions at any time necessary to ensure that the
activity being performed under authority of this
general permit is in accordance with the terms and
conditions prescribed herein.
fg-) — This general permit may either be amended
or repealed in whole or in part according to the
provisions of G.S. 1 1 3 A 107 if the Commission
determines that such action would be in the best
public interest.
(h) This general permit will not be applicable to
proposed structures when the Department deter
mines that the proposed activity may significantly
affect the quality of the environment or unncccs
sarily endanger adjoining properties.
fi-Kg) This general permit will not be applicable
to proposed structures when the Department
determines that the proposed activity would ad-
versely affect areas which possess historic, cultur-
al, scenic, conversation or recreational values.
fH(h) The Department may determine in some
cases that this general permit is not applicable to
a specific structural proposal. This general permit
will not be applicable when the Department deter-
mines that the proposed activity might significantly
affect the quality of the environment or unneces-
sarily endanger adjoining properties. In such cases
an individual permit application and review of the
proposed project may be initiated using the appli-
cation forms, fees, and procedures required by
15A NCAC 7J.
{k-)(i) This permit does not eliminate the need to
obtain any other state, local or federal authoriza-
tion, nor, to abide by regulations adopted by any
federal, state, or local agency.
{t)ij) Development carried out under this permit
must be consistent with all local requirements, and
local land use plans current at the time of authori-
zation.
Statutory Authority G.S. 113-229(cl); 113A-
107(a)(b); 113A-1 13(b); 113A-118.1.
SECTION .2100 - GENERAL PERMIT FOR
CONSTRUCTION OF MARSH
ENHANCEMENT BREAKWATERS FOR
SHORELLNE PROTECTION IN
ESTUARINE
AND PUBLIC TRUST WATERS
.2101 PURPOSE
This permit will
allow the construction of
offshore parallel breakwaters, made from wood,
plastic lumber, or metal sheet piling for shoreline
protection in conjunction with existing or created
coastal wetlands. This permit will only be
applicable where a shoreline is experiencing
erosion in public trust areas and estuarine waters
according to authority provided m 15A NCAC 7J
.1 100 and according to the following guidelines.
This permit will not apply within the ocean hazard
AEC, the inlet hazard AEC, or waters adjacent to
these AEC's.
Statutory Authority G.S. 113A-107; 113A-118.1.
.2102 APPROVAL PROCEDURES
(a) The applicant must contact the Division of
Coastal Management and complete an application
form requesting approval for development. The
applicant shall provide information on site
location, dimensions of the project area, and his
name and address.
(b) The applicant must provide:
(1) confirmation that a written statement
has been obtained signed by the
adjacent riparian property owners
indicating that they have no objections
to the proposed work; or
(2) confirmation that the adjacent riparian
property owners have been notified by
certified mail of the proposed work.
Such notice should instruct adjacent
property owners to provide any
comments on the proposed development
in writing for consideration by
permitting officials to the Division of
Coastal Management within 10 days of
receipt of the notice, and, indicate that
no response will be interpreted as no
objection. PCM staff will review all
1871
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January 3, 1994
PROPOSED RULES
comments and determine, based on
their relevance to the potential impacts
of the proposed project, if the proposed
project can be approved by a General
Permit. If PCM staff finds that the
according to 15A NCAC 7J. This general permit
will not be applicable to proposed construction
where the Department determines that
authorization may be warranted, but that the
proposed activity might significantly affect the
quality of the human environment, or
unnecessarily endanger adjoining properties.
(f) This permit does not eliminate the need to
obtain any other required state, local, or federal
authorization.
Ill
must
Development carried out under this permit
be consistent with all local requirements.
comments are worthy of more in-depth
review, the applicant will be notified
that he must submit an application for a
major development permit,
(c) No work shall begin until an on-site meeting
is held with the applicant and appropriate Division
of Coastal Management representative so that the
proposed breakwater alignment can be
appropriately marked. Written authorization to
proceed with the proposed development may be
issued during this visit. Construction of the Statutory Authority G.S. 1 13A-107; 113A-118.1
breakwater must begin within 90 days of this visit
or the general authorization expires and it will be
necessary to re-examine the alignment to determine
if the general authorization can be reissued.
AEC Guidelines, and local land use plans current
at the time of authorization.
Statutory Authority G.S. 113A-107; 113A-118.1.
.2103 PERMIT FEE
The applicant must pay a permit fee of fifty
dollars ($50.00) by check or money order payable
to the Department.
Statutory Authority G.S. 113A-107; 113A-118.1.
.2104 GENERAL CONDITIONS
(a) This permit authorizes only the construction
of breakwaters conforming to the standards herein.
(b) Individuals shall allow authorized
representatives of the Department of Environment,
Health, and Natural Resources to make periodic
inspections at any time deemed necessary in order
to be sure that the activity being performed under
authority of this general permit is in accordance
with the terms and conditions prescribed herein.
(c) There shall be no significant interference
with navigation or use of the waters by the public
by the existence of the breakwater authorized
herein.
(d) This general permit will not be applicable to
proposed construction when the Department deter-
mines after any necessary investigations, that the
proposed activity would adversely affect areas
which possess historic, cultural, scenic,
conservation, or recreational values.
(e) The Department may, on a case-by-case
basis, determine that the general permit shall not
be applicable to a specific construction proposal.
In those cases, individual permit applications and
review of the proposed project will be required
.2105 SPECIFIC CONDITIONS
(a) The breakwater shall be positioned no more
than 20 feet waterward of the mean high water or
normal water level contour (whichever is
applicable) or 20 feet waterward of the waterward
edge of existing emergent wetlands at any point
along its alignment. For narrow waterbodies
(canals, creeks, etc.) the breakwater alignment
shall not be positioned offshore more than one
sixth (1/6) the width of the waterbody.
(b) Breakwaters authorized under this General
Permit shall be allowed only in waters that average
less than three feet in depth along the proposed
alignment as measured from the mean high water
or normal water level conto ur-
determine that
the
(c) Where Department Staff
insufficient coastal marsh
exists along
permittee's shoreline to provide adequate shoreline
stabilization, the permittee shall be required to
plant appropriate coastal marsh landward of the
breakwater structure as directed by Department
Staff.
(d) Construction authorized by this general
permit will be limited to a maximum length of 500
feet.
(e) The breakwater shall be constructed with an
equal gap between each sheathing board totaling at
least one inch of open area every linear foot of
breakwater. The breakwater shall have at least
one five foot opening at every 100 feet. The
breakwater sections shall be staggered and overlap
as long as the five foot separation between sections
is maintained. Overlapping sections shall not
overlap more than 10 feet.
(f) The height of the breakwater shall not exceed
six inches above mean high water or the normal
water level.
(g) Offshore breakwater sections shall be set
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January 3, 1994
1872
PROPOSED RULES
back 15 feet fro m the adjoining property lines and
the riparian access dividing line. The line of
division of riparian access shall be established by
drawing a line along the channel or deep water in
front of the property, then drawing a line
perpendicular to the line of the channel so that it
intersects with the shore at the point the upland
property line meets the water's edge. The set back
may be wai ved by written agreement of the
adjacent riparian owner(s) or when the two
adjoining riparian owners are co-applicants. Should
the adjacent property be sold before construction
of the breakwater begins, the applicant shall obtain
a written agreement with the new owner waiving
the minimum setback and submit it to the Division
of Coastal Management prior to initiating any
construction of the breakwater.
(h) Breakwaters shall be marked at 50 foot
intervals with yellow reflectors extending at least
three feet above mean high water.
(i) No backfill of the breakwater or any other
fill of wetlands, estuarine waters, public trust
areas, or highground is authorized by this general
permit.
(j) No excavation of the shallow water bottom,
any wetlands, or high ground is authorized by this
general permit.
(k) The breakwater must be constructed of
treated wood, plastic lumber, metal sheet piles or
other suitable materials approved by Department
personnel.
(1) Perpendicular sections, return walls, or
sections which would enclose estuarine waters or
public trust areas shall not be allowed under this
permit.
(m) The permittee will maintain the breakwater
in good condition and in conformance with the
terms and conditions of this permit or the
remaining breakwater structure shall be removed
within 90 days of notification from the Division of
Coastal Management.
Statutory- Authority G.S. 113A-W7; 113A-118.1.
TITLE 16 - DEPARTMENT OF
PUBLIC EDUCATION
1\ otice is hereby given in accordance with G.S.
150B-21.2 that the State Board of Education
intends to amend rules cited as 16 NCAC 6C . 0307
and 6E . 0202.
1 he proposed effective date of this action is July
1. 1994.
1 he public hearing will be conducted at (16
NCAC 6C .0307) 9:30 a.m. and (16 NCAC 6E
.0202) 10:00 a.m. on February 4, 1994 at the
State Board Room, Education Building. 301 N.
Wilmington Street, Raleigh, NC 27601-2825.
MXeason for Proposed Action:
16 NCAC 6C .0307 - Amendment allows school
systems greater flexibility in handling certificate
renewal credits.
16 NCAC 6E .0202 - Amendment provides consis-
tent policy to be applied in grades 7-12 regard-
ing persons who are ejected from interscholastic
athletic extents.
(comment Procedures: Any interested person may
make comments in writing prior to or at the hear-
ing or orally at the hearing.
CHAPTER 6 - ELEMENTARY AND
SECONDARY EDUCATION
SUBCHAPTER 6C - PERSONNEL
SECTION .0300 - CERTIFICATION
.0307 CERTIFICATE RENEWAL
(a) Certificates are valid for a period of five
years from the effective date of issuance. Holders
must renew their certificates within each five-year
period. The Department applies renewal credit to
the person's certificate field(s) and/or professional
duties.
(b) The Department bases renewal or reinstate-
ment of a certificate on 15 units of renewal credit.
A unit of credit is equal to one quarter hour or
two-thirds of a semester hour of IHE credit, or one
school year of teaching experience. The Depart-
ment will not record less than one credit on a
certificate. For their own employees. LEAs can
approve staff development activities that carry less
than one unit of credit.
(c) Currently employed personnel shall maintain
a professional growth plan in accordance with
department guidelines. These persons may obtain
renewal credit for the following activities:
(1) college or university credit activities;
(2) teaching experience (one unit for every
year);
(3) local in-service courses or workshops
which carry at least one unit of renewal
1873
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PROPOSED RULES
credit and which meet the following
criteria:
(A) ten clock hours of direct training by
the instructor will equal one unit of
renewal credit;
(B) content and instructional activities
designed in a sequential manner to
develop specified competencies of a
specific population;
(C) led by qualified instructional person-
nel and directly supervised by the
sponsoring school unit;
(D) credit is granted on the basis of pro-
gram completion and achievement of
specified individual performance,
which is determined by individual
evaluation for specified competencies;
(E) enrollment limited to assure account-
ability of credit granted;
(4) independent study of no more than five
units of renewal credit per five-year
renewal period which meets the follow-
ing criteria:
(A) teachers and other certified personnel
help to develop local independent
study procedures which the superin-
tendent keeps on file and periodically
sends to each certified employee;
(B) the employee and the superintendent
or his or her designee plan the experi-
ence in advance, including identifica-
tion of competencies to be acquired
and an evaluation to determine satis-
factory achievement of those compe-
tencies; and
(C) the amount of credit awarded is relat-
ed to the complexity of the competen-
cies to be achieved;
(5) activities approved by the Department.
(d) Each LEA and approved governing boards
of schools are responsible for assuring that all
local courses and workshops and independent study
activities which do not carry IHE credit meet the
standards contained in this Rule.
(e) Agencies which the Department authorizes to
administer renewal requirements locally shall adopt
a procedure to determine the appropriateness of
credit in advance of the renewal activity. In
determining appropriateness the agency must
consider direct relationship to critical job responsi-
bilities, suitability of the content level and properly
established credit for the activity. Each agency
must report on participation in and effectiveness of
renewal activities as the Department requests.
(f) Persons who hold a North Carolina certifi-
cate but who are not currently employed in the
public schools or by approved boards may earn
renewal credit in college or university credit
activities, or local courses and workshops or
activities approved by the Department if they are
admitted on a space available basis. The Depart-
ment will determine the appropriateness of the
credits on the basis of the direct relationship to the
certificate field, the suitability of the content level
and properly established credits for the activity.
(g) The Department will approve in advance
activities which are not established for certificate
renewal by LEAs or which do not carry regular
IHE credit, but which are offered for renewal
credit.
Authority G.S. 115C-12(9)a; N.C. Constitution,
Article IX, Sec. 5.
SUBCHAPTER 6E - STUDENTS
SECTION .0200 - SCHOOL ATHLETICS
AND SPORTS MEDICINE
,0202 INTERSCHOLASTIC ATHLETICS
(a) Only students in grades 7- 1 2 may participate
in interscholastic athletic competition. In order to
qualify for public school participation, a student
must meet the following requirements:
(1) The student must meet the residence
criteria of G.S. 115C-366(a). The
student may participate only at the
school to which the student is assigned
by the LEA.
(2) The principal must have evidence of the
legal birth date of the student. The age
limits for students as of October 16 of
each year are:
(A) no older than age 18 for high school;
(B) no older than age 16 for ninth grade
or junior high; and
(C) no older than age 15 for seventh or
eighth grade.
(3) In grades 9-12, the student must pass at
least five courses each semester and
meet promotion standards established
by the LEA. In grades 7 and 8, the
student must meet state and local pro-
motion standards and maintain passing
grades each semester. Regardless of
the school organization pattern, a stu-
dent who is promoted from the eighth
grade to the ninth grade automatically
meets the courses passed requirement
for the first semester of the ninth grade.
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NORTH CAROLINA REGISTER
January 3, 1994
1874
PROPOSED RULES
(4,
(5)
(A)
(B)
(C)
(D)
(E)
(6.
The student must receive a medical
examination by a licensed medical
doctor each year (365 days).
The student may not participate after
any of the following:
graduation;
becoming eligible to graduate;
signing a professional athletic con-
tract;
receiving remuneration as a partici-
pant in an athletic contest; or
participating on an all-star team or in
an all-star game that is not sanctioned
by the association of which the
student's school is a member. The
student is ineligible only for the
specific sport involved.
A high school student may participate
only during the eight consecutive
semesters beginning with the student's
first entry into grade nine.
(b) The SBE recognizes that the North Carolina
High School Athletic Association (NCHSAA) has
been organized and operates to enforce the SBE
interscholastic athletic rules. The SBE supports
the exercise of this function by the NCHSAA
within the framework of SBE rules.
(c) The NCHSAA may waive any eligibility
requirement contained in this Rule, except the age
requirement, if it finds that the rule fails to
accomplish its purpose or it works an undue
hardship when applied to a particular student.
(d) Each principal of a school which participates
in interscholastic athletics must certify a list of
eligible students for each sport.
(e) The NCHSAA may adopt and impose
penalties appropriate for the violation of this Rule
at the high school level. The LEA which has
jurisdiction over the school may impose additional
penalties. LEAs or conferences may adopt and
impose penalties at the middle and junior school
levels. Any student-athlete, coach or school
official in grades 7 zl2 wr| o is ejected from any
athletic contest shall be penalized as follows:
(1) for the first offense, the person shall be
reprimanded and suspended for the next
game at that level of play (varsity or
junior varsity) and for any intervening
games at either level;
(2) for a second offense, the person shall
be placed on probation and suspended
for the next two games at that level of
play (varsity or junior varsity) and for
any intervening games at either level;
(3) for a third offense, the person shall be
suspended for one calendar yea r;
(4) a coach who is suspended at any level
of grades 7-12 (middle school, junior
high or high school) may not coach jn
any other grade level in grades 7-12
during the period of suspension;
(5) penalties are cumulative from sport to
sport and from sport season to s port
season. If no member of the school's
coaching staff is present to assume an
ejected coach's duties, the contest shall
be terminated by a forfeit.
(f) The NCHSAA must receive approval from
the SBE or its designee for any new, additional or
revised rule which it proposes for the governance
of athletics.
Statutory Authority G.S. 115C-47(4).
TITLE 19A - DEPARTMENT OF
TRANSPORTATION
Notice is hereby given in accordance with G.S.
150B-21.2 that the North Carolina Department of
Transportation intends to amend rides cited as 19A
NCAC 02E .0216 - .0219 and .0221.
1 he proposed effective date of this action is April
1. 1994.
Instructions on How to Demand a Public Hearing
(must be requested in writing within 15 days of
notice): A demand for a public hearing must be
made in writing and mailed to Emily Lee, Depart-
ment of Transportation, P.O. Box 25201, Raleigh,
NC 27611. Tfie demand must be received within
15 days of this Notice.
Keason for Proposed Action:
19 A NCAC 02E .0216, .0218, .0219, .0221 - will
allow for Logo signing at all freeway interchanges.
19 A NCAC 02E .0217 - deletes definitions which
are no longer applicable to the Logo Sign pro-
gram.
Ksomment Procedures: Any interested person may
submit written comments on the proposed rules by
mailing the comments to Emily Lee, Department of
Transportation, P.O. Box 25201, Raleigh, NC
2761 1 , within 30 days after the proposed rules are
published or until the date of any public hearing
held on the proposed rules, whichever is longer.
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PROPOSED RULES
CHAPTER 2 - DIVISION OF HIGHWAYS
SUBCHAPTER 2E -MISCELLANEOUS
OPERATIONS
SECTION .0200 - OUTDOOR
ADVERTISING
.0216 SPECIFIC INFORMATION
SIGNING PROGRAM
The Specific Information Signing Program,
hereinafter "Program", provides certain eligible
businesses with the opportunity to be listed on
official signs within the right-of-way of interstate
highways and fully controlled access highways.
The Traffic Engineering Branch is responsible for
receiving requests for information concerning the
Program. Requests for information may be direct-
ed to the State Traffic Engineer, Division of
Highways, Department of Transportation, P.O.
Box 25201, Raleigh, N. C. 27611. Division
Engineers for the division in which the interchange
is located are responsible for receiving and distrib-
uting applications and copies of policies and
procedures, executing agreements and administer-
ing the agreements.
Authority G.S. 136-89.56; 136-137; 136-139;
143B-346; 143B-348; 143B-350(f); 23 C.ER. 750,
Subpart A; 23 U.S.C. 131(f).
.0217 SPECIFIC INFORMATION
PROGRAM DEFINITIONS
The following definitions apply to 19A NCAC
2E .0216 through .0223:
(1) "Specific Information Panel", or "panel"
means a panel, rectangular in shape,
located within the highway right of way
and consisting of:
(a) the words "GAS", "FOOD", "LODG-
ING", or "CAMPING" and directional
information;
(b) space for one or more individual busi-
ness (logo) signs to be mounted on the
panel.
(2) "Business Sign" or "Logo Sign" means a
separately attached sign, furnished and
owned by a participating business,
mounted on the rectangular panel or
mounted separately for trailblazing to
show the brand, symbol, trademark, or
name, or combination of these, for the
motorist service available on the
crossroad at or near the interchange.
(3) Public Telephone" means a coin operated
W-
(fr
14}
telephone or a business telephone which
is available for public use during all
business hours. If there is an outside
coin-operated telephone in the immediate
vicinity of the business (within the
intersection area, at an adjacent business
or across the road), the business is in
compliance. A business phone at an
adjacent business is not a public
telephone for a particular applicant
business.
"Interstate Highway" means any section
of the highway that is a part of the
"National — System — ef- — Interstate — and
Defense Highways". — A highway listed as
"Interstate Business Loop (or Spur)" or
"Temporary Interstate" is not considered
a part of the Interstate Highway System.
"Rural Interchange" means an
interchange on on Interstate or other fully
controlled access highway, any portion of
which is outside the corporate limits of
any municipality.
{6) "Supplemental Service Sign" means a
panel, rectangular in shape, white legend
and border on a blue background, with
the words "GAS", "FOOD",
"LODGING", "CAMPING" or any
combination thereof.
(5) f7-) "Tire Repair (by an employee)"
means on premise tire repair by an
employee or a contract between the
subject business and another business to
do tire repair for them.
(6) {%} "Fully Controlled Access Highway"
means a highway on which the authority
to control access is exercised to give
preference to through traffic by providing
access connections with selected public
roads only by prohibiting crossings at
grade or direct private driveway
connections.
(7) {9) "Mainline" means fully controlled
access highway.
Authority G.S. 136-89.56; 136-137; 136-139;
143B-346; 143B-348; 143B-350(f); 24 C.ER. 750,
Subpart A; 23 U.S.C. 131(f).
.0218 LOCATION OF PANELS
The department shall control the erection and
maintenance of official signs giving specific
information of interest to the traveling public in
accordance with following criteria:
(1) The department may erect panels at rural
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1876
PROPOSED RULES
interchanges. The department may also
erect panel s at an interchange within a
municipal corporate limit with a
population of 25,000 or less, at the time
application for business signs is made. If
an interchange is taken into a municipal
corporate limit after the initial business
signs are erected, bu s iness signs may be
added to the original — panels until the
panels — have — the — foH — complement — ef
bu s iness s ign s . — No additional panels will
be erected at an interchange that has been
taken into a municipal corporate limit
with 25.000 population or greater .
(2) Panels shall be fabricated and located as
detailed on the signing plans for the
interchanges and shall be located in a
manner to take advantage of natural
terrain and to have the least impact on
the scenic environment.
(3) A separate mainline panel shall be
provided on the interchange approach
for each qualified type of motorist service
except as provided in Item (4) of this
Rule. No more than one panel shall be
erected for a type of service in each
direction approaching an interchange.
Where a qualified type of motorist
service is not available at an interchange,
the panel may not be erected. A
maximum number of six specific business
(logo) signs may be installed on any logo
panel for each service type at an
interchange.
(4) The mainline panels shall be erected
between the previous interchange and 800
feet in advance of the exit direction sign
for the interchange from which the
services are available. There shall be at
least 800 feet spacing between the panels
and other signs. In the direction of
traffic, the successive panels shall be
those for "CAMPING", "LODGING",
"FOOD", and "GAS" in that order. A
combination type panel may be used in
remote rural areas of the Interstate
System, or other fully controlled access
highway and when space does not permit
all signs and only two of each type of
service is available at the location. A
maximum of three business signs may
appear below each respective service on
a combination type panel. If all four
services are available, "GAS" and
"FOOD" shall be combined on one sign.
and "LODGING" and "CAMPING" shall
be combined on one sign. When the
number of business facilities at a rural an
interchange are increased to more than
three for one or more services, existing
combination service business signing
must be removed and replaced with sign
panels, dedicated to each service. If the
spacing limitations prohibit the erection
of Specific Information Panels for all of
the types of services available, preference
shall be given to "GAS", "FOOD",
"LODGING" or "CAMPING" services in
that order. No panels shall be erected
where minimum spacing limitations
cannot be met.
If a panel(s) cannot be erected due to spacing
limitations, a supplemental service sign, which lists
the additional services available, may be erected
below existing sign(s). Not more than three
services may be erected below an existing sign.
(5) On each exit ramp, a ramp panel for the
qualified type of motorist service may be
erected.
If all of the qualified services are visible from the
exit ramp terminal, ramp panels are not required.
(6) The ramp panel shall be erected as
detailed on the signing plans for the
interchange. If conditions permit, the
successive panels along the ramp in the
direction of traffic shall be those for
"CAMPING", "LODGING", "FOOD",
and "GAS" in that order.
(7) If there is insufficient space on the ramp
or the mainline for all the panels, priority
shall be given to "GAS", "FOOD",
"LODGING", then "CAMPING"
services in that order. If panel(s) cannot
be erected on a ramp due to spacing
limitations, a supplemental service sign,
which lists the additional services
available, may be erected.
(8) Panels shall not be erected at an
interchange where the motorist cannot
conveniently re-enter the freeway and
continue in the same direction of travel.
Panels shall not be erected at any
interchange with another controlled
access facility.
Authority G.S. 136-89.56; 136-137; 136-139;
143B-346; 143B-348; 143B-350(f); 23 C.ER. 750.
Subpart A; 23 U.S.C. 131(f).
.0219 ELIGIBILITY FOR PROGRAM
1877
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NORTH CAROLINA REGISTER
January 3, 1994
PROPOSED RULES
Business signs may be permitted, provided said
businesses comply with the following criteria and
have a public telephone:
(1) The individual business installation whose
name, symbol or trademark appears on a
business sign shall give written assurance
of the business's conformity with all
applicable laws concerning the provision (3)
of public accommodations without regard
to race, religion, color, sex, or national
origin. An individual business may apply (a)
for additional sign positions on a sign
panel provided no qualified applicant is (b)
denied space on the sign panel. An
individual business, under construction, (c)
may participate in the program by giving
written assurance of the business's (d)
conformity with all applicable laws and
requirements for that type of service, by
a specified date of opening to be within (e)
one year of the date of application.
(2) The maximum distance that a "GAS"
"FOOD", or "LODGING" service can be (4)
located from the Interstate, or other fully
controlled access highway shall not (a)
exceed three miles in either direction via
an all-weather road. Where no
qualifying services exist within three (b)
miles, the maximum distance may be
increased to six miles, provided the total
travel distance to the business and return
to the interchange does not exceed twelve
miles. The maximum distance for a (c)
"CAMPING" service shall not exceed ten (d)
miles in either direction via an (5)
all-weather road. Said distances shall be
measured from the point on the (a)
interchange crossroad, coincident with
the centerline of the Interstate or other
fully controlled access highway route (b)
median, along the roadways to the
respective motorist service. The point to
be measured to for each business is a
point on the roadway that is
perpendicular to the corner of the nearest
wall of the business to the interchange.
The wall to be measured to shall be that
of the main building or office. Walls of
sheds (concession stands, storage
buildings, separate restrooms, etc.)
whether or not attached to the main
building are not to be used for the
purposes of measuring. If the office
(main building) of a business is located
more than .2 mile from a public road on
a private road or drive, the distance to
the office along the said drive/road shall
be included in the overall distance
measured to determine whether or not the
business qualifies for business signing.
The office shall be presumed to be at the
place where the services are provided.
"GAS" and associated services. Criteria
for erection of a business sign on a panel
shall include:
appropriate licensing as required by
law;
vehicle services for fuel, motor oil, tire
repair (by an employee) and water;
restroom facilities and drinking water
suitable for public use;
an on-premise attendant to collect
monies, make change, and make or
arrange for tire repairs;
year-round operation at least 16
continuous hours per day, seven days a
week.
"FOOD". Criteria for erection of a
business sign on a panel shall include:
appropriate licensing as required by
law, and a permit to operate by the
health department;
year-round operation at least 12
continuous hours per day to serve three
meals a day (sandwich type entrees may
be considered a meal) (breakfast, lunch,
supper), seven days a week;
indoor seating for at least 20 persons;
public restroom facilities.
"LODGING". Criteria for erection of a
business sign on a panel shall include:
appropriate licensing as required by
law, and a permit to operate by the
health department;
adequate sleeping accommodations
consisting of a minimum of 10 units
each, including bathroom and sleeping
room, except a Lodging business
operating as a "Bed and Breakfast"
establishment with less than 10 units
may participate. "Bed and Breakfast"
businesses shall be identified on the
Logo signs by a standard message
specified by the Department. "Bed and
Breakfast" businesses shall only be
allowed to participate in the program if
the maximum number of qualified
Lodging businesses do not request
participation in the program and occupy
spaces on the Logo sign panels;
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1878
PROPOSED RULES
(c) off-street vehicle parking for each
lodging room for rent;
(d) year-round operation.
(6) "CAMPING". Criteria for erection of a
business sign on a panel shall include:
(a) appropriate licensing as required by
law, including meeting all state and
county health and sanitation codes and
having adequate water and sewer
systems which have been duly inspected
and approved by the local health
authority (the operator shall present
evidence of such inspection and
approval);
(b) at least 10 campsites with
accommodations for all types of
travel-trailers, tents and camping
vehicles;
(c) adequate parking accommodations;
(d) continuous operation, seven days a
week during business season;
(e) removal or masking of said business
sign by the department during off
seasons, if operated on a seasonal basis.
Authority G.S. 136-89.56; 136-137; 136-139;
143B-346; 143B-348; 143B-350(f); 23 C.F.R. 750.
Subpart A; 23 U.S.C. 131(f).
.0221 FEES
(a) The fee for an initial installation is two
hundred fifty dollars ($250.00) per business sign.
Contracts are renewed annually every November
1 . The annual fee is two hundred fifty dollars
($250.00) per business sign. The initial fee shall
cover a one-year period beginning with placement
and acceptance of the "business sign" or "logo
sign" by the department. The fee for that period
of time between the first anniversary of placement
and acceptance and the first annual renewal date
shall be the prorated portion of the annual fee.
Any business which meets the criteria to
participate in the program may pay the cost of
initial installation of a complete logo sign panel
subject to a credit to be determined by the
department at the time it receives any fee from a
business which later qualifies and elects to
participate in the program on the subject panel.
The aforesaid payment of the cost of initial
installation of a complete logo sign panel in no
way relieves the participating business from the
obligation of its payment of the annual
maintenance fee per business sign.
(b) Fees are payable by check or money order
and due in advance of the period or service
covered by said fee. Failure to pay a charge when
due is ground for removal of the sign and
termination of the contract.
(c) When requested by a business, the
department may perform additional requested
services in connection with changes of the business
sign, upon payment of a twenty-five dollar
($25.00) service charge per business sign, and any
new or renovated business sign required for such
purpose shall be provided by the applicant. If the
department removes or masks a business sign
because of seasonal operation, there will be no
additional charge to the business.
(d) The department shall not be responsible for
damages to business signs caused by acts of
vandalism, accidents, natural causes (including
natural deterioration), requiring repair or
replacement of business sign(s). Applicants in
such event shall provide a new or renovated
business sign together with payment of a
twenty-five dollar ($25.00) service charge per
business sign to the department to replace such
damaged business sign(s).
(e) Any participating business, other than
"GAS", "FOOD", or "LODGING" service located
more than three miles from the Interstate, or other
fully controlled access highway, which did not
previously participate in the initial cost of the
installation of logo sign panels, may by making
application to the department and paying the
balance of construction costs not previously paid,
avoid being removed from this program by
applications of other businesses deemed closer to
the interchange. Any participating applicant may
pay the balance of construction costs for only one
logo sign on any sign panel. This payment of the
balance of construction costs in no way relieves
the participating business from the obligation of its
payment of the annual maintenance fee per
business sign.
(f) Any business, other than "GAS", "FOOD",
or "LODGING" service located more than three
miles from the Interstate, or other fully controlled
access highway, which meets the criteria to
participate in the program, by making application
to the department and prepaying all construction
cost fees for addition to existing logo signs, may
avoid being removed from this program by
applications of other businesses deemed to be
closer to the interchange. Any business applicant
may prepay the balance of construction costs for
only one logo sign on any sign panel. This
prepayment of all construction cost fees in no way
relieves the participating business from the
obligation of its payment of the annual
1879
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NORTH CAROLINA REGISTER
January 3, 1994
PROPOSED RULES
maintenance fee per business sign.
(g) Any participating business located more than
three miles from the Interstate, or other fully
controlled access highway, that prepaid all
construction costs for the initial installation of the
logo background sign panels, shall be allowed a
reimbursement if dislocated by another qualifying,
participating business. This reimbursement
amount will be determined by the Department,
based on the life-cycle costs of the logo signs and
the in-service time the business logo was
displayed.
Authority G.S. 136-89.56; 136-137; 136-139;
143B-346; 143B-348; 143B-350(f); 23 C.ER. 750,
Subpart A; 23 U.S.C. 131(f).
TITLE 21 - OCCUPATIONAL
LICENSING BOARD
Notice is hereby given in accordance with G.S.
150B-21.2 that the North Carolina Psychology
Board intends to amend rule cited as 21 NCAC 54
.1605.
± he proposed effective date of this action is April
1, 1994.
± he public hearing will be conducted at 3:00
p.m. on January 26, 1994 at the Board Room,
Sheraton Crabtree Hotel, Raleigh, NC.
IXeason for Proposed Action: To set fees not
specified by statute.
Lsonunent Procedures: Comments may be submit-
ted in writing or in person at the public hearing or
in writing prior to February 3, 1994 to Martha
Storie, Executive Director, N. C. Psychology
Board, University Hall, Appalachian State Univer-
sity. Boone, N. C. 28608.
CHAPTER 54 - BOARD OF
PRACTICING PSYCHOLOGISTS
SECTION .1600 - GENERAL
PROVISIONS
.1605 FEES
In addition to fees specified in Article 18A,
Chapter 90 of the North Carolina General Statutes,
the following charges will be assessed for the
indicated services:
(1) eight dollars ($8.00) - copy of annual
directory of licensed psychologists;
(2) five dollars ($5.00) - copy of 21 NCAC
54;
(3) fifty dollars ($50.00) two hundred dollars
($200.00) - renewal of license;
(4) ten dollar s ($10.00) late renewal of
licen s e;
the cost of the examination to the Board
plus twenty-five dollars ($25.00) for the
; national written examination;
ten dollars ($10.00) one hundred dollars
($100.00) - state examination; and
twenty five cents ($0.25) per page - copy
of minutes of board meetings or tran-
script of hearing-^
one hundred dollars ($100.00) z applica-
tion fee;
one hundred dollars ($100.00) z reinstate-
ment fee; and
twenty dollars ($20.00) z returned check.
(§4)
(65)
(?6)
m
18]
(9)
Statutory Authority
90-270. 18(b)(c)
G.S. 12-3. 1(c); 90-270.9;
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1880
LIST OF RULES CODIFIED
1 he List of Rules
Codified
is a listing of rules that were filed with OAH in the month indicated.
Key:
Citation
=
Title, Chapter, Subchapter and Rule(s)
AD
=
Adopt
AM
=
Amend
RP
=
Repeal
With Chgs
=
Final text differs from proposed text
Corr
=
Typographical errors or changes that requires no rulemaking
Eff. Date
=
Date rule becomes effective
Temp. Expires
=
Rule was filed as a temporary rule and expires on this date or 180 days
NORTH CAROLINA ADMINISTRATIVE CODE
Editor's Note: Due to the volume of rules filed in September, October and November by the Departments
of Revenue and Transportation for codification into the North Carolina Administrative Code, the Rules
Division is publishing a separate List of Rules Codified for these rules and will be mailing these rule
changes as a separate update to NCAC subscribers.
SEPTEMBER, OCTOBER & NOVEMBER 93
TITLE 17 - DEPARTMENT OF REVENUE
TITLE 19A - DEPARTMENT OF TRANSPORTATION
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
17 NCAC IC .0501 - .0513
/
10/01/93
4A .0001 - .0008
/
01/01/94
4B .0104
/
01/01/94
.0106
/
01/01/94
.0109
/
01/01/94
.0304
/
01/01/94
.0308 - .0311
/
01/01/94
.0313
/
01/01/94
.0602
/
01/01/94
.1305 - .1306
/
01/01/94
.1402
/
01/01/94
.1701
/
01/01/94
.1811
/
01/01/94
.2001
/
01/01/94
(
1881
8:19
NORTH CAROLINA REGISTER
January 3, 1994
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
17 NCAC 4B .3006
/
01/01/94
.3301
/
01/01/94
.3402
/
01/01/94
.3406 - .3407
/
01/01/94
.3501
/
.3701
/
01/01/94
.3704
/
01/01/94
.4005
/
01/01/94
.4013
/
01/01/94
.4103
/
01/01/94
.4402
/
01/01/94
.4503 - .4504
/
01/01/94
.4506
/
01/01/94
.4509
/
01/01/94
.4511
/
01/01/94
.4516
/
01/01/94
4C .0101
/
01/01/94
.0201
/
01/01/94
.0205
/
01/01/94
.0301 - .0302
/
01/01/94
.0401 - .0405
/
01/01/94
.0501 - .0503
/
01/01/94
.0504
/
01/01/94
.0505
/
01/01/94
.0603
/
01/01/94
.0604
/
01/01/94
.0701 - .0702
/
01/01/94
.0801 - .0802
/
01/01/94
.0901
/
01/01/94
.0903
/
01/01/94
.1002
/
01/01/94
.1003 - .1004
/
01/01/94
.1101 - .1102
/
01/01/94
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1882
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
EfT.
Date
Temp.
Expires
17 NCAC 4C .1201
/
01/01/94
.1202
/
.1204
/
01/01/94
.1301
/
01/01/94
.1402
/
01/01/94
.1501
/
01/01/94
.1705
/
01/01/94
.1707
/
01/01/94
4D .0303
/
01/01/94
.0305
/
01/01/94
.0401 - .0402
/
01/01/94
.0505
/
01/01/94
.0508 - .0509
/
01/01/94
.0610
/
01/01/94
.0909
/
01/01/94
.1001
/
01/01/94
.1002
/
01/01/94
4E .0102
/
01/01/94
.0201
/
.0203
/
01/01/94
.0209 - .0210
/
01/01/94
.0402
/
01/01/94
.0501
/
01/01/94
.0601 - .0602
/
01/01/94
4F .0001
/
01/01/94
5A .0001 - .0002
/
10/01/93
5B .0106
/
10/01/93
.0203
/
10/01/93
.1111
/
10/01/93
.1310
/
10/01/93
.1405
/
10/01/93
5C .0603
/
10/01/93
.0901
/
11/01/93
1883
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LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
17 NCAC 5C .0904
/
11/01/93
.2601
/
10/01/93
7 A .0001 - .0003
/
10/01/93
7B .0101
/
10/01/93
.0104- .0106
/
10/01/93
.0109
/
10/01/93
.0111
/
10/01/93
.0113
/
10/01/93
.0115
/
10/01/93
.0116
/
10/01/93
.0117
/
10/01/93
.0119
/
10/01/93
.0121
/
10/01/93
.0122- .0125
/
10/01/93
.0126
/
10/01/93
.0201 - .0202
/
10/01/93
.0206
/
10/01/93
.0301 - .0302
/
10/01/93
.0401
/
10/01/93
.0403 - .0407
/
10/01/93
.0501
/
10/01/93
.0502
/
10/01/93
.0602 - .0604
/
10/01/93
.0606
/
10/01/93
.0610
/
10/01/93
.0615
/
10/01/93
.0617- .0618
/
10/01/93
.0621 - .0622
/
10/01/93
.0624 - .0633
/
10/01/93
.0702
/
10/01/93
.0704 - .0708
/
10/01/93
.0710- .0714
/
10/01/93
.0716
/
10/01/93
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NORTH CAROLINA REGISTER
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1884
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
17 NCAC 7B .0801
/
10/01/93
.0803
/
10/01/93
.0805 - .0806
/
10/01/93
.OS 1 1
/
10/01/93
.0901 - .0902
/
10/01/93
.0904
/
10/01/93
.1001 - .1003
/
10/01/93
.1101
/
10/01/93
.1105
/
10/01/93
.1107
/
10/01/93
.1111
/
10/01/93
.1113
/
10/01/93
.1115
/
10/01/93
.HIS
/
10/01/93
.1122 - .1123
/
10/01/93
.1201 - .1202
/
10/01/93
.1301 - .1303
/
10/01/93
.1305
/
10/01/93
.1401 - .1402
/
10/01/93
.1403
/
10/01/93
.1404
/
10/01/93
.1405
/
10/01/93
.1601 - .1602
/
10/01/93
.1701 - .1702
/
10/01/93
.1703 - .1705
/
10/01/93
.1706
/
10/01/93
.1801 - .1802
/
10/01/93
.1804 - .1805
/
10/01/93
.1903 - .1905
/
10'01/93
.1906
/
10/01/93
.1907
/
10/01/93
.2001 - .2002
/
10/01/93
.2101
/
10/01/93
1885
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LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
17 NCAC 7B .2103
/
10/01/93
.2105
/
10/01/93
.2201 - .2205
/
10/01/93
.2207 - .2213
/
10/01/93
.2401
/
10/01/93
.2502 - .2503
/
10/01/93
.2601 - .2608
/
10/01/93
.2611
/
10/01/93
.2701 - .2702
/
10/01/93
.2801 - .2802
/
10/01/93
.2901 - .2902
/
10/01/93
.3001 - .3002
/
10/01/93
.3004
/
10/01/93
.3009 - .3012
/
10/01/93
.3101 - .3103
/
10/01/93
.3105 - .3107
/
10/01/93
.3201 - .3202
/
10/01/93
.3203
/
10/01/93
.3204
/
10/01/93
.3301 - .3302
/
10/01/93
.3401 - .3403
/
10/01/93
.3501
/
10/01/93
.3502
/
10/01/93
.3504 - .3505
/
10/01/93
.3601
/
10/01/93
.3602
/
10/01/93
.3701 - .3703
/
10/01/93
.3801 - .3804
/
10/01/93
.3901 - .3905
/
10/01/93
.3911
/
10/01/93
.4003
/
10/01/93
.4005
/
10/01/93
.4006
/
10/01/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1886
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
17 NCAC 7B .4101 - .4107
/
10/01/93
.4109
/
10/01/93
.4202 - .4203
/
10/01/93
.4206 - .4207
/
10/01/93
.4301 - .4303
/
10/01/93
.4402 - .4403
/
10/01/93
.4406 - .4408
/
10/01/93
.4410
/
10/01/93
.4413 - .4415
/
10/01/93
.4416
/
10/01/93
.4501
/
10/01/93
.4502
/
10/01/93
.4503 - .4504
/
10/01/93
.4506
/
10/01/93
.4508 - .4511
/
10/01/93
.4514
/
10/01/93
.4601
/
10/01/93
.4602 - .4604
/
10/01/93
.4606
/
10/01/93
.4609
/
10/01/93
.4611
/
10/01/93
.4612 - .4613
/
10/01/93
.4614- .4615
/
10/01/93
.4617
/
10/01/93
.4619
/
10/01/93
.4701
/
10/01/93
.4706 - .4708
/
10/01/93
.4710 - .4711
/
10/01/93
.4713
/
10/01/93
.4715 - .4716
/
10/01/93
.4801
/
10/01/93
.4902
/
10/01/93
.5003 - .5004
/
10/01/93
1887
8:19
NORTH CAROLINA REGISTER
January 3, 1994
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
17 NCAC 7B .5102
/
10/01/93
.5201 - .5202
/
10/01/93
.5301
/
10/01/93
.5406
/
10/01/93
.5410- .5412
/
10/01/93
.5414
/
10/01/93
.5419 - .5421
/
10/01/93
.5424
/
10/01/93
.5429 - .5431
/
10/01/93
.5435
/
10/01/93
.5439
/
10/01/93
.5442
/
10/01/93
.5444 - .5445
/
10/01/93
.5446
/
10/01/93
.5448
/
10/01/93
.5450 - .5452
/
10/01/93
.5454 - .5456
/
10/01/93
.5461
/
10/01/93
7C .0103
/
10/01/93
.0104- .0105
/
10/01/93
8 .0403 - .0404
/
10/01/93
.0406
/
10/01/93
.0503 - .0504
/
10/01/93
.0506
/
10/01/93
.0508
/
10/01/93
.0603
/
10/01/93
.0605 - .0606
/
10/01/93
.0608 - .0610
/
10/01/93
.0702 - .0704
/
10/01/93
.0706
/
10/01/93
.0901 - .0904
/
10/01/93
.1002
/
10/01/93
.1102- .1103
/
10/01/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1888
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
EfF.
Date
Temp.
Expires
17 NCAC 8 .1201
/
10/01/93
.1301 - .1302
/
10/01/93
.1501
/
10/01/93
.1505
/
10/01/93
.1601 - .1604
/
10/01/93
9G .0102
/
01/01/94
.0104
/
01/01/94
.0201 - .0203
/
01/01/94
.0301 - .0303
/
01/01/94
.0306
/
01/01/94
.0402 - .0404
/
01/01/94
.0502 - .0503
/
01/01/94
.0507
/
01/01/94
.0509
/
01/01/94
.0512
/
01/01/94
.0514
/
01/01/94
.0516
/
01/01/94
9H .0102
/
01/01/94
.0202
/
01/01/94
.0208
/
01/01/94
.0210
/
01/01/94
.0302 - .0303
/
01/01/94
.0305
/
01/01/94
.0409
/
01/01/94
91 .0102
/
01/01/94
.0301 - .0301
/
01/01/94
.0402
/
01/01/94
.0506
/
01/01/94
9J .0204
/
01/01/94
10 .0503
/
10/01/93
11 .0201 - .0202
/
10/01/93
.0205
/
10/01/93
19A NCAC 1A .0101
/
11/01/93
1889
8:19
NORTH CAROLINA REGISTER
January 3, 1994
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
19A NCAC 1A .0102
/
11/01/93
.0103
/
11/01/93
.0201
/
11/01/93
.0202 - .0203
/
11/01/93
.0301
/
11/01/93
.0302 - .0303
/
11/01/93
.0401
/
11/01/93
.0402 - .0403
/
11/01/93
.0701 - .0711
/
12/01/93
.0901 - .0902
/
11/01/93
.1001 - .1002
/
11/01/93
IB .0101
/
11/01/93
.0102
/
.0103
/
11/01/93
.0201 - .0203
/
11/01/93
.0206
/
.0301 - .0302
/
11/01/93
.0401
/
11/01/93
.0402
/
.0403
/
11/01/93
.0501 - .0502
/
11/01/93
.0501 - .0502
/
1C .0101
/
11/01/93
.0102
/
11/01/93
.0201
/
11/01/93
.0202 - .0208
/
11/01/93
.0209
/
11/01/93
2A .0101
/
12/01/93
.0102
/
12/01/93
2B .0101 - .0108
/
10/01/93
.0110
/
10/01/93
.0112- .0113
/
10/01/93
.0114
/
10/01/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1890
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
EfT.
Date
Temp.
Expires
19A NCAC 2B .0115 - .0118
/
10/01/93
.0119
/
12/01/93
.0120 - .0121
/
10/01/93
.0123
/
10/01/93
.0125 - .0128
/
10/01/93
.0129
/
10/01/93
.0130
/
10/01/93
.0131 - .0133
/
10/01/93
.0134- .0137
/
10/01/93
.0138 - .0139
/
10/01/93
.0140
/
10/01/93
.0142
/
10/01/93
.0143
/
11/01/93
.0151
/
12/01/93
.0152 - .0153
/
12/01/93
.0155 - .0158
/
10/01/93
.0159 - .0160
/
10/01/93
.0161 - .0162
/
10/01/93
.0162
/
12/01/93
.0164
/
10/01/93
.0165
/
.0201
/
10/01/93
.0201
/
12/01/93
.0203
/
10/01/93
.0208
/
10/01/93
.0209 - .0211
/
10/01/93
.0212 - .0213
/
10/01/93
.0215 - .0216
/
10/01/93
.0217
/
11/01/93
.0218
/
10/01/93
.0219
/
10/01/93
.0220
/
10/01/93
.0221
/
12/01/93
1891
8:19
NORTH CAROLINA REGISTER
January 3, 1994
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
19A NCAC 2B .0222 - .0223
/
10/01/93
.0224 - .0225
/
10/01/93
.0226
/
10/01/93
.0227
/
10/01/93
.0228
/
10/01/93
.0230
/
10/01/93
.0234
/
10/01/93
.0236 - .0237
/
10/01/93
.0432 - .0433
/
10/01/93
.0441 - .0466
/
10/01/93
.0501
/
10/01/93
.0503 - .0504
/
10/01/93
.0507- .0510
/
10/01/93
.0513
/
10/01/93
.0515
/
10/01/93
.0601
/
10/01/93
.0604 - .0605
/
10/01/93
2D .0104
/
12/01/93
.0201 - .0203
/
.0202 - .0203
/
12/01/93
.0402 - .0405
/
11/01/93
.0410
/
11/01/93
.0414 - .0415
/
11/01/93
.0417 - .0420
/
11/01/93
.0421
/
11/01/93
.0423 - .0425
/
11/01/93
.0426 - .0429
/
11/01/93
.0501 - .0503
/
12/01/93
.0505
/
12/01/93
.0517- .0521
/
12/01/93
.0523 - .0524
/
12/01/93
.0530
/
12/01/93
.0533 - .0534
/
12/01/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1892
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
19A NCAC 2D .0537
/
12/01/93
.0539
/
12/01/93
.0601
/
11/01/93
.0612
/
11/01/93
.0618
/
11/01/93
.0633
/
11/01/93
.0701
/
10/01/93
.0702
/
10/01/93
.0703
/
10/01/93
.0704
/
10/01/93
.0706
/
10/01/93
.0708 - .0709
/
10/01/93
.0801 - .0803
/
12/01/93
.0807
/
10/01/93
.0809
/
10/01/93
.0811
/
10/01/93
.0813 - .0820
/
10/01/93
.0821
/
12/01/93
.0825
/
10/01/93
.0827 - .0828
/
10/01/93
.0829
/
10/01/93
.0830
/
10/01/93
.0901
/
12/01/93
.1001 - .1007
/
.1002 - .1007
/
11/01/93
.1008
/
11/01/93
2E .0101 - .0102
/
11/01/93
.0201
/
12/01/93
.0202 - .0204
/
11/01/93
.0205
/
11/01/93
.0206 - .0215
/
11/01/93
.0216 - .0223
/
10/01/93
.0301
/
12/01/93
1893
8:19
NORTH CAROLINA REGISTER
January 3, 1994
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Ctags
Corr
Eff.
Date
Temp.
Expires
19A NCAC 2E .0302
/
12/01/93
.0303
/
12/01/93
.0401
/
11/01/93
.0403 - .0404
/
11/01/93
.0417
/
11/01/93
.0421
/
11/01/93
.0423
/
11/01/93
.0426
/
11/01/93
.0501 - .0502
/
12/01/93
.0606
/
12/29/93
.0701
/
12/01/93
.0801
/
12/01/93
.0803 - .0804
/
12/01/93
.0905
/
12/01/93
3A .0101
/
12/01/93
.0104
/
12/01/93
3B .0201
/
12/01/93
.0403
/
12/01/93
.0601
/
12/01/93
.0603 - .0604
/
12/01/93
.0605 - .0607
/
12/01/93
.0608 - .0609
/
12/01/93
.0610 - .0611
/
12/01/93
.0612 - .0613
/
12/01/93
.0615 - .0617
/
12/01/93
.0619
/
12/01/93
.0701
/
12/01/93
.0703 - .0704
/
12/01/93
.0706
/
12/01/93
.0709
/
12/01/93
.0716
/
12/01/93
3C .0101
/
12/01/93
.0201 - .0202
/
12/01/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1894
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
19A NCAC 3C .0220 - .0222
/
12/01/93
.0226
/
12/01/93
.0228 - .0229
/
12/01/93
.0231
/
12/01/93
.0233 - .0234
/
12/01/93
.0236 - .0237
/
12/01/93
.0301
/
12/01/93
.0303 - .0305
/
12/01/93
.0401
/
12/01/93
.0415 - .0416
/
12/01/93
.0420
/
12/01/93
.0424
/
12/01/93
.0427
/
12/01/93
.0429
/
12/01/93
.0520 - .0521
/
12/01/93
3D .0224
/
/
12/01/93
3E .0302 - .0304
/
12/01/93
.0401
/
12/01/93
.0403
/
12/01/93
3F .0601 - .0602
/
12/01/93
3G .0101 - .0102
/
12/01/93
.0203 - .0204
/
12/01/93
.0209
/
12/01/93
.0212
/
12/01/93
.0301
/
12/01/93
.0401
/
12/01/93
3H .0201
/
12/01/93
.0204 - .0205
/
12/01/93
.0301
/
12/01/93
31 .0101 - .0102
/
12/01/93
.0104
/
12/01/93
.0201 - .0202
/
12/01/93
.0209
/
12/01/93
1895
8:19
NORTH CAROLINA REGISTER
January 3, 1994
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
Eff.
Date
Temp.
Expires
19A NCAC 31 .0210
/
12/01/93
.0302 - .0303
/
12/01/93
.0306 - .0307
/
12/01/93
.0401
/
12/01/93
.0501
/
12/01/93
.0506
/
12/01/93
.0508
/
12/01/93
.0601
/
12/01/93
.0702
/
12/01/93
.0801 - .0803
/
12/01/93
4A .0001
/
12/01/93
.0003
/
12/01/93
.0004 - .0009
/
12/01/93
4B .0102 - .0105
/
12/01/93
.0201 - .0203
/
12/01/93
.0301 - .0305
/
12/01/93
.0401 - .0406
/
12/01/93
.0501 - .0504
/
12/01/93
5B .0101 - .0104
/
12/01/93
.0105
/
12/01/93
.0201 - .0204
/
12/01/93
.0207 - .0208
/
12/01/93
.0301
/
12/01/93
.0401 - .0402
/
12/01/93
.0501
/
12/01/93
.0504
/
12/01/93
6A .0001 - .0002
/
12/01/93
6C .0101
/
12/01/93
.0108 - .0110
/
12/01/93
.0112
/
12/01/93
.0123 - .0127
/
12/01/93
.0128
/
12/01/93
.0129
/
12/01/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1896
LIST OF RULES CODIFIED
Citation
AD
AM
RP
With
Chgs
Corr
EfT.
Date
Temp.
Expires
19A NCAC 6C .0130 - .0132
/
12/01/93
.0133
/
12/01/93
.0301
/
12/01/93
.0304
/
12/01/93
.0403
/
12/01/93
.0408
/
12/01/93
.0409
/
12/01/93
.0501
/
12/01/93
.0502 - .0503
/
12/01/93
.0507
/
12/01/93
.0601
/
12/01/93
.0703 - .0704
/
12/01/93
6D .0101 - .0105
/
12/01/93
.0201
/
12/01/93
.0202 - .0206
/
12 01/93
1897
8:19
NORTH CAROLINA REGISTER
January 3, 1994
RRC OBJECTIONS
1 he Rules Review Commission (RRC) objected to the following rules in accordance with
143B-30.2(c). State agencies are required to respond to RRC as provided in G.S. 143B-30.2(d).
as.
ADMINISTRATION
State Employees Combined Campaign
1 NCAC 35 .0103 - Organization of the Campaign
Agency Revised Rule
AGRICULTURE
North Carolina State Fair
2 NCAC 20B .0106 - General
Agency Revised Rule
COMMERCE
Banking Commission
4 NCAC 31 .0305 - Issuance of Certificate of Registration
Agency Re\>ised Rule
ENVIRONMENT, HEALTH, AND NATURAL RESOURCES
Coastal Management
15 A NCAC 7H .2002 - Approval Procedures
Agency Responded
No Action
15 A NCAC 7H .2004 - General Conditions
Agency Responded
No Action
Environmental Management
15 A NCAC 2D .0518 - Msc Volatile Organic Compound Emissions
Agency Rexised Rule
15A NCAC 2D .0948 - VOC Emissions from Transfer Operations
Agency Revised Rule
15 A NCAC 2L .0103 - Policy
Agency Revised Rule
Rule Returned to Agency
Agency Filed Rule for Codification Over RRC Objection
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
11/18/93
11/18/93
09/17/93
10/21/93
10/21/93
10/21/93
RRC
Objection
09/17/93
Obj.
Cont 'd
10/21/93
Obj.
Cont 'd
11/18/93
RRC
Objection
09/17/93
Obj.
Cont'd
10/21/93
Obj.
Cont 'd
11/18/93
RRC
Objection
11/18/93
Obj.
Removed
11/18/93
RRC
Objection
11/18/93
Obj.
Removed
11/18/93
RRC
Objection
09/17/93
RRC
Objection
09/17/93
Obj.
Cont 'd
10/21/93
Eff.
11/04/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1898
RRC OBJECTIONS
HUMAN RESOURCES
Aging
10 NCAC 22G . 0505 - Staffing
Agency Revised Rule
10 NCAC 22G .0506 - Congregate Site Requirements
Agency Revised Rule
10 NCAC 22G .0509 - Home-Delivered Meals Standards
Agency Revised Rule
10 NCAC 22G .0510 - Congregate Food Requirements
Agency Revised Rule
10 NCAC 22G .0514 - Administration Requirements
Agency Revised Rule
10 NCAC 22S .0102 - Withdrawal of Area on Aging Designation
Agency Re\ised Rule
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
Children's Services
10 NCAC 41 R .0002 - Administration and Organization
Agency Responded
Rule Returned to Agency-
Agency Filed Rule for Codification Over RRC Objection
RRC Objection 07/15/93
Obj. Cont'd 08/20/93
Obj. Cont'd 09/17/93
Eff. 10/01/93
Facility Services
10 NCAC 3H .0108 - Definitions
Agency Re\ised Rule
RRC Objection 10/21/93
Obj. Removed 10/21/93
Mental Health: General
10 NCAC 14A . 1603 recodified as 14U .0303 - Registered Nurse RRC Objection 11/18/93
Agency Revised Rule Obj. Removed 11/18/93
10 NCAC 14A .1903 recodified as 14V .0603 - Space Requirements RRC Objection 11/18/93
Agency Revised Rule Obj. Removed 11/18/93
10 NCAC 14A .2204 recodified as 14U .0904 - Treatment or Habituation Plan RRC Objection 11/18/93
Agency Revised Rule Obj. Removed 11/18/93
10 NCAC 14A .2208 recodified as 14U .0908 - Rel Planning/Res /Inpatient Svcs RRC Objection 11/18/93
Agency Revised Rule Obj. Removed 11/18/93
10 NCAC 14A .2304 recodified as 14V .1004 - Testing Services RRC Objection 11/18/93
Agency Revised Rule Obj. Removed 11/18/93
10 NCAC 14A . 2404 recodified as 14V .1104- Invol Admin I Psychotropic Med RRC Objection 11/18/93
Agency Re\ised Rule Obj. Removed 11/18/93
INSURANCE
Financial Evaluation Division
11 NCAC 11H .001 1 - Insolvency or Hazardous Financial Condition
Agency Rexised Rule
Special Services Division
11 NCAC 13 .0318 - Request for Cancellation Notice
RRC Objection 11/18/93
Obj. Cont'd 11/18/93
RRC Objection 11/18/93
1899
8:19
NORTH CAROLINA REGISTER
January 3, 1994
RRC OBJECTIONS
Agency Revised Rule
JUSTICE
Criminal Justice Education and Training Standards
12 NCAC 9A .0107 - Rule-Making and Administrative Hearing Procedures
Agency Re\>ised Rule
12 NCAC 9B .0101 - Minimum Standards for Criminal Justice Officers
Agency Revised Rule
Private Protective Services
12 NCAC 7D .0108 - Law Enforcement Officers Special Provisions
Sheriffs' Education and Training Standards Commission
12 NCAC 10B . 1003 - Basic Law Enforcement Certificate
Agency Re\>ised Rule
LICENSING BOARDS AND COMMISSIONS
Electrolysis Examiners
21 NCAC 19 .0604 - Program Directors
Agency Revised Rule
21 NCAC 19 .0611 - Identification of Students
Agency Revised Rule
21 NCAC 19 .0613 - Student /Teacher Ratio and Equipment
Agency Revised Rule
Foresters
Obj. Removed 11/18/93
RRC Objection 10/21/93
Obj. Removed 10/21/93
RRC Objection 10/21/93
Obj. Removed 10/21/93
RRC Objection 1 1 II 8/93
RRC Objection 1 1 II 8/93
Obj. Removed 11/18/93
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
10/21/93
11/18/93
10/21/93
10/21/93
10/21/93
11/18/93
21 NCAC 20 .0020 - Certification of Consulting Foresters
Agency Revised Rule
21 NCAC 20 .0021 - Rejection of Consultant Affidavit
Agency Revised Rule
21 NCAC 20 .0022 - Handling of Complaints
Agency Revised Rule
Plumbing, Heating and Fire Sprinkler Contractors
21 NCAC 50 .0506 - Minor Repairs and Alterations
Agency Revised Rule
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
09/17/93
10/21/93
09/17/93
10/21/93
09/17/93
10/21/93
RRC Objection 10/21/93
Obj. Removed 10/21/93
Practicing Psychologists
21 NCAC 54 .1605 -Fees
Agency Revised Rule
Refrigeration Examiners
RRC Objection 1 1 II 8193
Obj. Removed 11118/93
21 NCAC 60 .0101 - Structure of Board
Agency Repealed Rule
21 NCAC 60 .0207 - Requirements for Examination Applicants
RRC Objection 11/18/93
Obj. Removed 11/18/93
RRC Objection 1 1 /1 8/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1900
RRC OBJECTIONS
Agency Revised Rule
REVENUE
Corporate Income and Franchise Tax
7 7 NCAC 5C . 0904 - The Term Employee
Agency Repealed Rule
STATE PERSONNEL
Office of State Personnel
25 NCAC ID .0308 - Salary Increases
Agency Re\>ised Rule
25 NCAC IE .0301 - Sick Leave Credits
Agency Revised Rule
25 NCAC IE .1102 - Maximum Amount
Agency Revised Rule
25 NCAC IE . 1105 - Retention of Benefits
Agency Revised Rule
TRANSPORTATION
Departmental Rules
19A NCAC IB .0202 - Contents of Petition
Agency Re\'ised Rule
19 A NCAC IB .0302 - Record of Hearing
Agency Re\>ised Rule
Deputy Secretary - Transit, Rail, and Aviation
19A NCAC 6C .0112 - Allowable Project Costs
Agency Re\ised Rule
19 A NCAC 6C .0128 - State Aid to Airports Program Guidance Handbook
Agency Repealed Rule
Director of Administration
19A NCAC 5B .0101 - Fiscal Section Operations
Agency Revised Rule
Division of Highways
19A NCAC 2D .0403 - Use of Dust Allaying Materials
Agency Revised Rule
19A NCAC 2D .0404 - Maintenance Within Municipalities
Agency Re\'ised Rule
19A NCAC 2D .0405 - Examples of Construction and Maintenance Activities
Agency Revised Rule
19 A NCAC 2D .0502 - Ticket Conditions
Agency Re\'ised Rule
19A NCAC 2D .0601 - Permits-Authority. Application and Enforcement
Agency Re\'ised Rule
Obj. Removed 11/18/93
RRC Objection
Obj. Removed
10/21/93
10/21/93
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
11/18/93
11/18/93
11/18/93
11/18/93
11/18/93
11/18/93
11/18/93
11/18/93
RRC Objection 10/21/93
Obj. Removed 10/21/93
RRC Objection 10/21/93
Obj. Removed 10/21/93
RRC Objection 11/18/93
Obj. Removed 11/18/93
RRC Objection 11/18/93
Obj. Removed 11/18/93
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
RRC Objection
Obj. Removed
11/18/93
11/18/93
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
10/21/93
11/18/93
11/18/93
10/21/93
10/21/93
1901
8:19
NORTH CAROLINA REGISTER
January 3, 1994
RRC OBJECTIONS
19A NCAC 2D .0633 - Denial: Revocation: Refusal /Renew: Appeal: Invalidation RRC Objection 10/21/93
Agency Revised Rule Obj. Removed 10/21/93
19A NCAC 2D .0801 - Pre -Qualifying to Bid: Requalification RRC Objection 09/17/93
No Response from Agency Obj. Contd 10/21/93
Agency Revised Rule Obj. Removed 11/18/93
19A NCAC 2D .0802 - Invitation to Bid RRC Objection 09/17/93
No Response from Agency Obj. Contd 10/21/93
Agency Revised Rule Obj. Removed 11/18/93
19A NCAC 2D . 0803 - Advertisement and Invitations for Bids RRC Objection 09/1 7/93
No Response from Agency Obj. Cont'd 10/21/93
Agency Rexised Rule Obj. Removed 11/18/93
19A NCAC 2D . 0821 - Return of Bid Bond or Bid Deposit RRC Objection 09/17/93
No Response from Agency Obj. Contd 10/21/93
Agency Revised Rule Obj. Removed 11/18/93
19A NCAC 2E .0404 - Highway Obstructions Interfering/Traffic/Maintenance RRC Objection 10/21/93
Agency Re\'ised Rule Obj. Removed 10/21/93
19A NCAC 2E .0606 - Exceptions to the Policy RRC Objection 11/18/93
Agency Repealed Rule Obj. Removed 11/18/93
Division of Motor Vehicles
19 A NCAC 3B .0616 - Approval: Com School: Community College Instructors
Agency Revised Rule
19 A NCAC 3B .0620 - Grounds for Re\>ocation or Denial of Certification
19A NCAC 3B .0621 - Denial ', 'Rewcation: Company Examiner: Instructor Cert.
19 A NCAC 3C .0223 - Registration: Motor Homes: Etc.
Rule Returned to Agency for Failure to Comply with APA
19A NCAC 3C .0436 - Highway Use Tax
19A NCAC 3C .0521 - Taxicab
Agency Re\'ised Rule
19A NCAC 3G .0205 - Issuing of Original Certificate
19A NCAC 31 .0505 - Confidentiality
RRC Objection
11/18/93
Obj. Removed
11/18/93
RRC Objection
11/18/93
RRC Objection
11/18/93
11/18/93
RRC Objection
11/18/93
RRC Objection
11/18/93
Obj. Removed
11/18/93
RRC Objection
11/18/93
RRC Objection
11/18/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1902
RULES INVALIDATED BY JUDICIAL DECISION
i
1 his Section of the Register lists the recent decisions issued by the North Carolina Supreme Court,
Court of Appeals, Superior Court (when available), and the Office of Administrative Hearings which
invalidate a rule in the North Carolina Administrative Code.
10 NCAC 261 .0101 - PURPOSE: SCOPE AND NOTICE OF CHANGE IN LEVEL OF CARE
Thomas R. West, Administrative Law Judge with the Office of Administrative Hearings, declared Rule 10
NCAC 261 .0101 void as applied in Dorothy McNeil Moore v. N. C Department of Human Resources, Division
of Medical Assistance (93 DHR 1342).
10 NCAC 261 .0102 - REQUEST FOR RECONSIDERATION AND RECIPIENT APPEALS
Thomas R. West, Administrative Law Judge with the Office of Administrative Hearings, declared Rule 10
NCAC 261 .0102 void as applied in Dorothy McNeil Moore v. N. C Department of Human Resources, Division
of Medical Assistance (93 DHR 1342).
10 NCAC 261 .0104 - FORMAL APPEALS
Thomas R. West, Administrative Law Judge with the Office of Administrative Hearings, declared Rule 10
NCAC 261 .0104 void as applied in Dorothy McNeil Moore v. N. C. Department of Human Resources, Division
of Medical Assistance (93 DHR 1342).
1903 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
1 his Section contains the full text of some of the more significant Administrative Law Judge decisions
along with an index to all recent contested cases decisions which are filed under North Carolina 's
Administrative Procedure Act. Copies of the decisions listed in the index and not published are available
upon request for a minimal charge by contacting the Office of Administrative Hearings, (919) 733-2698.
AGENCY
CASE
NUMBER
AL.I
DATE OF
DECISION
PUBLISHED DECISION
REGISTER CITATION
ADMINISTRATION
LMS Express, Inc. v. Administration, Div of Purchase &. Contract
Stauffer Information Systems v. Community Colleges & Administration
McLaurin Parking Co. V. Administration
Warren H. Arrington Jr. v. Division of Purchase & Contract
Travel, Incorporated v. Administration
ALCOHOLIC BEVERAGE CONTROL COMMISSION
92 DOA 0735
Morgan
06/04/93
92 DOA 0803
West
06/10/93
8:7 NCR 613
92 DOA 1662
Morrison
04/02/93
8:3 NCR 320
93 DOA 0132
West
07/21/93
93 DOA 0362
Nesnow
11/08/93
Alcoholic Beverage Control Comra. v. Ann Oldham McDowell
Curtis Ray Lynch v. Alcoholic Beverage Control Comm.
Alcoholic Beverage Control Comm. v. Ezra Everett Rigsbee
Alcoholic Beverage Control Comm. v. Partnership, Phillip Owen Edward
Alcoholic Beverage Control Comm. v. Gary Morgan Neugent
Alcoholic Beverage Control Comm. v. Azzat Aly Amer
Alcoholic Beverage Control Comm. v. Kirty Ronald Eldridge
Alcoholic Beverage Control Comm. v. Gloria Black McDuffie
Alcoholic Beverage Control Comm. v. Larry Isace Hailstock
Alcoholic Beverage Control Comm. v. Anthony Ralph Cecchini Jr.
Johnnie L. Baker v. Alcoholic Beverage Control Commission
RAMSAC Enterprises, Inc. v. Alcoholic Beverage Control Comm,
Alcoholic Beverage Control Comm. v. Aubrey Rudolph Wallace
Alcoholic Beverage Control Comm. v. Mermaid, Inc.
Alcoholic Beverage Control Comm. v. Majdi Klialid Wahdan
Cornelius Hines T/A Ebony Lounge v. Alcoholic Beverage Ctl. Comm.
Alcoholic Beverage Control Comm. v. Homer Patrick Godwin Jr.
Alcoholic Beverage Control Comm. v. Wanda Lou Ball
Charles Anthonious Morant v. Alcoholic Beverage Control Comm.
Alcoholic Beverage Control Comm. v. Billy Fincher MeSwain Jr.
Jean Hoggard Askew v. Alcoholic Beverage Control Commission
ABC Comm. v. Partnership /T/A Corrothers Comty Ctr &. Private Club
Alcoholic Beverage Control Comm. v. James Elwood Alphin
Alcoholic Beverage Control Comm. v. James William Campbell
Alcoholic Beverage Control Comm. v. Sydner Jan Mulder
Barbara Locklear v. Alcoholic Beverage Control Commission
Alcoholic Beverage Control Comm. v. Partnership, T/A Hawk's Landing
Alcoholic Beverage Control Com. v. Thomas Andrew Reid
Zaehary Andre Jones v. Alcoholic Beverage Control Commission
Alcoholic Beverage Control Comm. v. Mack Ray Chapman
Alcoholic Beverage Control Comm. v. Bistro Enterprises, Inc.
Alcoholic Beverage Control Comm. v. Richard Donald James Jr.
Alcoholic Beverage Control Comm. v. George Oliver O'Neal HI
Alcoholic Beverage Control Comm. v. The Sideline of Wilmington, Inc.
William Vernon Franklin &. Gene Carroll Daniels v. ABC Commission
Alcoholic Beverage Control Comm. v. Joseph Adu
Alcoholic Beverage Control Comm. v. Citizens Fuel Company
Alcoholic Beverage Control Comm. v. Citizens Fuel Company
Alcoholic Beverage Control Comm. v. Mohammad Salim Pirini
Linda R. Cunningham v. Alcoholic Beverage Control Commission
Charles Edward Hare, Club Paradise v. Alcoholic Beverage Ctl. Comm.
Alcoholic Beverage Control Comm. v. Katherine Mary Dufresne
Alcoholic Beverage Control Comm. v. Jerome Hill T/A Corner Pocket
Venus L. Smith v. Alcoholic Beverage Control Commission
Alcohlic Beverage Control Comm. v. Partnership t/a RJ's Store
Alcoholic Bev. Control Comm. v. Mild &. Wild, Inc., Sheila Scholz
92 ABC 0260
Morgan
04/01/93
92 ABC 0288
Gray
05/18/93
92 ABC 0702
West
07/30/93
92 ABC 0978
Gray
05/28/93
92 ABC 1086
Becton
03/22/93
92 ABC 1149
Reilly
09/01/93
92 ABC 1153
Chess
04/26/93
92 ABC 1476
West
05/26/93
92 ABC 1483
Rerlly
04/07/93
92 ABC 1690
Morgan
06/29/93
92 ABC 1735
Chess
05/07/93
93 ABC 0002
Morrison
07/02/93
93 ABC 0047
Gray
05/28/93
93 ABC 0076
Gray
08/04/93
93 ABC 0087
Becton
07/06/93
8:9 NCR 785
93 ABC 0118
Morrison
08/04/93
93 ABC 0125
Reilly
05/13/93
93 ABC 0182
Nesnow
07/29/93
93 ABC 0232
Chess
07/20/93
93 ABC 0239
Gray
08/26/93
93 ABC 0255
West
09/10/93
93 ABC 0318
Reilly
07/22/93
93 ABC 0326
Gray
08/26/93
93 ABC 0327
Gray
08/09/93
93 ABC 0354
Morgan
11/10/93
8:17 NCR 1712
93 ABC 0395
West
09/14/93
93 ABC 0407
Becton
10/18/93
93 ABC 0408
Gray
11/01/93
93 ABC 0421
West
09/13/93
93 ABC 0423
Gray
09/17/93
93 ABC 0430
Reilly
10/07/93
93 ABC 0431
Nesnow
09/01/93
93 ABC 0433
Morgan
11/01/93
8:16 NCR 1553
93 ABC 0462
Becton
10/27/93
93 ABC 0570
Reilly
09/17/93
93 ABC 0601
Nesnow
10/28/93
8:16 NCR 1560
93 ABC 0611
West
10/12/93
93 ABC 0613
West
10/11/93
93 ABC 0616
West
10/13/93
93 ABC 0633
Morrison
11/03/93
93 ABC 0644
Gray
08/10/93
93 ABC 0667
Reilly
12/13/93
93 ABC 0672
Gray
11/23/93
93 ABC 0701
Becton
12/08/93
93 ABC 0860
Mann
09/29/93
93 ABC 1475
Nesnow
03/23/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1904
CONTESTED CASE DECISIONS
AGENCY
COMMERCE
Lester Moore v. Weatheriration Assistance Program
CRIME CONTROL AND PUBLIC SAFETY
George W. Pay lor v. Crime Victims Compensation Comm.
Steven A. Barner v. Crime Victims Compensation Comm.
Anthony L. Hart v. Victims Compensation Comm.
Jennifer Ayers v. Crime Victims Compensation Comm.
Janie L. Howard v. Crime Victims Compensation Comm.
Isabelle Hyman v. Crime Victims Compensation Comm.
James G. Pellom v. Crime Control &. Public Safety
Norman E. Brown v. Victims Compensation Commission
Moses H. Cone Mem Hosp v. Victims Compensation Comm.
David & Jane Spano v. Crime Control Sl Public Safety
Phillip Edward Moore v. Crime Control &. Public Safety
Norma Jean Purkett v. Crime Victims Compensation Comm.
Sheila Carter v. Crime Control and Public Safety
John Willie Leach v. Crime Victims Compensation Comm.
Nellie R. Mangum v. Crime Victims Compensation Comm.
Constance Brown v. Crime Victims Compensation Comm.
Susan Coy v. Crime Victims Compensation Commission
EMPLOYMENT SECURITY COMMISSION
William H. Peace HI v. Employment Security Commission
ENVIRONMENT, HEALTH. AND NATURAL RESOURCES
Charles L. Wilson v. Environment, Health, & Natural Resources
J. Bruce Mulligan v. Environment, Health, & Natrual Resources
Calvin BIythe Davis &. George Thomas Davis v. EHR
Michael D. Barnes v. Onslow Cty Hlth &. Environment and EHR
William E. Finck v. Environment, Health, &. Natural Resources
Utley C. Stallings v. Environment, Health, & Natural Resources
Dora Mae Blount on behalf of Joseph T. Midgette v. Hyde Cty
Bd/Commissioneis, Hyde Cty Bd/Health, &. Environment,
Health, & Natural Resources
A.J. Ballard Jr., Tire & Oil Co., Inc. v. Env., Health, & Nat. Res.
Safeway Removal, Inc. v. Environment, Health, & Natural Res.
White Oak Chapter of the Izaak Walton League, Inc., and
National Parks and Conservation Association, Inc. v.
Division of Solid Waste Management, EHR and Haywood County
Southehem, Inc. v. Environment, Health, & Natural Resources
Elizabeth City /Pisquo tank Cty Mun Airport Auth v. EHNR
W.E. Moulton & Wife, Evelyn Moulton v. Macon County Health Dept.
Interstate Brands Corp & Donald Letfew v. Env., Health, &. Nat. Res.
Service Oil Company v. Environment, Health, &. Natural Resources
Interstate Brands Corp & Donald Letfew v. Env., Health, & Nat. Res.
Residents of Camm &. Shell v. Health Environmental - Septic Tank Div.
City of Salisbury v. Environment, Health, &, Natural Resources
Willie M. Watford v. Hertford Gates District Health Department
Standard Speciality Contractors, Inc. v. EHNR
Shawqi A. Jaber v. Environment, Health, &. Natural Resources
McLeod Leather & Belting Co., Inc. v. Env., Health, & Natural Res.
Angela Power, Albert Power v. Children's Special Health Svcs.
Rayco Utilities. Inc. v. Environment, Health, &. Natural Resources
Erby Lamar Grainger v. Environment, Health, & Natural Resources
Mustafa E. Essa v. Environment. Health, & Natural Resources
A.J. Holt v. Public Water Supply Section, Div. of Environmental Health
Charlie Garheld McPherson Swine Farm v. Env., Health, &. Nat. Res.
Keith Cutler, Kathryn Cutler v. Environment, Health, & Natural Res.
Rosetta Brimage, Vanessa Pack v. Env. Health of Craven County
CASE
NUMBER
93 COM 0105
ALJ
Gray
DATE OF
DECISION
03/08/93
PUBLISIDiD DECISION
REGISTER CITATION
91 EEO0536
Che
10/12/93
i
91 CPS 1286
Morgan
04/27/93
92 CPS 0453
Nesnow
06/01/93
92 CPS 0937
Chess
03/01/93
92 CPS 1195
Reilly
03/19/93
92 CPS 1787
Reilly
03/26/93
92 CPS 1807
Morrison
05/24/93
93 CPS 0034
Gray
05/05/93
93 CPS 0141
West
07/07/93
93 CPS 0152
Nesnow
04/02/93
8:3 NCR 327
93 CPS 0160
Nesnow
07/30/93
8:10 NCR 862
93 CPS 0169
Nesnow
05/20/93
93 CPS 0205
West
08/27/93
8:12 NCR 1171
93 CPS 0249
Morgan
08/25/93
93 CPS 0263
Morrison
05/20/93
93 CPS 0303
Morrison
06/08/93
93 CPS 0351
Reilly
05/24/93
93 CPS 0623
Reilly
09/22/93
8:19 NCR 1914
91 EHR 0664
Morgan
03/23/93
91 EHR 0773
West
07/13/93
9 1 EHR 0794
Morrison
12/02/93
91 EHR 0825
Morgan
06/21/93
92 EHR 0040
Gray
06/14/93
92 EHR 0062
Gray
03/15/93
92 EHR 0400
Gray
10/15/93
92 EHR 0754
Nesnow
08/30/93
92 EHR 0826
West
03/12/93
8:1 NCR 83
92 EHR 0881
West
09/14/93
92 EHR 0925
Chess
11/08/93
92 EHR 1140
Gray
04/13/93
92 EHR 1144
Morgan
11/15/93
92 EHR 1201*"
Reilly
08/12/93
92 EHR 1205
Reilly
05/27/93
92 EHR 1224*"
Reilly
08/12/93
92 EHR 1462
Morrison
08/25/93
92 EHR 1472
Morrison
04/22/93
92 EHR 1600
Chess
03/24/93
92 EHR 1660
Reilly
05/21/93
92 EHR 1784
Beeton
07/07/93
93 EHR 0003
Morgan
10/11/93
8:15 NCR 1503
93 EHR 0008
Becton
03/24/93
93 EHR 0063
Morrison
09/17/93
93 EHR 0071
Reilly
06/21/93
93 EHR 0146
Gray
03/29/93
93 EHR 0168
West
10/25/93
93 EHR 0181
Reilly
07/23/93
8:10 NCR 870
93 EHR 0185
Morrison
10/20/93
93 EHR 0206
Nesnow
05/20/93
* Consolidated cases.
1905
8:19
NORTH CAROLINA REGISTER
January 3, 1994
CONTESTED CASE DECISIONS
AGENCY
R.L. Stowe Mills, Inc. v. Environment, Health, & Natural Resources
O.C. Stafford/Larry Haney v. Montgomery Cty. Health Dept.
Patricia Y. Marshall v. Montgomery Cty Health Dept. & EHR
Fred M. Grooms v. Environment, Health, &. Natural Resources
Bobby Anderson v. Environment, Health, &. Natural Resources
Shell Bros. Dist., Inc. v. Environment, Health, & Natural Resources
Fred C. Gosnell & wife, Patricia T. Gosnell v. Env., Health, &. Nat. Res.
Holding Bros., Inc. v. Environment, Health, & Natural Resources
Tony Tomson, Diane Clase & William J. Stevenson v. EHR
Tony Tomson, Diane Clase & William J. Stevenson v. EHR
Hamilton Beach/Proctor-Silex, Inc. v. Environment, Health, & Natrl Res
Tim Whitfield v. Environment, Health, & Natural Resources
Tony Worrell v. Environment, Health, & Natural Resources
L. Terry Fuqua v. Environment, Health, & Natural Resources
Seth B. Gaskill Jr. v. N.C. Coastal Resources Commission
Richard L. Goodman v. Environment, Health, & Natural Resources
Monroe Gaskill v. DEHNR-Div. of Coastal Management
Lanny Clifton, Soufhwind Dev. , Co. v. Div. of Environmental Mgmt.
Blue Ridge Env. Defense League, Inc. v. Env., Health, & Natrl Res
CASE
DATE OF
PUBLISHED DECISION
NUMBER
ALJ
DECISION
REGISTER CITATION
93 EHR 0219
Morrison
08/11/93
8:11 NCR 996
93 EHR 0224
Gray
06/07/93
93 EHR 0252
Gray
10/22/93
93 EHR 0276
West
08/27/93
8:12 NCR 1176
93 EHR 0299
Reilly
06/07/93
93 EHR 0308
Becton
05/18/93
93 EHR 0340
Bee ton
08/11/93
93 EHR 0380
Nesnow
08/03/93
8:11 NCR 1001
93 EHR 0466* 12
Reilly
11/30/93
93 EHR 0467* 12
Reilly
11/30/93
93 EHR 0477
Reilly
06/29/93
93 EHR 0520
Gray
12/16/93
93 EHR 0587
Morgan
11/08/93
93 EHR 0624
Reilly
11/08/93
93 EHR 0635
Nesnow
11/18/93
93 EHR 0783
Reilly
11/24/93
93 EHR 0802
Chess
10/13/93
93 EHR 0848
Becton
10/20/93
93 EHR 0862
Nesnow
10/11/93
HUMAN RELATIONS COMMISSION
Human Relations Comm. on behalf of Tyrone Clark v. Myrtle Wilson 92 HRC 0560 Becton 09/07/93
Human Relations Comm. on behalf of Marsha Crisco v. Hayden Morrison 93 HRC 0167 Reilly 08/18/93
:13 NCR 1287
:12 NCR 1168
HUMAN RESOURCES
O.C. Williams v. Human Resources
Ronald Terry Brown v. Human Resources
Dennis K. King v. Human Resources
Cathy Harris, A/K/A Cathy D. Grubb v. Human Resources
Raymond L. Griffin v. Human Resources
O.C. Williams v. Human Resources
Michael L. Ray v. Human Resources
Randy Chambliss v. Human Resources
Melvin White v. Human Resources
Joseph R. Kavaliauskas Jr. v. Human Resources
Larry D. Boyd v. Human Resources
Jefferson D. Boylen v. Human Resources
Jeffery D. Williams v. Human Resources
Jerry L. Summers v. Human Resources
Samuel E. Massenberg Jr. v. Human Resources
William A. Dixon v. Human Resources
Gregory L. Washington v. Human Resources
Edwin Clarke v. Human Resources
Dwayne Allen v. Human Resources
Edwin Ivester v. Human Resources
Connie F. Epps, Otis Junior Epps v. Human Resources
Tyrone Aiken v. Human Resources
Everett M. Eaton v. Human Resources
Eugene Johnson v. Human Resources
Edward E. Brandon v. Human Resources
James Sisk Jr. v. Human Resources
Thomas M. Birdwell EQ v. Human Resources
Darrell W. Russell v. Human Resources
John Henry Byrd v. Human Resources
Aaron James Alford v. Human Resources
Michelle D. Mobley v. Human Resources
Gus W Long Jr. v. Human Resources
Robert E. Watson v. Human Resources
Connell R. Goodson v. Human Resources
Byron Christopher Williams v. Human Resources
Elijah G. Deanes v. Human Resources
James W Bell v. Human Resources
Charles W Stall Jr. v. Human Resources
William A. Wilson HI v. Human Resources
Eric Stanley Stokes v. Human Resources
Clayton L. Littleton v. Human Resources
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
91 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
0036* 2
0249
1122
1131
1148
1158* 2
1173
1187
1192
1204
1214
1217
1231
1234
1249
1277
0075
0129
0196
0268
1182
1217
1221
1229
1237
1238
1240
1249
1250
1253
1256
1263
1265
1267
1270
1273
1311
1313
1315
1316* 3
1317
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morgan
Morrison
Morgan
Morgan
Morgan
Nesnow
Reilly
Gray
Reilly
Nesnow
Gray
Reilly
Reilly
Becton
Reilly
Becton
Nesnow
Gray
Reilly
Gray
Nesnow
Nesnow
Nesnow
Mann
Reilly
Reilly
Morrison
03/30/93
05/17/93
07/28/93
08/24/93
08/24/93
03/30/93
05/17/93
04/28/93
05/17/93
07/29/93
08/24/93
05/17/93
04/28/93
07/28/93
05/17/93
03/04/93
04/01/93
05/17/93
03/31/93
03/30/93
07/22/93
06/17/93
07/27/93
11/16/93
04/16/93
11/17/93
12/09/93
04/20/93
06/04/93
12/06/93
04/15/93
08/16/93
05/06/93
12/07/93
04/26/93
11/17/93
05/10/93
07/06/93
12/07/93
03/25/93
09/02/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1906
CONTESTED CASE DECISIONS
AGENCY
Frank E. Johnson V. Human Resources
David Rollins v. Human Resources
Willie Sam Brown v. Human Resources
L\ndell Greene v. Human Resources
Charles Swann v. Human Resources
Joe B. Rcece v. Human Resources
Michael Anthony Dean v. Human Resources
Gregory W. Alford v. Human Resources
Leroy Snuggs v. Human Resources
James P. Miller III v. Human Resources
Herbert H. Fordham v. Human Resources
Jack Dulq V. Human Resources
Jesse B. Williams v. Human Resources
Johnny Victor Dehity v. Human Resources
Larry L- Crowder v. Human Resources
Carlos Bernard Davis v. Human Resources
Ocie C. Williams v. Human Resources
Terrance Freeman v. Human Resources
Floyd Excell Stafford v. Human Resources
Timothy Brian Eller v. Human Resources
Charles S. Ferrer v. Human Resources
Ronald H. L-ockJey v. Human Resources
Rene Thomas Rittenhouse v. Human Resources
Thomas Edward Williamson v. Human Resources
Roy Chester Robinson v. Human Resources
Lynwc-od McClinton v. Human Resources
Timothy Scott Long v. Human Resources
Kenneth Lamar Massey v. Human Resources
David W. Williams v. Human Resources
William E. Ingram v. Human Resources
Harold R. Pledger v. Human Resources
Kenneth Wayne Wggins v. Human Resources
Carl Beard v. Human Resources
Henry Alston Jr. v. Human Resources
Gary Lewis Doster v. Human Resources
Raymond L. Head v. Human Resources
Mark R. Charles v. Human Resources
Michael W. Bentley v. Human Resources
Robert D. Knoll Jr. v. Human Resources
Dale Robert Stuhre v. Human Resources
James T. Carter Jr. v. Human Resources
Tommy Malone v. Human Resources
James C. Dixon Jr. v. Human Resources
Timothy R. Currence v. Human Resources
Wardell Walker v. Human Resources
Wallace M. Cooper v. Human Resources
Jarvis N. Price v. Human Resources
Thomas L. Yates v. Human Resources
Clearnce Ray Taylor v. Human Resources
Robert E. Tarlton Sr. v. Human Resources
Rodney Devard Clemons v. Human Resources
James A. Coleman v. Human Resources
Lee Richard Jones v. Human Resources
Romeo F Skapple v. Human Resources
Terrial W. Mayberry v. Human Resources
Jeffrey L. Garrett v. Human Resources
Edward Kirk v. Human Resources
William C. Hubbard v. Human Resources
William Michael Przybysz v. Human Resources
Kevin Keith Witmore v. Human Resources
George A. Rinell v. Human Resources
Edward Fitch v. Human Resources
David Robinett v. Human Resources
Harvey H. Boyd v. Human Resources
Kit C. Elmore v. Human Resources
Brian C. Gilmore v. Human Resources
Philip S. Piercy v. Human Resources
Anlhonv McLaughlin v. Human Resources
CASE
NUMBER
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
92 CSE
1326
1334
1338
1346
1347
1355
1356
1358
1360
1361
1362
1374
1389
1393
1396
1404
1405
1411
1412
1414
1416
1418
1421
1422
1423
1424
1445
1447
1448
1450
1455
1458
1459
1460
1461
1510
1511
1512
1515
1516
1517
1520
1522
1523
1524
1527
1531
1535
1538
1536
1539
1540
1541
1545
1546
1557
1560
1562
1565
1566
1569
1572
1573
1574
1575
1576
1577
15S2
ALJ
Reilly
Morrison
Morrison
Nesnow
West
Mann
Morrison
Gray
Morrison
Gray
Nesnow
Gray
Nesnow
Mann
Reilly
Reilly
Mann
Mann
Reilly
Reilly
Mann
Ne>now
Nesnow
Reilly
Reilly
Reilly
Becton
Reilly
Nesnow
Reilly
Morrison
Gray
Reilly
Becton
Morrison
Mann
Becton
Nesnow
Nesnow
Reilly
Mann
Mann
Becton
Reilly
Reilly
Reilly
Morrison
Gray
Morrison
Gray
Gray
Reilly
Reilly
Gray
Reilly
Gray
Gray 7
Mann
Becton
Reilh
Gray
Reilly
Mann
Reilly
Gray
Gray
Gray
Gray
DATE OF
DECISION
08/16/93
05/06/93
09/15/93
04/16/93
09/16/93
10/12/93
08/13/93
10/18/93
04/15/93
04/16/93
07/19/93
07/16/93
10/12/93
11/15/93
04/15/93
04/15/93
06/25/93
06/07/93
08/31/93
04/20/93
04/15/93
04/20/93
04/20/93
04/20/93
04/15/93
09/15/93
06/29/93
12/07/93
07/19/93
04/15/93
05/20/93
12/13/93
09/08/93
06/29/93
10/21/93
11/18/93
11/17/93
06/09/93
11/17/93
05/11/93
08/31/93
05/07/93
05/11/93
09/09/93
10/12/93
05/11/93
05/12/93
05/10/93
11/18/93
05/17/93
05/10/93
05/11/93
09/08/93
04/26/93
10/12/93
04/22/93
06/29/93
05/12/93
07/23/93
11/01/93
12/09/93
05/11/93
07/14/93
12/09/93
07/16/93
04/26/93
07/16/93
06/29/93
PUBLISHED DECISION
REGISTER CITATION
i
i
1907
8:19
NORTH CAROLINA REGISTER
January 3, 1994
CONTESTED CASE DECISIONS
AGENCY
Johnny W. Cooke v. Human Resources
Roland L. Essaff v. Human Resources
Isaac Maxwell v. Human Resources
Donald J. Ray v. Human Resources
Barbara A. Chaperon v. Human Resources
Kenneth Eugene Johnson v. Human Resources
Derrick Carter v. Human Resources
Charles Wayne Pierce v. Human Resources
Gregory L. Vernoy v. Human Resources
Donna G. Knotts v. Human Resources
Robert Jerome Sutton v. Human Resources
Donald R. Williams v. Human Resources
McKinley Clyburn v. Human Resources
Henry L. Taylor v. Human Resources
Tony Thorpe v. Human Resources
Jeffery D. Williams v. Human Resources
Ronald Sowell v. Human Resources
Billy Smith v. Human Resources
Rawn Weigel v. Human Resources
Anthony Curry v. Human Resources
John G. Williams v. Human Resources
Larry W. Golden v. Human Resources
William J. Carter v. Human Resources
Mark W Dean v. Human Resources
Linda D. McDonald v. Human Resources
Tyrone Thomas v. Human Resources
Rilton E. May v. Human Resources
Milton Kendricks v. Human Resources
Joe K. Martin v. Human Resources
Eric Stanley Stokes v. Human Resources
Erskin J. Thompson v. Human Resources
Larry Thompson v. Human Resources
Billie J. Smith v. Human Resources
Patrick Floyd v. Human Resources
James Eric Frost v. Human Resources
Dennis W. Nolan v. Human Resources
Eric L. Garland v. Human Resources
Ira Alston Jr. v. Human Resources
Elvis Bernard Telfair v. Human Resources
Ronald G. Bolden v. Human Resources
Rodney H. Allen, MD v. Human Resources
Donnell E. Byrd v. Human Resources
Marvin Holley v. Human Resources
Eddie Short v. Human Resources
Michael Tywan Marsh v. Human Resources
Leroy Jones v. Human Resources
Antonio M. Townsend v. Human Resources
Kevin J. Close v. Human Resources
Norman Gatewood v. Human Resources
Thadius Bonapart v. Human Resources
Ronald Norman v. Human Resources
Joseph Eric Lewis v. Human Resources
Ronald Dean Lowery v. Human Resources
Tamera S. Hatfield v. Human Resources
Michael Wayne Bryant v. Human Resources
James E. Blakney v. Human Resources
E. Burt Davis Jr. v. Human Resources
Nelson Fowler Jr. v. Human Resources
Oswinn Blue v. Human Resources
Charles E. Whiteley v. Human Resources
Kelvin D. Jackson v. Human Resources
Linwood Staton v. Human Resources
Anthony Watson v. Human Resources
Eugene Polk v. Human Resources
Steve R. Tallent v. Human Resources
Charles A. Morgan v. Human Resources
Glenda K. Hollifield v. Human Resources
Quinton Brickhouse v. Human Resources
CASE
DATE OF
NUMBER
AL.1
DECISION
92CSE
1585
Becton
05/11/93
92CSE
1588
Morrison
07/26/93
92CSE
1589
Reilly
04/26/93
92 CSE
1592
Mann
05/19/93
92 CSE
1593
Mann
10/13/93
92 CSE
1594
Rcilly
11/01/93
92 CSE
1595
Gray
11/17/93
92 CSE
1596
Morrison
07/14/93
92 CSE
1610
Gray
11/09/93
92 CSE
1611
Morrison
07/16/93
92 CSE
1618
Chess
10/12/93
92 CSE
1622
Nesnow
08/04/93
92 CSE
1623
Morrison
05/20/93
92 CSE
1624
Mann
09/15/93
92 CSE
1625
Chess
07/15/93
92 CSE
1626
Mann
05/19/93
92 CSE
1627
Rcilly
07/19/93
92 CSE
1629
Reilly
03/25/93
92 CSE
1630
Mann
11/18/93
92 CSE
1631
Reilly
03/25/93
92 CSE
1632
Mann
08/10/93
92 CSE
1633
Reilly
03/25/93
92 CSE
1637
Nesnow
05/19/93
92 CSE 1638
Reilly
07/15/93
92 CSE
1639
Gray
10/19/93
92 CSE 1640
Mann
07/22/93
92 CSE
1642
Morgan
07/29/93
92 CSE
1647
Gray
12/07/93
92 CSE
1650
Reilly
09/10/93
92 CSE 1652*'
Reilly
03/25/93
92 CSE
1653
Gray
11/17/93
92 CSE
1655
Reilly
07/22/93
92 CSE
1656
Gray
07/23/93
92 CSE
1663
Reilly
05/20/93
92 CSE
1669
Mann
11/18/93
92 CSE
1670
Morrison
06/25/93
92 CSE
1671
Mann
07/22/93
92 CSE
1703
Becton
06/16/93
92 CSE
1704
Reilly
09/15/93
92 CSE
1706
Mann
06/25/93
92 CSE
1707
Morrison
11/18/93
92 CSE
1712
Chess
10/22/93
92 CSE
1713
Mann
06/08/93
92 CSE 1714
West
07/15/93
92 CSE
1716
Gray
06/17/93
92 CSE
1718
Gray
06/17/93
92 CSE
1721
Chess
08/30/93
92 CSE
1727
Chess
08/30/93
92 CSE
1728
Chess
10/22/93
92 CSE
1740
Chess
09/21/93
92 CSE
1746
Chess
10/14/93
92 CSE
1748
Becton
08/02/93
92 CSE
1771
West
07/15/93
92 CSE
1772
Chess
08/30/93
92 CSE
1773
Chess
10/22/93
92 CSE
1779
Nesnow
05/13/93
92 CSE
1780
Gray
11/17/93
93 CSE 0050
Chess
10/18/93
93 CSE 0073
Chess
08/03/93
93 CSE 0183
Becton
11/10/93
93 CSE 0221
West
08/04/93
93 CSE 0250
Nesnow
08/13/93
93 CSE 0396
Nesnow
08/04/93
93 CSE 0437
Chess
08/11/93
93 CSE 0448
West
10/29/93
93 CSE 0518
West
11/09/93
93 CSE 0545
West
10/11/93
93 CSE 0576
Gray
11/17/93
PUBLISHED DECISION
REGISTER CITATION
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1908
CONTESTED CASE DECISIONS
AGENCY
Kenneth W. Williams v. Human Resources
Charles Thompson Jr. v. Human Resources
Barbara W. Catlett v. Human Resources
Laurel Langford v. Human Resources
Ida Diane Davis v. Human Resources
Hatsuko Klein v. Human Resources
Karen Mullins Martin v. Human Resources
Ora Lee Brinkley v. David T. Flaherty, Secretary of Human Resources
Leon Barbee v. Human Resources
Carrolton of Dunn, Inc. v. Human Resources
Dialysis Care of North Carolina, Inc., d/b/a Dialysis Care of
Cumberland County v. Human Resources, Division of Facility
Services, Certificate of Need Section, and Bio-Medical
Applications of Fayetteville d/b/a Fayetteville Kidney Center,
Webb-Lohaviehan-Mclton Rentals, Bio-Medical Applications
of North Carolina, Inc., d/b/a BMA of Raeford and Webb-
Lohavichan Rentals
Dialysis Care of North Carolina, Inc., d/b/a Dialysis Care of
Cumberland County v. Human Resources, Division of Facility-
Services, Certificate of Need Section, and Bio-Medical
Applications of Fayetteville d/b/a Fayetteville Kidney Center,
Webb-Lohavichan-Melton Rentals, Bio-Medical Applications
of North Carolina, Inc., d/b/a BMA of Raeford and Wehh-
Lohavichan Rentals
Bio-Medical Applications of North Carolina, Inc., d/b/a BMA
of Raeford, Webb-Lohavichan-Mellon Rentals, Bio-Medical
Applications of North Carolina, Inc., d/b/a BMA of Fayetteville
d/b/a Fayetteville Kidney Center and Webb-Lohaviehan Rentals
v. Human Resources, Division of Facility Services, Certificate of
Need Section and Dialysis Care of North Carolina, Inc., d/b/a
Dialysis Care of Hoke County
Renal Care of Rocky Mount, Inc. v. Human Resources, Division of
Facility Services, Certificate of Need Section, and Bio-Medical
Applications of North Carolina, Inc., d/b/a BMA of Tarboro,
Rocky Mount Nephrology Associates, Inc., Bio-Medical
Applications of North Carolina, Inc., d/b/a BMA of Rocky Mount
d/b/a Rocky Mount Kidney Center, and Rocky Mount Kidney Center
Associates
James H. Hunt Jr. v. Division of Medical Assistance
Barbara Jones v. Human Resources
Joyce P. Williams v. Human Resources
Snoopy Day Care, Diane Hamby v. Child Day Care Licensing
Cynthia Reed v. Human Resources
The Neighborhood Center v. Human Resources
Helm's Rest Home, Ron J. Schimpf/Edith H. Wilson v. Human Resources
Jo Ann Kinsey v. NC Memorial Hospital Betty Hutton, Volunteer Svc.
Amy Clara Williamson v. NC Mem Hosp Betty Hutton, Volunteer Svc.
Betty Butler v. Human Resources
Wayne Sanders and Brenda Sanders v. Human Resources
Britthaven, Inc. v. Human Resources & Valdese Nursing Home, Inc.
Samuel Benson v. Office of Admin. Hearings for Medicaid
James W. McCall, Alice V. McCall v. Human Resources
Vernice Whisnant v. Human Resources
Nell Brooks v. Child Day Care Section, Cherokee Cty Dept/Social Svcs
Cabarrus Cty Dept. of Social Svcs. v. Human Resources
Hannah F. Tonkel v. Human Resources
Fannie Lewis v. Human Resources
Human Resources, Div. of Child Development v. Susan Amato
Katie Kelly v. Human Resources
A.C., by &■ through her agent & personal rep. Hank Neal v. Human Res.
Venola Hall, Agape Day Care v. Human Resources
Warren Cty NC Lucious Hawkins v. Human Resources. C. Robin Britt
Christopher Durrer, Wilson Memorial Hospital v. Human Resources
Mary McDufhe v. Human Resources Child Development
Darryl A. Richardson v. Human Resources
Home Health Prof., Barbara P. Bradsher, Admin v. Human Resources
Sandra Gail Wilson v. Child Abuse/Neglect, Div. of Child Development
Thomas M. Moss v. Human Resources
CASE
DATE OK
NUMBER
ALJ
DECISION
93 CSE 0590
Reilly
10/18/93
93 CSE 0696
Morrison
09/23/93
92 DCS 0577
West
03/15/93
92 DCS 1181
Gray
05/04/93
92 DCS 1200
Gray
03/29/93
92 DCS 1271
Reilly
05/05/93
92 DCS 1783
West
08/04/93
92 DHR 0608
Chess
08/27/93
92 DHR 0658
Morrison
04/30/93
92 DHR 1101
Morgan
07/26/93
92 DHR 1109*
Morgan
06/22/93
PUBLISHED DECISION
REGISTER CITATION
92 DHR 1110* Morgan
92 DHR 1120
Gray
06/22/93
92 DHR 1116* Morgan 06/22/93
06/18/93
92 DHR
1145
Becton
05/13/93
92 DHR
1192
Nesnow
04/02/93
92 DHR
1275
Gray
03/15/93
92 DHR
1320
Morgan
05/21/93
92 DHR
1329
Chess
05/10/93
92 DHR
1375
Chess
08/02/93
92 DHR
1604
Reilly
05/10/93
92 DHR
1612
Chess
03/08/93
92 DHR
1613
Chess
03/08/93
92 DHR
1614
Chess
03/09/93
92 DHR
1699
Reilly
06/07/93
92 DHR
1785
Gray
09/17/93
93 DHR 0010
Becton
03/11/93
93 DHR 0102
Morgan
10/05/93
93 DHR 0332
Morgan
09/23/93
93 DHR 0343
Becton
11/29/93
93 DHR 0373
Morgan
07/20/93
93 DHR 0378
Nesnow
09/10/93
93 DHR 0379
Gray
06/28/93
93 DHR 0418
Morgan
08/26/93
93 DHR 0441
Chess
07/26/93
93 DHR 0529
Nesnow
12/06/93
93 DHR 0535
Mann
10/22/93
93 DHR 0540
Gray
12/06/93
93 DHR 0566
Chess
09/17/93
93 DHR 0651
Becton
09/10/93
93 DHR 0679
Becton
09/30/93
93 DHR 0737
Chess
09/23/93
93 DHR 0782
Nesnow
09/09/93
93 DHR 0864
Chess
11/05/93
(
8:5 NCR 441
8:4 NCR 392
8:8 NCR 687
8:8 NCR 687
8:8 NCR 687
8:8 NCR 687
:5 NCR 443
:3 NCR 313
8:7 NCR 632
8:18 NCR 1832
8:19 NCR 1926
(
1909
8:19
NORTH CAROLINA REGISTER
January 3, 1994
CONTESTED CASE DECISIONS
AGENCY
CASE
NUMBER
AI.J
DATE OF
DECISION
PUBLISHED DECISION
RECISTER CITATION
Rosa Wall v. Nurse Aide Registry, Charge of Abuse 93DHR0881 West 12/15/93
Frank S. & Susie R. Wells v. New Hanover Cty. Dept of Social Svcs. 93 DHR 0922 Nesnow 1 1/08/93
INSURANCE
Carolyn M. Hair v. St Employees Comprehensive Major Medical
Scotland Memorial Hospital, Mary Home Odom v. Bd. /Trustees//
St. of N.C. Teachers' &. St. Emp. Comp. Major Medical Plan, and
David G. Devries, as Exec. Admin, of the N.C. Teachers' & St. Emp.
Comp. Major Medical Plan
Phyllis C. Harris v. Teachers' & St. Emp. Comp. Major Med. Plan
Jarmaine Knight v. Ms. Shirley H. Williams, Insurance
JUSTICE
Philip B. Cates v. Justice, Attorney General's Office
Donald Willaid Johnson v. Criminal Justice Ed. & Training Stds. Comm.
Jennings Michael Bostic v. Sheriffs' Ed. &. Traning Stds. Comm.
Colin Carlisle Mayers v. Sheriffs' Ed. &. Training Stds. Comm.
Jennings Michael Bostic v. Sheriffs' Ed. & Traning Stds. Comm.
Michael Charles Kershner v. Criminal Justice Ed & Training Stds Comm
George Wilton Hawkins v. Criminal Justice Ed. & Training Stds. Comm.
Marilyn Jean Britt v. Criminal Justice Ed. & Training Stds. Comm.
Tim McCoy Deck v. Criminal Justice Ed. & Training Stds. Comm.
Richaid Zander Frink v. Criminal Justice Ed. & Traning Stds. Comm.
Sherri Ferguson Revis v. Sheriffs' Ed. & Training Stds. Comm.
Mark Thomas v. Sheriffs' Ed. & Training Standaids Commission
George Wilton Hawkins v. Sheriffs' Ed. & Training Stds. Comm.
Noel B. Rice v. Criminal Justice Ed. & Training Standaids Comm.
Lonnie Allen Fox v. Sheriffs' Ed. & Training Standards Commission
Alarm Systems Licensing Bd. v. Eric Hoover
Alarm Systems Licensing Bd. v. Vivian Darlene Gaither
Rebecca W Stevenson v. Criminal Justice Ed. &. Training Stds. Comm.
Lloyd Harrison Bryant Jr. v. Criminal Justice Ed &. Training Stds Comm
William B. Lipscomb v. Private Protective Services Boaid
Private Protective Svcs. Bd. v. Fred D. Rector
Private Protective Svcs. Bd. v. Alan D. Simpson
William M. Medlin v. Sheriffs' Ed. & Training Stds. Comm.
Karl L. Halsey Sr. v. Criminal Justice Ed. & Training Stds. Comm.
Charles Freeman v. Sheriffs* Ed. & Training Stds. Comm.
Shayne K. MacKinnon v. Sheriffs' Ed. & Training Stds. Comm.
Carl Michael O'Byrne v. Alarm Systems Licensing Board
Private Protective Services Boaid v. Michael A. McDonald
92 INS 1464
92 INS 1791
93 INS 0197
93 INS 1056
Chess
Reilly
Nesnow
West
03/10/93
08/19/93
07/29/93
12/01/93
90 DOJ 0353
Morgan
08/30/93
8:13 NCR 1281
92 DOJ 0420
West
11/05/93
8:17 NCR 1705
92 DOJ 0656* 7
West
06/22/93
92 DOJ 0761
Morrison
05/10/93
92 DOJ 0829* 7
West
06/22/93
92 DOJ 0869
Morgan
08/11/93
92 DOJ 1081*'
Morgan
07/09/93
92 DOJ 1088
Morrison
03/16/93
92 DOJ 1367
Chess
04/01/93
92 DOJ 1465
Nesnow
05/28/93
92 DOJ 1756
Gray
03/23/93
93 DOJ 0151
West
04/21/93
93 DOJ 01 56*'
Morgan
07/09/93
93 DOJ 0174
Morrison
12/13/93
93 DOJ 0196
Morrison
08/09/93
93 DOJ 0201
Becton
07/12/93
93 DOJ 0202
Chess
05/10/93
93 DOJ 0357
Morrison
09/13/93
93 DOJ 0377
Reilly
08/31/93
93 DOJ 0458
Morrison
06/01/93
93 DOJ 0479
Mann
08/19/93
93 DOJ 0480
West
07/21/93
93 DOJ 0569
Chess
10/06/93
93 DOJ 0625
Gray
12/01/93
93 DOJ 0685
Nesnow
12/06/93
93 DOJ 0686
Nesnow
12/16/93
93 DOJ 0844
Nesnow
09/08/93
8:13 NCR 1300
93 DOJ 0975
Gray
11/29/93
LABOR
Greensboro Golf Center, Inc. v. Labor
Ronald Dennis Hunt v. Labor
Jeffrey M. McKinney v. Labor
Pastor Larry C. Taylor Warsaw Church of God v. Labor
MORTUARY SCIENCE
Board of Mortuary Science v. Triangle Funeral Chapel, Inc
PUBLIC INSTRUCTION
92 DOL 0204
Nesnow
04/15/93
92DOL 1319
Morgan
06/17/93
92 DOL 1333
Morrison
06/21/93
93 DOL 0961
West
11/16/93
92 BMS 1169
Reilly
04/29/93
8:4 NCR 396
Arnold O. Herring v. Public Instruction
Frances F. Davis, Parent of Joseph E. Davis v. Public Instruction
Donna Marie Snyder v. Public Instruction
91 EDC 0858
Becton
10/20/93
93 EDC 0628
Mann
07/29/93
93 EDC 0731
Nesnow
09/16/93
STATE PERSONNEL
Frances K. Pate v. Transportation
Lawrence D. Wilkie, Jerry R. Evans, Jules R. Hancart,
James H. Johnson, James D. Hshel v. Justice
Lawrence D. Wilkie, Jerry R. Evans, Jules R. Hancart,
88 OSP 0340 Morrison 05/03/93
90 OSP 1064* 1 Mann 05/04/93
90 OSP 1065* 4 Mann
05/04/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1910
COXTESTED CASE DECISIONS
AGENCY
CASE
M MB1 R
ALJ
DATE OF
DECISION
PUBLISHED DECISION
REGISTER CITATION
James H. Johnson, James D. Fishel v, Justice
Lawrence D. Wilkie, Jem, R. Evans, Jules R. Hancart,
James H. Johnson, James D. Fishel v. Justice
Lawrence D. Wilkie, Jerry R. Evans, Jules R. Hancart.
James H. Johnson. James D. Fishel v. Justice
Lawrence D. Wilkie, Jerry R. Evans, Jules R. Hancart.
James H. Johnson. James D. Fishel v. Justice
Connie B. Lee v. Justice
Donald Allen Rutschman v. UNC Greensboro. Office of Human Res.
Bernie B. Kellly v. Correction
Brenda G. Mitchell v. Correction
Walton M. Piltman v. Correction
Adolph Alexander Justice Jr. v. Motor Vehicles, Transportation
Clayton Brewer v. North Carolina State University
Sherman Dave v. Transportation
Donnie M. White v. Correction
Gregory Samuel Parker v. Environment. Health, &. Natural Resources
Renee E. Shepherd v. Winston-Salem State University
Eva Doekery v. Human Resources
Lee P. Crosby v. Michael Kelly, William Meyer and EHR
William Marshall Boyd Jr. v. County Commissioners of Hyde &i
Certain Board of Health Members
Gregory Samuel Parker v. Environment. Health, &. Natural Resources
Willie Granville Bailey v. Winston-Salem State University
Mattie W. Smith v. State Agricultural and Technical University
Julia Spinks v. Environment. Health. & Natural Resources
James B. Price v. Transportation
I Cary Nailling v. UNC-CH
Deborah Barber v. Correction
Laverne B. Hill v. Transportation
Jimmy D. Wilkins v. Transportation
Sarah W. Britt v. Human Resources, C.A. Dillon School. CPS
Charles Robinson v. Revenue
Anna L. Spencer v. Mecklenburg County Area Mental Health
Herman James Goldstein v. UNC-Chapel Hill et al.
Ronnie H. Mozingo v. Correction
Glinda C. Smith v. Wildlife Resources Commission
Cindy G. Bartlett v. Correction
William Kenneth Smith Jr. v. Broughton Hospital (Human Resources)
Larry O. Nobles v. Human Resources
Beatrice Wheless v. Lise M. Miller, University Payroll Off., NC St. Univ.
Tracey Hall v. N.C. Central U, Off. of Scholarship &. Student Aid
Sondra Williams v. Winston-Salem State L'niversity
Willie Thomas Hope v. Transportation
David Scales v. Correction
Suzanne Ransley Hill v, Envircmment, Health, &. Nat. Res.
Herman James Goldstein v. UNC-Chapel Hill et al.
Charles M. Blackwelder v. Correction
Beatrice Wheless v. Lise M. Miller, University Payroll Off., NC St. Univ.
John B. Sauls v. Wake County Health Department
ftitti G. Newsome v. Transportation
Nancy McAllister v. Camden County Department of Social Services
Gilbert Jaeger v. Wake County Alcoholism Treatment Center
Joseph Henry Bishop v. Environment, Health, &. Natural Res.
Glenn D. Fuqua v. Rockingham County Board of Social Services
Dorothy D. Johnson v. Correction
Willie L. Hudson v. Correction
Brenda K. Campbell v. Employment Security Commission
Christie L. Guthrie v. Environment, Health, &. Natural Resources
Sharon Reavis v. Crime Control Sc Public Safety-
James B. Price v. Transportation
Jerry L. Jones v. N.C.S.U. Physical Plant
Mattie W. Smith v. State Agricultural and Technical University
Gina Renee Cox v. UNC Chapel Hill
Roland W. Holden v. LIniversity of North Carolina at Chapel Hill
Betty Bradsher v. UNC-CH
Anthony M. Little v. Human Resources, John L'mstead Hospital
Jannie C. Sykes v. Employment Security Commission
Q0OSP1066* 1 Mann 05/04/93
90 OSP 1067* 1 Mann 05/04/93
90 OSP 106S* 1 Mann 05/04/93
91 OSP 0011
Morgan
10/05/93
8:15 NCR 149S
9 1 OSP 0305
Chess
10/19/93
91 OSP 0344
Morrison
05/27/93
91 OSP 0625
West
03/08/93
8:1 NCR 75
9 1 OSP 0805
Morgan
10/06/93
91 OSP 0860
Chess
07/19/93
91 OSP 0941
West
04/02/93
8:3 NCR 306
91 OSP 0951
West
05/07/93
91 OSP 1236
Morgan
04/05/93
91 OSP 1344* 1
Chess
05/20/93
91 OSP 1391
Morgan
04/28/93
92 OSP 0010
Chess
05/03/93
92 OSP 0056
Gray
06/07/93
92 OSP 0090
Gray
08/25/93
92 OSP 0188* 5
Chess
05/20/93
92 OSP 0285
Morrison
03/10/93
92 OSP 0298* 12
Reilly
09/14/93
92 OSP 0313
Bee ton
04/12/93
8:4 NCR 382
92 OSP 0375
Gray
04/13/93
92 OSP 0394
Becton
04/20/93
92 OSP 0396
Chess
03/04/93
92 OSP 043 1* 1
West
03/08/93
92 OSP 0432* 1
West
03/08/93
92 OSP 0455
West
05/26/93
8:6 NCR 484
92 OSP 0553
Morgan
07/21/93
92 OSP 0584
Becton
08/16/93
92 OSP 0634
Morrison
05/04/93
92 OSP 0644
Mann
10/11/93
92 OSP 0653
Morrison
03/12/93
92 OSP 0671
Morgan
06/08/93
92 OSP 0684
Becton
05/10/93
92 OSP 0732
Mann
04/23/93
92 OSP 0744 *"
Morgan
07/16/93
92 OSP 0815
Morgan
09/16/93
92 OSP 0847
Morrison
08/06/93
92 OSP 0947
Morgan
03/23/93
92 OSP 09S9
Chess
06/24/93
92 OSP 0992
Reilly
03/18/93
8:2 NCR 224
92 OSP 1047
Morrison
05/04/93
92 OSP 1082
Morrison
10/15/93
8:15 NCR 1500
92 OSP 1124*" 1
Morgan
07/16/93
92 OSP 1142
Reilly
03/08/93
8:1 NCR 88
92 OSP 1180
Becton
09 ;; 93
8:14 NCR 1346
92 OSP 1185
Chess
09/07/93
92 OSP 1204
Reilly
05/10/93
92 OSP 1243
Reilly
03/05/93
92 OSP 1318
Morrison
08/03/93
92 OSP 1395
Nesnow
10/29/93
92 OSP 1468
Becton
05/26/93
92 OSP 1505
Morrison
03/17/93
92 OSP 1555
Becton
05/31/93
92 OSP 1606
Morrison
08/19/93
8:12 NCR 1163
92 OSP 1657
Mann
03/19/93
92 OSP 1661
Chess
07/06/93
92 OSP 1 69 1 *^-
Reilly
09/14/93
92 OSP 1692
Becton
10 IS 93
92 OSP 1715
Becton
08/30/93
8:13 NCR 1292
92 OSP 1733
Becton
03/30/93
92 OSP 1734
Becton
09/01/93
92 OSP 1738
Grav
10/25/93
1911
8:19
XORTH C1ROLIXA REGISTER
January 3, 1994
CONTESTED CASE DECISIONS
AGENCY
Jamal Al Bakkat-Morris v. Glenn Sexton (DSS)
Rebecca Beauchesne v. University of North Carolina at Chapel Hill
Brenda Kay Barnes v. Human Resources
Larry G. Riddle v. Correction, Division of Prisons
Stevie E. Dunn v. Polk Youth Center
Buford D. Vieregge Jr. v. N.C. State University, University Dining
Dorothy Ann Harris v. Correction
Brenda B. Miles v. University of North Carolina Chapel Hill
Deborah J. Whitfield v. Caswell Center
Karen Canter v. Appalachian State University
Terry Steve Brown v. Iredell County Health Department
Barbara A. Johnson v. Human Resources
Carrie P. Smith v. County of Stanly
George W. Allen v. Human Resources, Correction, Agri &. EHNR
William G. Fisher v. St Bd of Ed, Albermarle City Schools & Bd of Ed
Grace Jean Washington v. Caswell Center
Ralph Snipes v. Transportation and Correction
Clifton E. Simmons v. Correction
Willie L. James v. Caswell Center
Irving S. Rodgers v. C.A. Dillon, Division of Youth Services
Richard E. Howell v. Correction, Wayne Correctional Center
Brian Dale Barnhardt v. State Highway Patrol
FR. "Don" Bowen v. Human Resources
Michael L. Pegram v. Correction
Jerry D. Doss Sr. v. Correction
Odessa Parker v. Durham County Dept. of Social Services
Debbie Renee Robinson v. Correction
Sharon Brandon v. Dorothea Dix Hospital
Shaw Boyd v. Correction
Ida Gaynell Williams v. Wilson County Dept. of Social Services
Linda R. Wharton v. N.C. A & T University
Michael L. Pegram v. Correction
Ralph W Burcham v. Transportation
Claudius S. Wilson v. Human Resources
Edward D. Day Jr., John D. Warlick. Gary W Beecham v. Correction
Edward D. Day Jr., John D. Warlick, Gary W. Beecham v. Correction
Alvin Lamonte Breedon v. OPC Mental Health
Edward D. Day Jr., John D Warlick, Gary W. Beecham v. Correction
Hubert L. Holmes v. Transportation
Vernell Ellis Turner v. NC A &. T Police Dept, NC Agricultural Tech U
Everette E. Newton v. University of NC at Chapel Hill
Timothy E. Blevins v. UNC A/K/A Western Carolina University
Xantippe Blackwell v. Human Resources, Murdoch Center
Wayne Bradley Johnson v. State Computing Center
Harold Kovolenko v. Lynn C. Phillips, Director of Prisons
Daniel Thomas Wheeler, Kye Lee Wheeler v. Caldwell County
Department of Social Services
Terry Johnson v. Correction
David Henry v. Correction
Kathleen E. Conran v. New Bern Police Dept., City of New Bern; and
City of New Bern Police Civil Service Board
Berton Hamm Jr. v. Wake County Child &. Family Services
John R. Woods Sr. v. Wake County Child &. Family Services
Coleman F Tyrance Jr. v. Wake County Child & Family Services
John Augusta Page v. Wake County Child &. Family Services
Thomas James v. Wake County Child &. Family Services
James E. Hargrove v. Wake County Child & Family Services
Ricky Harrcll v. Wake County Child & Family Services
Bruce Creecy v. Wake County Child &. Family Services
Dana Phillips v. Administrative Office of the Courts
Terry P. Chappell v. Correction
Willie David Moore v. Correction (Piedmont Correctional Inst.)
CASE
DATE OF PUBLISHED DECISION
NUMBER
AL.I
DECISION REGISTER CITATION
92 OSP 1741
Becton
03/24/93
92 OSP 1767
Bee ton
10/01/93
92 OSP 1768
Morrison
03/17/93
92 OSP 1774
Gray
04/26/93
92 OSP 1789
Becton
04/19/93
92 OSP 1796
Morrison
05/27/93
93 OSP 0013
Morrison
09/15/93
93 OSP 0033
Morrison
09/10/93
93 OSP 0064
West
09/20/93
93 OSP 0079
Reilly
06/15/93
93 OSP 0101
Morgan
08/06/93
93 OSP 0103
Morrison
03/17/93
93 OSP 0109
Beeton
04/01/93
93 OSP 0111
Reilly
04/16/93
93 OSP 0134
Beeton
04/20/93
93 OSP 0153
Morgan
06/03/93
93 OSP 0157
Mann
12/13/93
93 OSP 0159
Morrison
04/21/93
93 OSP 0171
Morgan
05/27/93
93 OSP 0177
West
04/21/93
93 OSP 0245
Gray
08/25/93
93 OSP 0251
Reilly
07/27/93
93 OSP 0253
Morgan
08/06/93
93 OSP 0275 *
Reilly
06/28/93
93 OSP 0287
Gray
05/17/93
93 OSP 0366
Nesnow
12/15/93
93 OSP 0383
Nesnow
06/07/93
93 OSP 0419
Gray
12/06/93
93 OSP 0438
Morgan
11/12/93 8:18 NCR 1838
93 OSP 0440
Gray
12/01/93
93 OSP 0456
Chess
09/22/93
93 OSP 0472**
Reilly
06/28/93
93 OSP 0493
Chess
10/15/93 8:16 NCR 1558
93 OSP 0498
Gray
12/15/93
93 OSP 0522*"
Morrison
12/14/93 8:19 NCR 1922
93 OSP 0523*"
Morrison
12/14/93 8:19 NCR 1922
93 OSP 0551
Gray
11/23/93
93 OSP 0567* L1
Morrison
12/14/93 8:19 NCR 1922
93 OSP 0572
Reilly
08/17/93
93 OSP 0577
Beeton
11/03/93
93 OSP 0589
Reilly
12/07/93
93 OSP 0604
Morgan
09/29/93
93 OSP 0632
Reilly
09/01/93
93 OSP 0694
Chess
10/11/93
93 OSP 0697
Nesnow
09/08/93
93 OSP 0752
Nesnow
09/16/93
93 OSP 0757
Gray
10/06/93
93 OSP 0789
Gray
11/29/93
93 OSP 0797
Morrison
09/21/93
93 OSP 0809
Beeton
10/27/93
93 OSP 0810
Becton
11/02/93
93 OSP 0811
Beeton
11/02/93
93 OSP 0812
Beeton
11/02/93
93 OSP 0813
Beeton
11/02/93
93 OSP 0814
Beeton
11/02/93
93 OSP 0815
Becton
11/02/93
93 OSP 0816
Becton
11/02/93
93 OSP 0822
West
09/09/93
93 OSP 0834
Nesnow
10/11/93
93 OSP 1043
Nesnow
12/03/93
STATE TREASURER
Juanita M. Braxton v. Bd. of Trustees/Teachers' &. St Emp Ret Sys
Herman D. Brooks v. Bd of Trustees/Teachers" & St Emp Ret Sys
Henrietta Sandlin v. Teachers' &. State Emp Comp Major Medical Plan
91 DST 0017
West
09/07/93
91 DST 0566
Gray
04/13/93
92 DST 0305
Morgan
04/12/93
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1912
CONTESTED CASE DECISIONS
Al.hM Y
Frances Billingsley v. Bd /Trustees/Teachers' &. Si. Emp. Ret. Sys.
Dennis Willoughby v. Bd. /Trustees/Teachers' &. St. Emp. Ret. Sys.
Mary Alyce Carmichael v. Bd/Trusteesneachers' &, St Emp Ret Sys
Shirley M. Smith v. Bd. Trustees Teachers' & St. Emp. Ret. Sys.
W. Rex Perry v. Bd Trustees/Teachers' & St Emp Ret Sys
Rory Dale Swiggett v. Bd. Trustees/N.C. Local Govtl. Emp. Ret. Sys.
Catherine D. Whitley v. Bd.TrusteesTeachers & St. Emp. Ret. Sys.
CASE
DATE OF
NUMBER
ALJ
DECISION
92 DST 0996
West
09/20/93
92 DST 1439
West
09/20/93
92 DST 1506
Chess
04/08/93
92 DST 1776
Reilly
11/18/93
93 DST 0133
West
08/12/93
93 DST 0198
West
09/28/93
93 DST 0727
Reilly
11/18/93
PUBLISHED DECISION
REGISTER CITATION
8:14 NCR 1356
18 NCR 1829
1 1 NCR 992
14 NCR 1360
TRANSPORTATION
^ates Construction Co. , Inc. v. Transportation
American S&P Auto v. Commissioner, Div. of Motor Vehicles
92 DOT 1800
93 DOT 1070
Morgan
Morrison
03/25/93
12/02/93
UNIVERSITY OF NORTH CAROLINA HOSPITALS
Constance V. Graham v. UNC Hospital
Jacqueline Florence v. UNC Hospitals
93 UNC 0269
93 UNC 0355
Morgan
Becton
07/20/93
06/16/93
1913
8:19
NORTH CAROLINA REGISTER
January 3, 1994
CONTESTED CASE DECISIONS
STATE OF NORTH CAROLINA
COUNTY OF WAKE
IN THE OFFICE OF
ADMINISTRATIVE HEARINGS
91 EEO 0536
WILLIAM H. PEACE, m,
Petitioner,
N. C EMPLOYMENT SECURTTY COMMISSION,
Respondent.
FINAL DECISION
THIS MATTER was heard before the Honorable Sammie Chess, Jr., Administrative Law Judge, on
July 12-14, 1993. Petitioner filed a charge of discrimination with the North Carolina Office of Administrative
Hearings and with the Equal Employment Opportunity Commission following his dismissal on June 7, 1993.
Petitioner alleged discrimination based on retaliation under Section 704(a) of the Civil Rights Act of 1964,
as amended.
APPEARANCES
For Petitioner:
Thomas Hilliard, III, Attorney at Law, Post Office Box 97726, Raleigh,
North Carolina 27626
For Respondent :
Fred R. Gamin, Staff Attorney, North Carolina Employment, Security
Commission, Post Office Box 25903, Raleigh, North Carolina 27611
ISSUES
1 . Whether Respondent had just cause to dismiss Petitioner on the basis of personal misconduct?
2. Whether Respondent retaliated against Petitioner for having filed charges of discrimination against
Respondent in violation of Title VII of the Civil Rights Act of 1964?
APPLICABLE STATUTES AND RULES
Title VII of Civil Rights Act of 1964;
42 U. S. C. 2000e-5;
North Carolina General Statute Section 7A-759;
North Carolina General Statute Section 126-4;
North Carolina General Statute Section 126 through
North Carolina General Statute Section 126-41;
North Carolina General Statute Section 150B-22
through North Carolina General Statute 150B-37;
State Personnel Manual, Section 9, Employee
Relations, page 2 et. seg. (March 1990).
STIPULATIONS
A. The Respondent was aware of State criminal charges against its Personnel Office employee, Debra
Watkins Dunston, when on April 3, 1991 she was arrested by a Raleigh Police Officer pursuant to
a warrant for arrest which charged her with felonious embezzlement of $2,500.00 in U. S. currency
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1914
CONTESTED CASE DECISIONS
from Hudson Belk Leggett on or about December 4, 1990 through April 2, 1991; that on April 25.
1991 Debra Dunston entered into a felony diversion agreement and prosecution arrangement, and her
criminal charge was deferred for one year pursuant to the agreement or until April 25, 1992 when
her case was reviewed in Wake County District Court. Notwithstanding the knowledge of criminal
acts committed by Debra Dunston, Respondent took no disciplinary action against her in the form of
dismissal, suspension, reprimand, etc.
B. On January 25, 1989, Herbert W. Lee, Personnel Director of the North Carolina Employment
Security Commission, deflated the rear tires of a car belonging to a Merri Hoffmeyer, a local employ-
er. The car was parked at the Employment Security Commission in a parking space assigned to Mr.
Lee, while Ms. Hoffmeyer attended to business related to her company. Following the incident, Mr.
Lee wrote a letter of apology to Ms. Hoffmeyer on orders from then-Commission Chairman, Betsy
Y. Justus. No disciplinary action was taken against Mr. Lee in the form of a suspension or dismissal
by the Commission Chairman. Prior to January 25th, Mr. Lee had not filed a charge of
discrimination against the Commission with the North Carolina Office of Administrative Hearings or
the EEOC.
C.l. Petitioner, William H. Peace, III, a resident of Raleigh and Wake County, North Carolina, began his
employment with Respondent on October 15, 1985 as its Equal Opportunity ("EEO") Officer. He
directed the Employee Relations Section which was a subset of the Personnel Office.
2. As EEO Officer, Petitioner was responsible for administering an internal and external EEO program
for Respondent including developing and implementing systems to ensure equal employment
opportunity throughout the agency. In addition, Petitioner interpreted EEO guidelines, directed
development of the Affirmative Action Plan and investigated complaints against the agency filed by
employees and applicants and wrote various reports required by federal and state laws.
3. In 1989, Petitioner filed a charge of discrimination with the North Carolina Office of Administrative
Hearings and with EEOC against Respondent's Betty Y. Justus, prior chairman of the Employment
Security Commission.
4. In March 1990, Petitioner filed a charge of discrimination against Respondent citing therein, inter
alia, the unlawful employment practices of his then-supervisor, Graham Cooke.
5. On August 9, 1991, the Civil Rights Division of the Office of Administrative Hearings issued a
Notice of Determination finding ..." reasonable cause to believe that charging Party was denied
interim job performance reviews and merit increases in violation of the Civil Rights Act of 1964, as
amended.
6. Petitioner filed a charge of discrimination against Respondent with the North Carolina Office of
Administrative Hearings, and the Equal Employment Opportunity Commission on June 11, 1991.
Petitioner alleged discrimination based on retaliation under Section 704(a) of the 1964 Civil Rights
Act, as amended. This charge was the basis for the EEO current case, 91 EEO 0536.
7. On August 14, 1992, the Civil Rights Division of the Office of Administrative Hearings issued a
Notice of Determination finding ... "evidence of retaliation" and "reasonable cause to believe that
Charging Party was discharged in violation of Title VII." Upon the failure of conciliation. Petitioner
received and complied with OAH's February 8, 1993 Notice of Conciliation by electing and
petitioning to have OAH charge #91 EEO 0536 heard as a contested case as provided in Article 3 of
Chapter 150B of North Carolina General Statute Section 7A-759(d).
8. None of Petitioner's supervisors discussed with him the coffee incident from April 10, 1991 until June
5, 1991, including supervisors Clarence Jones. Gene Baker, Chief Deputy Joseph G. Elliot or
chairperson Ann Q. Duncan.
1915 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
Based upon the above stipulation, sworn testimony of witnesses and documents admitted into evidence,
the Administrative Law Judge makes the following:
FINDINGS OF FACT
1. By letter dated June 7, 1991 Respondent terminated the employment of Petitioner as its Equal
Employment Opportunity Director. On June 11, 1991 , Petitioner filed a charge of discrimination with
the North Carolina Office of Administrative Hearings ("OAH") and the United States Employment
Security Commission (OAH Charge #91 EEO 536 and EEOC Charge #143910035) alleging
retaliatory dismissal by Respondent in violation of Title VII of the Civil Rights Act of 1964, 42
U.S.C.2000e-5.
2. Previous charges of discrimination filed by Petitioner against Respondent included OAH #89 EEO
0946/EEOC #14390966 in 1989 and OAH#90 EEO 03311/EEOC #14B900038 in March, 1990.
3. Following investigation of the charges, the Civil Rights Division of the Office of Administrative
Hearings found reasonable cause to conclude that Respondent unlawfully denied Petitioner
performance reviews and merit increases(OAH #90 EEO 0031) and that Respondent engaged in
retaliatory dismissal of Petitioner (OAH-7-#91 EEO 0536) in violation of Title VII.
4. Petitioner received and complied with the Office of Administrative Hearing's February 8, 1993 Notice
of Termination of Conciliation by electing to file a petition for a contested case hearing with the
Office of Administrative Hearings, charge #91 EEO 0536 heard as a contested case as provided n
Article 3 of Chapter 150B of the North Carolina General Statutes. North Carolina General Statute
Section 7A-759(d).
5. Petitioner William H. Peace, III, a resident of Raleigh and Wake County, North Carolina began his
employment with Respondent on October 15, 1985 as its Equal Employment Opportunity ("EEO")
Officer. He directed the Employee Relations Section which was a subset of the Personnel Office.
6. Respondent, Employment Security Commission, is an agency of State government created by the
General Assembly to administer unemployment insurance laws. In August, 1990, Ann Q. Duncan
became Respondent's chairperson succeeding Betsy Y. Justus. Respondent's headquarters were
located at 700 Wade Avenue in Raleigh, North Carolina and it maintained 78 local offices throughout
the State. Its staff complement was around 1700 employees.
7. As EEO Officer, Petitioner was responsible for administering an internal and external EEO program
for Respondent including developing and implementing systems to ensure equal employment
opportunity throughout the agency. In addition, he interpreted EEO guidelines, directed development
of the Affirmative Action Plan and investigated complaints against the agency filed by employees and
applicants and wrote various reports required by federal and state laws.
8. During his agency orientation in 1985, Petitioner was informed that his membership in the Personnel
Office's petty fund would entitle him to obtain coffee occasionally from the coffee pot situated in the
personnel file room. He subsequently paid his dues ($2.00/month) for the petty fund and obtained
coffee from the file room pot; however,his usual practice was to visit the agency's cafeteria in the
mornings to get coffee and talk with other employees over breakfast about any problems they may
present.
9. Not at any time prior to April 10, 1991 was Petitioner informed by any employee of Respondent that
his petty fund membership did not entitle him to obtain a cup of coffee from the file room pot.
10. Over the years, on an irregular basis. Petitioner obtained coffee from the file room coffee pot. There
was never any sign or notice posted at or near the pot indicating a price per cup charge. The
discussion and establishment of any rules or policies regarding the petty fund occurred during staff
8:19 NORTH CAROLINA REGISTER January 3, 1994 1916
CONTESTED CASE DECISIONS
meetings; Petitioner routinely did not attend staff meetings. A coffee fund was established at a staff
meeting sometime after Petitioner was hired; fund membership was $3.40 per month. Petitioner was
never made aware of the coffee fund nor was he asked to join.
11. On April 10, 1991, Petitioner went to the cafeteria around 9:00 A.M. to obtain a cup of coffee.
Upon learning that coffee was not available at that time, he returned to his office. Shortly thereafter
he went to the Personnel Office with his coffee cup.
12. As the Petitioner entered the Personnel Office the following exchange occurred between the Petitioner
and an angry Catherine High, a supervisor with the Personnel Office: Ms. High: "I hope you're not
planning to get any of our coffee. "Petitioner made no reply but went to the coffeepot. Ms. High:
"You are going to have to pay me for that coffee. "Petitioner: "I'm not going to pay you. "Ms.
High: "That's not fair, you know you ought to pay me. "Petitioner: "If I'm wrong, write me up.
Be sure to spell my name right. "Ms. High: "I know how to spell idiot. "Petitioner left the room
and returned without the coffee cup to make copies. Ms. High in a loud angry tone: "Bill Peace you
are despicable. I hope they fire you. "Petitioner: "Sticks and stones may break my bones but your
words will never hurt me. "Ms. High: "If you get another cup of coffee and do not pay me. I'm
going to get a cup of coffee and scald you with it."
13. This exchange took place in the presence of several employees who were supervised by Ms. High in
the Personnel Office. Ms. High reported the incident to her supervisor, Graham Cooke, shortly after
it occurred on the morning of April 10th. Several days later she also informed Gene Baker who was
made Petitioner's immediate supervisor effective April 22. 1991 by memorandum from Ann Q.
Duncan dated April 19th.
14. After returning from lunch on April 10th. Petitioner telephoned the Magistrate's Office and was
advised that if he believed the person capable of carrying out her threat to scald him that he should
take out a warrant against the person.
15. Petitioner went to the Personnel Office to talk with Ms. High and told her that he was giving her an
opportunity to apologize.
16. Ms. High did not apologize.
17. In Ms. High's opinion, at no time did Petitioner harass, intimidate or threaten her in any manner.
18. Petitioner believed that considering Ms. High's resentment and anger towards him. she was capable
of scalding him with coffee. This was the reason he went to her to seek an apology and put the
matter behind them.
19. Ms. High's resentment stemmed, in part, from Petitioner having filed a discrimination charge against
her supervisor, Graham Cooke, in 1990.
20. Petitioner left Ms. High's office, took leave and visited the Wake County Magistrate's Office where
he furnished facts under oath about the coffee incident. The magistrate issued a criminal summons
charging Ms. High with communicating a threat to Petitioner.
21. The summons was served on Ms. High at work on April 23. 1991, with a trial date set for May 21,
1991 in Wake County District Court.
22. The Respondent hired a private attorney to defend Ms. High and paid her legal fees of $516.00. No
such effort was advanced on Petitioner's behalf.
23. The charge was dismissed as frivolous and Petitioner was ordered to pay court costs.
1917 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
24. The warrant issuing judicial officer found the facts sufficient to issue a warrant for communicating
a threat.
25. From April 10, 1991 through June 5, 1991, neither Clarence Jones, Petitioner's former supervisor
until April 19, 1991, nor Gene Baker, his supervisor from April 22 through June 5, 1991, discussed
with him either the coffee incident or the May 21st court judgment. Both subjects were first
mentioned in the notice of predismissal conference memorandum of June 5th from Gene Baker.
During the eight week period mentioned above, neither chairperson Ann Q. Duncan nor Chief Deputy
Joseph Elliot discussed the coffee/trial issue with Petitioner.
26. Prior to the June 6th predismissal conference, Graham Cooke, Personnel Officer, advised Mr.Baker
and Mr. Jones to follow a predismissal procedure that had not been adopted by the State Personnel
Commission.
27. The procedure used at Petitioner's predismissal conference differed from the adopted policy which -
13-was applicable at that time.
28. Graham Cooke was not unhappy to see Petitioner's employment terminated by Respondent.
29. Mr. Cooke was the focus of a discrimination charge filed by Petitioner in March 1990
(EEO#14B900038).
30. A Cause finding was issued by the Civil Rights Division of the Office of Administrative Hearings in
August 1991. An earlier charge was filed by Petitioner against Respondent in 1989
(EEO#l 4 189990966).
31. Petitioner provided Respondent a written response to the notice of predismissal conference when he
met with Messrs. Baker and Jones on June 6th.
32. Petitioner considered the conference to be illegally constituted because it differed from the adopted
policy /practice mandated by the State Personnel Commission. The policy called for the conference
to take place between the supervisor and the employee.
33. On June 7, 1991, Petitioner was dismissed for unacceptable personal conduct by Respondent's
memorandum from Ann Q. Duncan. Not one of the three reasons given for dismissal in that
memorandum was ever discussed with Petitioner prior to June 6, 1991.
34. Petitioner did not receive a work performance appraisal review between April 10 and June 7,1991.
35. After the April 10th coffee incident, neither Petitioner nor Ms. High was warned, suspended or
reprimanded.
36. Neither Petitioner nor Ms. High was disciplined in any manner following the May 21 , 1991 court trial
and Petitioner and Ms. High continued their usual job duties uninterrupted by Respondent.
37. Petitioner received no complaints about his work performance until June 5, 1991.
38. The remarks made by Ms. High to Petitioner in the presence of other workers was highly inflammato-
ry, derogatory, and unprofessional. They could have provoked an ugly incident, harmful to herself
and other employees. Her approach was not acceptable conduct.
39. Petitioner in effect told Ms. High to write him up and let the matter be heard through proper
channels. Although Ms. High's approach was highly unprofessional. Petitioner remained calm.
Petitioner's suggestion was proper and done in a professional manner.
8:19 NORTH CAROLINA REGISTER January 3, 1994 1918
CONTESTED CASE DECISIONS
40. According to Ms. High, Petitioner did not harass, intimidate, or threaten in any manner.
41. Ms. High went forthwith to her supervisors after instigating what could have been an ugly situation.
However, she failed to go at the right time, before creating an incident.
42. If Ms. High felt Petitioner was breaking a rule, she should have followed an acceptable procedure
to resolve the matter.
43. Respondent's supervisors did not reprimand Ms. High or take any kind of action against her for
unacceptable behavior. To the contrary,Respondent rewarded Ms. High by obtaining an attorney for
her and paying her $516.00 attorney fee out of tax payers money.
44. I find no legal reason in the record why the tax payers of North Carolina should pay Ms. High's
attorney fee.
45. The level of involvement of high level Employment Security Commission personnel in the minor
coffee incident is evidence to be considered in determining whether there was retaliation against
Petitioner, especially, since not even the slightest form of reprimand was issued against Ms. High.
46. Ms. High's conduct was unbecoming a supervisor.and even more so, when done in the presence of
subordinate employees.
47. On January 25, 1989, Herbert Lee, Respondent's Personnel Director, let the air out of a car driven
by Merri Hoffmeyer, an employer, who was interviewing potential employees at Respondent's Wade
Avenue Offices. Mr. Lee became angry because the woman had parked her car in a space reserved
for him. Respondent did not suspend or dismiss Mr. Lee as a result of his conduct. At the time of
the incident Mr. Lee had not filed any charges of discrimination against Respondent.
48. In April 1991, Ms. Debra Dunston, an employee of Respondent's Personnel Office, was arrested and
charged with felonious embezzlement of $2,500.00 from Hudson's Belk's department store in
Raleigh, North Carolina. She admitted guilt and entered the Felony Diversion Program in Wake
County. She was not reprimanded, suspended or dismissed by Respondent as a result of her criminal
activity.
49. In August 1992, Charlotte Ranz, Respondent's Director of Public Information, was found to have
taken a State-owned personal computer home and put it to her own use. Ms. Ranz was not dismissed
from her position by Ann Q. Duncan.
Based upon the foregoing stipulations and findings of fact, the undersigned makes the following:
CONCLUSIONS OF LAW
1. Petitioner was a permanent state employee at the time of his dismissal.
2. North Carolina General Statutes section 126-35 provides in pertinent part, that no permanent
employee subject to the State Personnel Act shall be discharged, suspended or reduced in pay or
position, except for just cause. In cases of such disciplinary action, the employee shall, before the
action is taken, be furnished with a statement in writing setting forth in numerical order the specific
acts or omissions that are the reasons for the disciplinary action and the employee's appeal rights.
3. Where just cause is an issue, the Respondent bears the ultimate burden of persuasion.
4. A permanent state employee may be dismissed for inadequate performance of duties or for personal
conduct that is detrimental to State service. Leiphartv. N. C. School of Arts , 80 N.C. App. 339, 342
S.E. 2d 914 (1986). Prior to dismissal for cause related to job performance, a permanent state
1919 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
employee is entitled to three (3) separate warnings that his/her performance is unsatisfactory. Jones
V. Department of Human Resources , 300 N.C. 687, 268 S.E. 2d 500 (1980). However, an employee
discharged for personal misconduct is not entitled to prior progressive warnings because personal
misconduct discipline is imposed for actions for which no reasonable person should expect to receive
prior warning. Office of State Personnel, Personnel Manual , pp. 9-3, 9-8.3.
5. As a permanent state employee of several years Petitioner has a substantial property right in his
employment and this right is protected by the Fourteenth Amendment of the United States Constitution
and the North Carolina Constitution.
6. The alleged unauthorized taking of a cup of coffee by Petitioner does not rise to the level of "personal
conduct" that is detrimental to State service, as to warrant summary dismissal. The alleged
misconduct was not such for which no reasonable person should expect to receive a prior warning.
Office of State Personnel Manual, Personnel Manual, pp. 9-3, 9-8.3
7. Section 704(a) of Title VII of the Civil Rights Act of 1964, as amended, makes it unlawful for an
employer to take retaliatory action against any individual who opposes employment practices pro-
hibited by Title VII, i.e., discriminatory treatment. Petitioner alleged that he was discharged on June
7, 1991 because he had filed a charge of discrimination against Respondent in March, 1990 prior to
the one he filed concerning his discharge for alleged unacceptable personal conduct(91 EEO 0536).
8. There are four essential elements of a Section 704(a) violation:
a) that the Petitioner engaged in opposition to practices made unlawful by Title VII;
b) that the form of Petitioner's opposition was protected;
c) that the Petitioner was subjected to adverse treatment by Respondent; and
d) that the adverse treatment occurred because of Petitioner's opposition.
9. On March 21, 1990 Petitioner opposed practices he believed to be unlawful practices under Title VII
by filing a charge against Respondent with the North Carolina Office of Administrative Hearings and
EEOC. The complaint against Graham Cooke, Respondent's personnel officer and Petitioner's
immediate supervisor, charged that Mr. Cooke provided Petitioner with a false work performance
evaluation, there by denying him a merit pay increase in January, 1990. It was apparent that the form
of Petitioner's opposition, filing a charge, was protected under Title VII.
10. Petitioner was subjected to adverse treatment by Respondent in that he was dismissed from
employment without warning for alleged unacceptable conduct, (i.e., helping himself to a cup of
coffee that he believed himself to be entitled to have, and filing a criminal summons against a co-
worker who threatened to scald him with hot coffee) while more serious criminal acts (i.e. embez-
zlement, larceny of State computer equipment and damage to property) committed by other employees
resulted in no disciplinary measures by Respondent.
11. The adverse treatment occurred because of Petitioner's opposition. Graham Cooke, Petitioner's
former supervisor, counseled Respondent's management personnel regarding the dismissal procedure
to be employed against Petitioner although his earlier actions toward Petitioner had been the subject
of a discrimination charge.
12. Mr. Cooke was pleased to see Petitioner's employment terminated and he expressed those sentiments.
13. Respondent's actions against Petitioner were in violation of Section 704(a) of Title VII of the Civil
Rights Act of 1964, as amended, in that the decision to terminate his employment on June 1991 was
retaliatory.
8:19 NORTH CAROLINA REGISTER January 3, 1994 1920
CONTESTED CASE DECISIONS
14. Respondent's proffered reasons for its employment decision were pretextual and contrived to mask
its intent to retaliate against Petitioner. Respondent offered no reasonable explanation for its failure
to take any action against Petitioner on April 10, 1991, upon first learning of the alleged unacceptable
personal conduct.
Based upon the foregoing Stipulations. Findings of Fact and Conclusions of Law, the Administrative
Law Judge makes the following:
FINAL DECISION
Having concluded that Respondent violated Section 704(a) of Title VII of the 1964 Civil Rights Act,
as amended, IT IS THE DECISION of this Office, pursuant to 42 U.S.C. Section 2000e-5(g) and (k), that
Petitioner shall be reinstated to his former position of EEO Officer (ESC) effective June 7, 1991, with back
pay, attorney fees and all the benefits of continued permanent employment with the State as of that date.
ORDER
IT IS HEREBY DECREED AND ORDERED pursuant to 42 U.S.C. Section 2000e-5(g) and (k) that the
Petitioner be reinstated to his former position of EEO Officer (ESC)effective June 7, 1991, with back pay,
front pay, where applicable, attorney's fees and all the benefits of continued permanent employment with the
State as of that date. Respondent is hereby enjoined from engaging in further acts of retaliation against Peti-
tioner. This is a final decision.
NOTICE
In order to appeal a Final Decision, the person seeking review must file a Petition in the Superior
Court of Wake County or in the superior court of the county where the-22-person resides. The Petition for
Judicial Review must be filed within thirty (30) days after the person is served with a copy of the Final Deci-
sion. G.S. 150B-46 describes the contents of the Petition and requires service of the Petition on all parties.
This the 7th day of October, 1993
Sammie Chess, Jr.
Administrative Law Judge
1921 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
STATE OF NORTH CAROLINA
COUNTY OF ONSLOW
IN THE OFFICE OF
ADMINISTRATIVE HEARINGS
93 OSP 0522
93 OSP 0523
93 OSP 0567
EDWARD D. DAY, JR., JOHN D. WARLICK,
GARY W. BEECHAM,
Petitioner,
v.
N. C. DEPARTMENT OF CORRECTION,
Respondent.
RECOMMENDED DECISION
BACKGROUND
This matter was heard in Burgaw, North Carolina, on October 14, 1993, by Senior Administrative
Law Judge Fred G. Morrison Jr. The Petitioners initiated their contested cases in May of 1993 in order to
appeal the April 26, 1993, decision of the Respondent Department of Correction denying the Petitioners any
relief with regard to their administrative grievances which had complained about the agency's failure to post
a particular position prior to filling it.
Upon Respondent's Motion to Consolidate the cases, on June 9,
by Order of the Chief Administrative Law Judge. On September 21,
withdrew his Petition.
1993, the cases were consolidated
1993, Petitioner John D. Warlick
ISSUE
Is a State agency required to post a position which is filled by placing a person with an administrative
agency grievance into that position when agency management has exercised its discretion and determined that
such a placement is an appropriate resolution of the grievance?
STATUTES AND RULES INVOLVED
N.C. Gen. Stat. §126-7.1
25 NCAC 1H .0602(c)
SUMMARY OF THE DECISION
The agency decision to place Mark Floyd in the position of Intensive Case Officer without posting
that position should be upheld as not in violation of N.C. Gen. Stat. §126-7.1 or 25 NCAC 1H .0602.
APPEARANCES
Petitioner:
Edward D. Day, Jr.
106 Marine Blvd, Suite F
River Court Plaza
Jacksonville, NC 28541
Pro Se
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January 3, 1994
1922
CONTESTED CASE DECISIONS
Gary Wayne Beecham
P.O. Box 447
Hubert, NC 28539
Pro Se
Respondent: N.C. Department of Correction by
Valerie L. Bateman
Assistant Attorney General
N.C. Dept. of Justice
P.O. Box 629
Raleigh. NC 27602
WITNESSES
Petitioner Day presented the following witnesses:
1 . Edward D. Day, Jr.
Petitioner Beecham presented the following witnesses:
1 . Gary Wayne Beecham
The Respondent presented the following witnesses:
1 . Jeffrey R. Becker
EXHIBITS
The following exhibits were admitted into evidence by the Respondent:
Rl . Grievance of Mark Floyd and related documents
R2. Grievance of Edward Day and related documents
R3. Grievance of Gary Beecham and related documents
R4. Office of State Personnel Recruitment policy
R5. Department of Correction Posting and Listing Vacancies
policy
Based on a preponderance of the substantial evidence admitted into the record of this case, the
Administrative Law Judge makes the following:
FINDINGS OF FACT
1 . On July 28, 1992, Mark Floyd, an employee of the Department of Correction, filed an administrative
grievance claiming that he had inappropriately been passed over for promotions and/or transfers due
to retaliation against him for being arrested but not convicted of Possession of Cocaine.
2. By letter dated November 13, 1992, the EEO Officer, Alfonza Fullwood, wrote to Mr. Floyd and
advised him that as a result of the agency's preliminary investigation into Mr. Floyd's grievance, the
Department of Correction had decided to offer him an Intensive Officer position located in Charlotte,
North Carolina, with a five percent increase in his salary.
1923 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
3. After further negotiations between Mr. Floyd and Mr. Fullwood, the parties came to an agreement
that Mr. Floyd receive an Intensive Case Officer position in Jacksonville with a five percent pay
increase.
4. Subsequently, Petitioners Day and Beecham initiated grievances concerning, in part, the placement
of Mr. Floyd in the Intensive Case Officer position.
5. Both Petitioners received responses to their posting grievances from Jimmy W. Harris, Eastern Chief
of Field Services, which explained that the decision to place Mr. Floyd in the position not posted was
necessary to bring closure to his administrative grievance.
6. Petitioners continued their appeal to the Personnel Office of the Department of Correction. By letter
dated April 26, 1993, they were informed of the conclusion of the investigation of the Personnel
Office into their grievance. Specifically, the Petitioners were informed again that the placement of
Mark Floyd occurred in settlement of his administrative grievance and that this decision was based
on management necessity and consistent with the rules and regulations of the State Personnel
Commission which provided that posting was not required for "vacancies which must be used to meet
management necessity, for which an agency will not openly recruit."
7. The State Personnel Manual provides that posting requirements shall not apply to "- 1 v-| acancies
which must be used to meet management necessity, for which an agency will not openly recruit."
8. Mike Gaddis, the Director of the Employment Practices Division of the Office of State Personnel,
averred that the Department's decision not to post the position awarded to Mark Floyd was consistent
with the spirit and intent of the posting statute and with the exceptions to the posting requirement
contained in the posting policy.
CONCLUSIONS OF LAW
1. G.S. §126-7. 1(a) provides that "all vacancies for which any State agency, department or institution
openly recruit shall be posted..." Respondent did not violate this statute as it did not openly recruit
for the position filled by Mark Floyd.
2. N.C. Gen. Stat. §126-4 provides that "the State Personnel Commission shall establish policies and
rules governing . . . [Recruitment programs designed to promote public employment, communicate
current hiring activities within State Government, and attract a sufficient flow of internal and external
applicants. . ."
3. Pursuant to this authority, the State Personnel Commission has adopted rules implementing the posting
policy contained in N.C. Gen. Stat. §126-7.1. This rule provides in pertinent part as follows:
Posting requirements shall not apply to:
(1) Vacancies which must be used to meet management necessity, for which an agency will not
openly recruit. Examples include vacancies committed to a budget reduction, vacancies used
for disciplinary transfers or demotions, use of an existing vacancy to avoid reduction in
force, transfer of an employee to an existing opening to avoid the threat of bodily harm, and
the promotion of an employee into an existing opening to avoid the threat of bodily harm,
and the promotion of an employee into an opening under a formal, pre-existing "understudy
arrangement".
25 N.C. A. C. 1H .0602(c).
4. The Department's decision not to post the position it filled with Mark Floyd, who had filed an
8:19 NORTH CAROLINA REGISTER January 3, 1994 1924
CONTESTED CASE DECISIONS
internal agency grievance, was not an abuse of management discretion nor a violation of 25 N.C.A.C.
1H .0602(c).
Based on the foregoing Findings of Fact and Conclusions of Law, the Administrative Law Judge
makes the following:
RECOMMENDED DECISION
The State Personnel Commission should not disturb the agency's decision not to post the position of
Intensive Case Officer which was filled by Mark Floyd.
ORDER
It is hereby ordered that the agency serve a copy of the final decision on the Office of Administrative
Hearings, P.O. Drawer 27447, Raleigh, N.C. 2761 1-7447, in accordance with North Carolina General Statute
150B-36(b).
NOTICE
The agency making the final decision in this contested case is required to give each party an
opportunity to file exceptions to this recommended decision and to present written arguments to those in the
agency who will make the final decision. G.S. 150B-36(a).
The agency is required by G.S. 150B-36fb) to serve a copy of the final decision on all parties and to
furnish a copy to the parties' attorney of record and to .the Office of Administrative Hearings.
The agency that will make the final decision in this contested case is the State Personnel Commission.
This the 14th day of December, 1993.
Fred G. Morrison Jr.
Senior Administrative Law Judge
1925 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
STATE OF NORTH CAROLINA
COUNTY OF MECKLENBURG
IN THE OFFICE OF
ADMINISTRATIVE HEARINGS
93 DHR 0529
A. C, BY AND THROUGH HER AGENT AND
PERSONAL REPRESENTATIVE, HANK NEAL
Petitioner,
NORTH CAROLINA DEPARTMENT OF
HUMAN RESOURCES, DIVISION OF
MEDICAL ASSISTANCE
Respondent.
RECOMMENDED DECISION
The above-captioned hearing was heard before Administrative Law Judge Dolores O. Nesnow, on
October 27, 1993, in Charlotte, North Carolina.
APPEARANCES
For Petitioner:
For Respondent:
Thomas E. Cone
Turner Enochs & Lloyd, P.A.
P. O. Box 160
Greensboro, North Carolina 27402-0160
Attorney for Petitioner
Claud R. Whitener, III
Assistant Attorney General
N. C. Department of Justice
P. O. Box 629
Raleigh, North Carolina 27602-0629
Attorney for Respondent
ISSUE
Did the Respondent err in denying certification for admission of patient "AC" (MID: 239-23-6669L)
to Carolinas Medical Center for Mental Health on or about December 30, 1992, for acute psychiatric care?
STATUTES AND RULES IN ISSUE
42 U.S.C. 1396 et seq.
42 C.F.R. parts 430 et seg.
N.C. Gen. Stat. 108A-24 to 26
N.C. Gen. Stat. 108A-54 to 66
10 N.C.A.C. 26 and 50
BURDEN OF PROOF
Petitioner has the burden of showing by the greater weight of the substantial evidence admitted that
the Respondent erred as stated in the issue.
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January 3, 1994
1926
CONTESTED CASE DECISIONS
EXHIBITS
The exhibits listing was omitted from this publication. If you would like a copy, please contact the
Office of Administrative Hearings, P.O. Box 27447, Raleigh, NC 27611-7447.
WITNESSES
For Petitioner:
Lester Bradshaw - Social Worker, Mecklenburg County
Patricia O'Connor - Carolina Medical Center, Quality Assessment Coordinator, Nurse
Dr. Pleas Geyer - Charlotte Psychiatrist
For Respondent:
James Robison - Massachusetts Psychiatrist
Teru Morton - Clinical Psychologist, University of Missouri
STIPULATION AGREEMENT
The parties agree and stipulate that the criteria as represented in Plaintiffs Exhibit #C are the criteria
which were applicable to the admission of this patient.
Based upon careful consideration of the testimony and evidence presented at the hearing, and the
documents and exhibits received into evidence, the undersigned makes the following:
FINDINGS OF FACT
1. Patient "AC" was born in June of 1976. She is a female and, at the date of her admission
to the Carolinas Medical Center for Mental Health, she was 16 years of age.
2. "AC" had previously been placed in the custody of Mecklenburg County Youth and Family
Services (YFS) on August 5, 1990, after she had been adjudicated "Dependent" on September 9, 1990.
3. "AC" has also been adjudicated on numerous occasions as an "Undisciplined Child" for her
numerous elopements or "AWOLS" (runaways) from various placements.
4. "AC" has had numerous placements since being placed in the custody of YFS. Those
placements, starting in August of 1990, are as follows:
Gatling Detention Center
Glenn Laurel Group Home
Ten Broeck Hospital
Continuation Place for Further Substance Abuse Treatment.
Client went AWOL from placement
The "Relatives"
Glenn Laurel Group Home, client went AWOL
Emergency Foster Home. Ms. Young
Glenn Laurel Group Home, client went AWOL
Gatling Detention Center
Glenn Laurel Group Home. Client went AWOL
Gatling Detention Center
Charter Northridge Hospital, client went AWOL during
admission
Gatling Detention Center
Mr. Duckett. Client went AWOL
Committed to Broughton Hospital - drug overdose
8/6/90
8/7/90
8/7/90
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9/12/90
9/12/90
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10/10/90
10/11/90
10/12/90
10/12/90
■ 10/15/90
10/19/90
10/22/90
10/22/90
10/22/90
10/31/90
11/2/90
11/2/90
11/2/90
11/8/90
11/9/90
11/9/90
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11/16/90
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7927
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January 3, 1994
CONTESTED CASE DECISIONS
11/26/90
■ 12/19/90
12/19/90
12/23/90
12/30/90
• 12/31/90
12/31/90
1/18/91
1/18/91
1/20/91
1/23/91
1/24/91
1/24/91
1/24/91
1/25/91
1/28/91
1/28/91
1/28/91
2/12/91
2/13/91
2/13/91
2/14/91
3/9/91
3/12/91
4/9/91
4/15/91
4/15/91
5/15/91
5/15/91
9/24/91
9/24/91
12/30/92
6/7/93
6/24/93
7/1/93
7/8/93
10/18/93
12/14/91
6/7/93
6/24/93
7/1/93
7/8/93
10/18/93
Present
Charter Northridge Hospital
Continuation Place for additional substance abuse treat-
ment. Client went AWOL from treatment.
Gatling Detention Center
Cedar Springs Hospital
The "Relatives". Client went AWOL from placement.
Gatling Detention Center.
Ms. Young's foster home. Client went AWOL after a
couple of hours.
Gatling Detention Center.
Ms. Young's foster home. Client went AWOL that day.
Gatling Detention Center.
Renaissance group home. Client went AWOL.
Gatling Detention Center.
Gatling Detention Center.
Catawba Memorial Hospital.
"Three Springs Wilderness Camp" in Trenton, Alabama.
Client successfully completed this program and was
transitioned to Continuation Place in Charlotte, North
Carolina.
Client was placed at Continuation Place for further Sub-
stance Abuse Treatment. Client went AWOL from this
program on numerous occasions. During client's last
AWOL, YFS learned that client had been sexually inappro-
priate with her male therapist at CP
Client was admitted to the Mental Health Center for
treatment. Client worked on numerous issues and made
much progress. Client was transitioned to a Mecklenburg
County Foster Home (R. Ralley).
Client placed in YFS Foster Home (M. Ralley). Client
went AWOL from this placement.
Client placed herself with Vicky Jones. Vicky and Jessie
Crawford (client's brother) have a child who lives with
Vicky. Client is very attached to this child; this is the
connection between Vicky and client. Vicky resides at
1300 Jenkins Avenue, Apartment 5.
Client moved in with her brother (Jessie Crawford).
Client returned to live with Vicky Jones. On 10/18/93
YFS was informed by Vicky Jones that she has moved and
has not given her location to anyone.
Client's whereabouts unknown.
5. In October of 1991.
Worker Lester Bradshaw.
"AC" was placed in the care of Mecklenburg County YFS with the Social
6. Prior to that time, "AC" had been assigned to Social Workers John Jones and Lanette Mack
with Mecklenburg YFS.
7. In August of 1990, "AC" was given a psychological assessment by David Branyon, M.D.
at Ten Broeck Hospital and was diagnosed as having an adjustment disorder with depressed mood, cocaine
dependence and abuse.
8. "AC" remained at Ten Broeck Hospital for approximately one month.
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CONTESTED CASE DECISIONS
9. On October 10, 1990, "AC" was assessed by the STARR team and was recommended for
further intensive treatment for long term cocaine dependence.
10. "AC" was examined by psychiatrist Phillip Schmitt, M.D. in April of 1991, and was
identified as a polysubstance abuser in need of substance abuse treatment.
1 1 . Social Worker Lester Bradshaw is a specialist in substance abuse and drug problems in the
adolescent population.
12. Mr. Bradshaw testified, and it is found as fact, that "AC", like many adolescent substance
abusers, was not addicted to any particular drug but would use whatever was available.
13. "AC" has a past history which includes prostitution and IV drug use documented as early as
age 13.
14. "AC" has had Hepatitis B and Hepatitis C which, it is believed, she contracted through either
IV drug use or unprotected sex.
15. "AC's" mother has remained missing for a number of years because it is believed there are
federal and State warrants for drug trafficking outstanding on "AC's" mother. There is no stepfather of record
although there are two other siblings.
16. "AC" has never been successfully placed in foster homes because of her chronic elopement
behavior.
17. As noted above, "AC" was sent to the Three Springs Wilderness Camp in Trenton, Alabama
from May of 1991 through September of 1992 (16 months), which was her most successful attempt at
recovery and treatment.
18. After "AC" returned from her stay at Three Springs Wilderness Camp she was placed in a
local center called The Continuation Place from which she ran away.
19. At approximately that time, "AC's" social workers learned that she had engaged in sex with
a mental health therapist at The Continuation Place. (The mental health therapist was subsequently prosecuted
and convicted for this action)
20. When she ran away from The Continuation Place, social worker Bradshaw and several other
workers from Mecklenburg YFS searched the community for her.
21. The social workers went out into the community and searched various hangouts including
crack houses. "AC" was found by Mr. Bradshaw and, although she did not want to come back, she agreed
to return.
22. At that time, they learned that she had started using IV drugs again and was having
unprotected sex.
23. The social workers, including Mr. Bradshaw, two male staff members and one female staff
member, brought "AC" to the Carolinas Medical Center for evaluation.
24. The social workers were concerned that because of the drug use, prostitution and unprotected
sex, "AC" was in danger of contracting Aids or otherwise endangering her life.
25. Mr. Bradshaw testified that although "AC" may have had mental and emotional disturbances,
in his experience the focus on "AC" in the past had always been on substance abuse.
1929 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
26. When Petitioner was brought to the Carolinas Medical Center, she was seen by Dr. Warren
Steinmuller, a psychiatrist.
27. At that time Dr. Pleas Geyer was a part-time in-patient psychiatrist at Carolinas Medical
Center. Dr. Geyer subsequently became full-time and the Director of Child and Adolescent Psychiatry at the
Center.
28. When Dr. Steinmuller "rotated off", Dr. Geyer became "AC's" attending physician.
29. When "AC" was first admitted Dr. Steinmuller and Dr. Geyer discussed her condition and
her admission. They both agreed that "AC" was primarily and clearly depressed. They further agreed that
the other activities in which she involved herself, including the drug abuse, were symptoms of her depression.
30. Both Dr. Steinmuller and Dr. Geyer observed that although "AC" had a long history of
problems and treatment for those problems, she had had almost every possible treatment except a thorough,
broadbased, in-patient review. Her treatment, they additionally observed, had previously concentrated on
substance abuse.
31. Both doctors agreed that "AC" was highly dysfunctional and was in great danger.
32. Dr. Geyer testified, and it found as fact, that "AC" did very well at Camp Wilderness because
it was a setting far from her home setting and was extremely structured. Settings such as Camp Wilderness
are frequently successful with children or adolescents who are in an unsavory home setting.
33. Both Dr. Steinmuller and Dr. Geyer believed that after "AC" return from Camp Wilderness,
at which time she was placed back into her original hometown, her condition deteriorated and became
extremely precarious.
34. Dr. Geyer testified, and it is found as fact, that "AC" approached the mental health therapist
with whom she had sex, in an effort to seek exploitation of herself. Once she had accomplished that
exploitation, the improvements she had made rapidly began to deteriorate.
35. "AC" had experienced physical abuse by her mother and her mother's boyfriends.
Additionally, she had been sexually abused by a stepfather.
36. Dr. Geyer testified, and it is found as fact, that "AC" needed a broad review of her treatment
plan and needed a more broadly conceptualized plan of treatment to handle the self abuse, incestuous relations,
depression and abandonment.
37. N.C. Gen. Stat. 108A-25(b) states:
"The program of medical assistance is hereby established as a program of public assistance and shall
be administered by the county Departments of Social Services under rules and regulations adopted by the
Department of Human Resources. "
38. N.C. Gen. Stat. 108A-54 provides, in pertinent part:
"The Department is authorized and empowered to establish a Medical Assistance Program from
federal, State, and county appropriations and to adopt rules and regulations under which payments are to be
made in accordance with the provisions of this part. "
39. N.C. Gen. Stat. 108A-55 provides, in pertinent part:
"Die Department may authorize within appropriations made for this purpose payments of all or part
of the cost of medical and other remedial care for any eligible person when it is essential to the health and
8:19 NORTH CAROLINA REGISTER January 3, 1994 1930
CONTESTED CASE DECISIONS
welfare of such person that such care be provided. . . "
40. N.C. Admin. Code, tit. 10, r. 26B .01 1 1 provides, in pertinent part, that inpatient psychiatric
hospitals are responsible for obtaining certification for persons under the age of 21 in accordance with subpart
D of 42 C.F.R. 441.
41. Subpart D of 42 C.F.R. 441 includes many provisions for the care of a patient but appears
to incorporate only one segment of the disseminated Criteria (i.e., Ill- 1 , 2 and 3) at 42 C.F.R. 441.152.
42. The Medicaid criteria which has been disseminated across the State by the Respondent for
admission of children and adolescents to psychiatric hospitals has not been promulgated as a rule.
43. The Criteria, however, was relied upon by the Carolinas Medical Center and was relied upon
by Respondent in assessing "AC's" admission.
44. That document includes three criteria and states "to be approved for admission the patient
must meet Criteria I, II and III."
45. Criteria number I of the N.C. Medicaid Criteria states:
"Client meets criteria for one or more DSM-IU-R diagnoses. "
(Diagnostic and Statistical Manual of Mental Disorders, Third Edition,
Revised - American Psychiatric Association)
46. Dr. Steinmuller diagnosed "AC" with three DSM-III-R diagnoses; (1) conduct disorder, (2)
major depression, and (3) polysubstance abuse.
47. Dr. Geyer subsequently agreed with that diagnosis and it is found as fact that (a) the conduct
disorder was manifested in repeated running away, lying about drugs and truancy; and (b) that the major
depression was evidenced by at least five of the nine symptoms suggested in the DSM-III-R, i.e. (1) a
depressed mood (which can be irritability in children or adolescents), (2) loss of interests or pleasure in age
appropriate activities (anadonia), (3) psychomotor agitation, (4) feelings of worthlessness, and (5) recurrent
thoughts of death.
48. "AC", like many children and adolescents, denied thoughts of suicide but in children and
adolescents it is frequently necessary to infer suicidal tendencies. In the case of "AC", she had spoken many
times about her drug use and her sexual activity and knew that she was engaging in dangerous behavior. She
acknowledged that this behavior could result in her death and that it probably would, but she did not refrain
from engaging in that behavior.
49. Additionally, "AC" had lost interest in age appropriate behavior. Instead, she engaged in sex,
drugs and prostitution and repudiated activities such as play, dating and school. Further, she expressed no
pleasure in the activities in which she engaged herself, i.e. the sex and drug use.
50. "AC" expressed her awareness that she was probably "headed for death" but that she did not
care, which is an indication of hopelessness, another one of the symptoms of a major depression.
51. Criteria II of the N.C. Medicaid Criteria states at least one or more the following criteria
must be met:
FI.A. Client is presently a danger to self (e,g., engages in self injurious behavior, has a significant
suicide potential, or is acutely manic).
This usually would be indicated by one of the following:
1931 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
1. Client has made a suicide attempt or serious gesture (eg., overdose,
handing, jumping from or placing self in front of moving vehicle, self-inflicted gunshot
wound), or is threatening same with likelihood of acting on the threat, and there is an
absence of the appropriate supervision or structure to prevent suicide.
2. Client manifests a significant depression, including current contemplation
of suicide or suicidal ideation, and there is an absence of the appropriate supervision or
structure to prevent suicide.
3. Client has a history of affective disorder: a) with mood which has fluctuated
to the manic phase or, b) has destabilized due to stressors or non-compliance with treatment.
4. Client is exhibiting self-injurious behavior (cutting on self, burning self) or
is threatening same with likelihood of acting on the threat.
52. Dr. Geyer testified, and it is found as fact, that "AC" was a clear danger to herself and was
engaging in suicidal behavior. It is further found as fact that "AC" clearly met this category in her repeated
elopements, repeated IV drug use and unprotected sex, prostitution, non-compliance with treatments, and
elopements which eliminated structure to prevent suicidal behavior
53. Criteria II-B states:
OR
B. Client engages in actively violent, aggressive or disruptive behavior or client exhibits
homicidal ideation or other symptoms which indicate he/she is a probably danger to others.
This usually would be indicated by one of the following:
1. Client whose evaluation and treatment cannot be carried out safely or
effectively in other settings due to impulsivity, impaired judgment, severe oppositionalism,
running away, severely disruptive behaviors at home or school, self-defeating and self-
endangering activities, antisocial activity, and other behaviors which may occur in the context
of a dysfunctional family and may also include physical, psychological, or sexual abuse.
54. Dr. Geyer testified, and it is found as fact, that Criteria II-B- 1 was "written to describe
'AC
55. It is found as fact that "AC" clearly suffers from impaired judgment, severe oppositionalism,
running away, self defeating and self endangering activities, antisocial activities, a dysfunctional family with
a history of physical and sexual abuse.
56. Dr. Geyer further testified that in children and adolescents suicidal tendencies are often
manifested by a constant preoccupation with death and activity which causes death. In adults, it is manifested
by having a plan, but in adolescents it is manifested by dangerous behavior and consciously courting death
in an imminent way.
57. Dr. Geyer testified, and it is found as fact, that criteria C and D do not apply to "AC".
These criteria will not be reproduced herein and are listed in the Criteria outline in the disjunctive. Thus,
having met Criteria IIA and IIB, it is not necessary that a patient meet Criteria IIC and IID
58. Criteria II-E, which is also listed in the disjunctive, states:
OR
E. Need for medication therapy or complex diagnostic evaluation where the client's level of
functioning precludes cooperation with the treatment regimen, including forced administration of medication.
8:19 NORTH CAROLINA REGISTER January 3, 1994 1932
CONTESTED CASE DECISIONS
This usually would be indicated by one of the following:
1. Client whose diagnosis and clinical picture is unclear and who requires 24
hour clinical observation and assessment by a multi-disciplinary hospital psychiatric team to
establish the diagnosis and treatment recommendations.
2. Client is involved in the legal system (eg., in a detention or training school
facility) and manifests psychiatric symptoms (eg., psychosis, depression, suicide attempts
or gestures) and requires a comprehensive assessment in a hospital setting to clarify the
diagnosis and treatment needs.
59. Dr. Geyer testified, and it is found as fact, that criteria E does apply to "AC", in that she was
in dire need of a comprehensive assessment, that she had a history of prolonged, failed attempts to help her
which had been targeted toward her substance abuse and overlooked her depression and self abuse, and she
was in need of that assessment in a hospital setting.
60. The third and final criteria which must also be met to qualify for admissions according to the
N.C. Medicaid Criteria reads as follows:
AND
HI. To meet the federal requirement at 42 CFR 441.152, all of the following must apply:
1. Ambulatory care resources available in the community do not meet the
treatment needs of the recipient.
2. Proper treatment of the recipient's psychiatric condition requires services
on an inpatient basis under the direction of a physician.
3. The services can reasonably be expected to improve the recipient's condition
or prevent further regression so that services will no longer be needed.
61. Dr. Geyer testified, and it is found as fact, that as to III - 1 - there were no other resources
available in the community, "AC" would not face the fact that she had a problem, many, if not all other
community resources had been tried and had been unsuccessful and inadequate to meet "AC's" needs. He
further testified, and it is found as fact, that "AC" needed a broadly dimensional intensive treatment, a forced
stay in the hospital, and the ambulatory care response in the community had proven to be unable to meet
"AC's" needs.
62. Dr. Geyer testified that it was medically necessary that "AC" receive acute psychiatric
treatment on an inpatient basis under the care of a physician.
63. Dr. Geyer testified that while showing beyond doubt that inpatient services will be reasonably
expected to improve a patient's condition is always extremely problematic, he likened it to a patient who has
suffered a heart attack, stating that if that patient was not admitted to a hospital they may survive or they
might not but it would be unreasonable and foolhardy not to admit someone who had recently suffered a heart
attack. Dr. Geyer further testified that while the prognosis would always be guarded, "AC" could only be
expected to improve with serious and broad based intervention on an inpatient basis.
64. It is found as fact that "AC" met all the Criteria outlined in Part III of the N.C. Medicaid
Criteria.
65. Dr. Geyer further testified that on an occasion previous to December of 1992, "AC" had been
brought to Carolinas Medical Center and it was also recommended at that time that she be admitted as an
inpatient. There was, however, no room and she had been referred to Broughton Hospital.
1933 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
66. Patricia O'Connor is the Quality Coordinator and Utilization Review Nurse at Carolinas
Medical Center.
67. Ms. O'Connor was notified sometime in late 1992, that the admission for "AC" had been
denied by the outside agency Mental Health Management of America (MHMA) for Medicaid coverage.
68. She arranged for a peer review which is conducted by telephone from her office and is
recorded. The peer review is conducted between the attending physician and another physician from MHMA.
That review occurred on January 7, 1993, and was conducted between Dr. Steinmuller ("AC's" physician),
and Dr. Lea veil of MHMA.
69. On January 11, 1993, the admission for "AC" was denied.
70. Ms. O'Connor testified, and it is found as fact, that the medical records for "AC" had not
been forwarded to MHMA at the time of the peer review call and, in fact, that the records were not sent to
MHMA until February 13, 1993, approximately one month after the denial.
Based upon the foregoing Findings of Fact, the undersigned makes the following:
CONCLUSIONS OF LAW
1. N.C. Gen. Stats. 108A-25(b) and 108A-54 provide that the N.C. Department of Human
Resources shall promulgate rules for the payment of medical care under Medicaid for eligible persons.
2. The only rule promulgated which covers the admission of psychiatric patients under 21 (10
NCAC 26B.0111) provides that the admitting hospital must obtain certification in accordance with subpart D
of 42 C.F.R. 441.
3. In Subpart D, 42 C.F.R. 441.152 provides that for inpatient psychiatric services for
independent services for individuals under the age of 21 a team specified in 441.154 must certify that: (1)
ambulatory care resources available in the community do not meet the treatment needs of the recipient; (2)
proper treatment of the recipient's psychiatric condition requires services on an inpatient basis under the
direction of the physician; and (3) the services can reasonably be expected to improve the recipient's condition
or prevent further regression so that the services will no longer be needed; (4) the certifications specified in
this section and in 441.153 satisfies the utilization control requirement for a physician certification.
4. This provision reflects part III of the Medicaid Criteria which had been disseminated by the
Respondent and which is outlined in the Findings of Fact.
5. N.C. Gen. Stat. 150B-2 (8a) provides, in pertinent part, that:
(8a) "Rule means any agency regulation, standard, or statement of general
applicability that implements or interprets an enactment of the General Assembly or
Congress or a regulation adopted by a federal agency or that describes the procedure or
practice requirements of an agency. The term includes the establishment of a fee and the
amendment or repeal of a prior rule.
6. In a 1986 Attorney Generals opinion it was determined that:
When 150B-2(8a) and 150B-1 1(1) are read together, it is apparent that any
procedures, whether formal or informal, that directly or substantially affect the rishts or
procedures of nonagency persons must be adopted as rules . See Opinion of Attorney General
to Elizabeth H. Drury, Director, Office of Legislative and Legal Affairs, Department of
Human Resources, 56 NCAG 25 (1986). (Emphasis added)
8:19 NORTH CAROLINA REGISTER January 3, 1994 1934
CONTESTED CASE DECISIONS
7. N.C. Gen. Stat. 150B-1 1(1) (repealed in 1991) was part of Article 2 of the APA, all of which
was repealed in 1991 and replaced by Article 2A. To a great extent. Article 2 A recodified the procedures
for rulemaking which had previously been codified in Article 2.
8. Article 2 A also enumerated the long-standing tenet that a rule should not repeat the contents
of a law, rule, or federal regulation. [N.C. Gen. Stat. 150B-19(4)]
9. In Administrative Law and Practice (Koch, Charles H., West Publishing Co. 1985),
statements of policy, i.e. non-rules are discussed at Section 3.24. That missive provides, in pertinent part,
that a statement of policy should (a) not purport to establish a "binding norm" and (b) must apply
prospectively.
10. The undersigned concludes as a matter of law that the N.C. Medicaid Criteria clearly falls
under the definition of "rule" in the Administrative Procedure Act, N.C. Gen. Stat. 150B and that except for
Part III, it had not been promulgated as a rule.
11. As a non-rule or a statement of policy, the Criteria has no binding effect on the Petitioner,
except for part III.
12. As noted above, 10 NCAC 26B .0111 adopts the Criteria of Subpart D of 42 C.F.R. 441
(Criteria part III) but does not repeat that federal regulation which is the correct rulemaking procedure under
G.S. 150B-19(4).
13. Since Part III of the Medicaid Criteria was properly adopted as a rule by the Respondent, that
section of the criteria is the only section binding upon the Petitioner.
14. It is concluded that, had the criteria been binding on Petitioner, "AC" met all the
requirements of that criteria and Respondent erred in denying the certification for her admission.
15. It has been found as fact that "AC" met the Criteria in Part III of the Medicaid Criteria and
it is therefore, concluded as a matter of law that the Respondent erred in denying certification for the
admission of "AC" to Carolinas Medical Center on or about December 30, 1992.
Based on the above Conclusions of Law, the undersigned makes the following:
RECOMMENDATION
That the Respondent certify the admission of "AC" to the Carolinas Medical Center on or about
December 30, 1992.
ORDER
It is hereby ordered that the agency serve a copy of the final decision on the Office of Administrative
Hearings, P.O. Drawer 27447, Raleigh, N.C. 2761 1-7447, in accordance with North Carolina General Statute
150B-36(b).
NOTICE
The agency making the final decision in this contested case is required to give each party an
opportunity to file exceptions to this recommended decision and to present written arguments to those in the
agency who will make the final decision. G.S. 150B-36(a).
The agency is required by G.S. 150B-36(b) to serve a copy of the final decision on all parties and to
furnish a copy to the parties' attorney of record and _to the Office of Administrative Hearings .
1935 8:19 NORTH CAROLINA REGISTER January 3, 1994
CONTESTED CASE DECISIONS
The agency that will make the final decision in this contested case is the Secretary of the North
Carolina Department of Human Resources.
This the 6th day of December, 1993.
Dolores O. Nesnow
Administrative Law Judge
8:19 NORTH CAROLINA REGISTER January 3, 1994 1936
XORTH CAROLINA ADMINISTRATIVE CODE CLASSIFICATION SYSTEM
1 he North Carolina Administrative Code (NCAC) has four major subdivisions of rules. Two of these,
titles and chapters, are mandatory: Tfie major subdivision of the NCAC is the title. Each major
department in the North Carolina executive branch of government has been assigned a title number.
Titles are further broken down into chapters which shall be numerical in order. Tfie other two.
subchapters and sections are optional subdivisions to be used by agencies when appropriate.
TITLE/MAJOR DIVISION'S OF THE NORTH CAROLINA ADMLNISTRATIVE CODE
TITLE DEPARTMENT LICENSING BOARDS CHAPTER
1
Administration
Acupuncture
1
2
Agriculture
Architecture
2
3
Auditor
Auctioneers
4
4
Commerce
Barber Examiners
6
5
Correction
Certified Public Accountant Examiners
8
6
Council of State
Chiropractic Examiners
10
7
Cultural Resources
General Contractors
12
8
Elections
Cosmetic Art Examiners
14
9
Governor
Dental Examiners
16
10
Human Resources
Dietetics Nutrition
17
11
Insurance
Electrical Contractors
18
12
Justice
Electrolysis
19
13
Labor
Foresters
20
14A
Crime Control & Public Safety
Geologists
21
15A
Environment, Health, and Natural
Hearing Aid Dealers and Fitters
11
Resources
Landscape Architects
26
16
Public Education
Landscape Contractors
28
17
Revenue
Marital and Family Therapy
31
18
Secretary of State
Medical Examiners
32
19A
Transportation
Midwifery Joint Committee
33
20
Treasurer
Mortuary Science
34
«1 1
Occupational Licensing Boards
Nursing
36
22
Administrative Procedures
Nursing Home Administrators
37
23
Community Colleges
Occupational Therapists
38
24
Independent Agencies
Opticians
40
25
State Personnel
Optometry
42
26
Administrative Hearings
Osteopathic Examination & Reg. (Repealed)
44
Pharmacy
46
Physical Therapy Examiners
48
Plumbing. Heatmg & Fire Sprinkler Contractors
50
Podiatry Examiners
52
Practicing Counselors
53
Practicing Psychologists
54
Professional Engineers & Land Surveyors
56
Real Estate Appraisal Board
57
Real Estate Commission
58
Refrigeration Examiners
60
Sanitarian Examiners
62
Social Work Certification
63
Speech & Language Pathologists & Audiologists
64
Therapeutic Recreation Certification
65
Veterinary Medical Board
66
Note: Title 21 contains the chapters of the various occupational licensing boards.
1937
8:19
NORTH CAROLINA REGISTER
January 3, 1994
CUMULATIVE INDEX
CUMULATIVE INDEX
(April 1993 - March 1994)
Pages
Issue
1 - 92 1 - April
93 - 228 2 - April
229 - 331 3 - May
332 - 400 4 - May
401 - 455 5 - June
456 - 502 6 - June
503 - 640 7 - July
641 - 708 8 - July
709 - 792 9 - August
793 - 875 10 - August
876 - 1006 11 - September
1007 - 1184 12 - September
1185 - 1307 13 - October
1308 - 1367 14 - October
1368 - 1512 15 November
1513 - 1568 16 - November
1569 - 1719 17 - December
1720 - 1849 18 - December
1850 - 1941 19 - December
Unless otherwise identified, page references in this Index are to proposed rules.
ADMINISTRATION
Administration's Minimum Criteria, 5
Auxiliary Services, 1724
Low-Level Radioactive Waste Management Authority, 232
State Employees Combined Campaign, 1008
ADMINISTRATIVE HEARINGS
Civil Rights Division, 370
General, 366
Hearings Division, 1480
Rules Division, 367
AGRICULTURE
Aquaculture, 1212
N.C. State Fair, 506
Plant Industry, 513, 1212
Standards Division, 1212
Veterinary Division, 515, 1212
COMMERCE
Alcoholic Beverage Control Commission, 408, 711, 1310
Banking Commission, 408, 798, 1312
Cemetery Commission, 810
Credit Union Division, 1724
Savings Institutions Division: Savings Institutions Commission, 461
8:19
NORTH CAROLINA REGISTER
January 3, 1994
1938
CUMULATIVE INDEX
State Ports Authority, 811, 1570
COMMUNITY COLLEGES
Community Colleges, 1527
ENVIRONMENT, HEALTH. AND NATURAL RESOURCES
Coastal Management, 279. 571, 962, 1405, 1862
Comprehensive Conservation and Management Plan, 882
Departmental Rules, 465
Environmental Management, 210, 556. 658. 797. 893, 1254, 1748, 1858
Health Services, 283, 335, 425, 465, 572, 709, 762, 966, 1098, 1417, 1663, 1782, 1850
Marine Fisheries, 28, 568, 1573
Mining: Mineral Resources, 829
NPDES Permit, 710
Radiation Protection, 1662
Soil and Water Conservation Commission, 214, 1322
Vital Records, 1525
Wildlife Resources Commission, 32, 663, 831, 965, 1255, 1409, 1613, 1723, 1773
Wildlife Resources Commission Proclamation, 1851
Zoological Park. 337
FINAL DECISION LETTERS
Voting Rights Act. 4, 407, 460, 795, 880, 1371, 1514, 1569, 1722
GENERAL STATUTES
Chapter 7A, 1185
Chapter 150B, 1187
GOVERNOR/LT. GOVERNOR
Executive Orders, 1. 93. 229. 332. 401. 456, 641, 793, 876. 1007, 1209, 1308, 1368. 1513. 1720
HUMAN RESOURCES
Aging, Division of, 815, 1372
Blind, Services for the, 884
Deaf and Hard of Hearing, Services for the, 650
Facility Services, 94, 883, 1014, 1215, 1312, 1519, 1725
Medical Assistance, 25, 414, 553, 712. 888. 1316. 1742
Medical Care Commission. 644. 1312
Mental Health. Developmental Disabilities and Substance Abuse Services, 7, 413, 516, 1086, 1217,
1852
Social Services Commission, 237, 733, 1091, 1376, 1743
ttJSURANCE
Actuarial Services, 555, 657, 1249, 1321, 1403
Agent Services Division, 1399
Engineering and Building Codes Division, 1248
Financial Evaluation Division. 1093, 1317
Life and Health Division. 1094, 1318. 1400
Medical Database Commission, 463, 737
Property and Casualty Division, 1400
Special Services Division. 1096
1939 8:19 NORTH CAROLINA REGISTER January 3, 1994
CUMULATIVE INDEX
JUSTICE
Alarm Systems Licensing Board, 761
Attorney General, Office of the, 28
Criminal Justice Education and Training Standards Commission, 253
Criminal Justice Standards Division, 241
Departmental Rules, 1096
Private Protective Services Board, 252, 890
Sheriffs' Education and Training Standards Commission, 738
LABOR
OSHA, 97, 231, 278, 892, 1523, 1744
LICENSING BOARDS
Architecture, 43
Certified Public Accountant Examiners, 1418
Chiropractic Examiners, 1806
Cosmetic Art Examiners, 969, 1526
Dental Examiners, State Board of, 763
Electrolysis Examiners, Board of, 841, 1457
Foresters, Registration for, 674
Geologists, Board of, 285
Landscape Architects, 1256
Medical Examiners, Board of, 591, 1458, 1685
Mortuary Science, Board of, 45, 342, 971, 1461
Nursing, Board of, 1463
Nursing Home Administrators, 346
Occupational Therapy, 1469
Opticians, Board of, 1261
Pharmacy, Board of, 47, 354, 1326
Physical Therapy Examiners, 53, 767
Plumbing, Heating and Fire Sprinkler Contractors, 360
Practicing Psychologists, Board of, 844, 1807, 1880
Real Estate Commission, 53, 364
Refrigeration Examiners, 1148, 1526
Social Work, Certification Board for, 428, 1808
Therapeutic Recreation Certification Board, 1328
LIST OF RULES CODIFIED
List of Rules Codified, 61, 290, 432, 593, 769, 845, 1264, 1535, 1687, 1881
PUBLIC EDUCATION
Elementary and Secondary Education, 427, 470, 1873
SECRETARY OF STATE
Land Records Management Division, 1792
STATE PERSONNEL
Office of State Personnel, 286, 972, 1262, 1472
STATE TREASURER
Local Government Commission, 1795
Retirement Systems, 337, 1146
8:19 NORTH CAROLINA REGISTER January 3, 1994 1940
CUMULATIVE INDEX
TAX REVIEW BOARD
Orders of Tax Review, 503, 1516
TRANSPORTATION
Highways, Division of, 669, 836
Motor Vehicles, Division of, 1145, 1875
1941 8:19 NORTH CAROLINA REGISTER January 3, 1994
NORTH CAROLINA ADMINISTRATIVE CODE
The full publication consists of 53 volumes, totaling in excess of 15,000 pages. It is supplemented monthly
with replacement pages. A one year subscription to the full publication including supplements can be
purchased for seven hundred and fifty dollars ($750.00). Individual volumes may also be purchased with
supplement service. Renewal subscriptions for supplements to the initial publication are available at
one-half the new subscription price.
PRICE LIST FOR THE SUBSCRIPTION YEAR
Volume
Title
Chapter
New Total
Subject Subscription* Quantity Price
1 -53
Full Code
1
2
2
3
4
4
5
5
6
7
8
9
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
10
11
12
13
13
13
14A
15A
15A
15A
15A
15A
)9/93
1 - 38
1 - 24
25 -52
1 -4
1 - 2
3 -20
1 - 2
3 -4
1 - 4
1 - 12
1 -9
1 -4
I -2
3A - 3K
3L - 3R
3S - 3W
4-6
7
8 - 9
10
II - 14
15 - 17
18
19- 30
31 - 33
34 - 41
42
43 - 51
1 - 19
1 - 12
1 - 6
7
8 - 16
1-11
1 - 2
3 -6
7
8 - 9
10
All titles
Administration
Agriculture
Agriculture
Auditor
ECD (includes ABC)
ECD
Correction
Correction
Council of State
Cultural Resources
Elections
Governor/Lt. Governor
Human Resources
Human Resources
Human Resources
(includes CON)
Human Resources
Human Resources
Human Resources
Human Resources
Human Resources
Human Resources
Human Resources
Human Resources
Human Resources
Human Resources
Human Resources
Human Resources
Human Resources
Insurance
Justice
Labor
OSHA
Labor
Crime Control and
Public Safety
EHNR (includes EMC)
EHNR
Coastal Management
EHNR
Wildlife
$750.00
1
90.00
2
75.00
3
75.00
4
10.00
5
45.00
6
90.00
7
60.00
8
30.00
9
60.00
10
10.00
11
45.00
12
30.00
13
90.00
14
45.00
15
30.00
16
30.00
17
30.00
18
30.00
19
30.00
20
60.00
21
45.00
22
75.00
23
90.00
24
30.00
25
60.00
26
45.00
27
90.00
28
90.00
29
90.00
30
30.00
31
45.00
32
45.00
33
45.00
34
90.00
35
45.00
36
45.00
37
30.00
38
45.00
REVISED (
Continued
Volume
Title
Chapter
New
Subject Subscription*
Quantity
Total
Price
34
15A
15A
16
17
17
18
19A
20
21
21
21
22
23
24
25
26
11-18
19 - 26
1 - 6
1 - 6
7 - 11
1 - 8
1 - 6
1 - 9
1 - 16
17 - 37
38 - 70
1 - 2
1 - 3
1 - 3
1 - 4
(North Caro
EHNR 90.00
EHNR
(includes Breathalizer) 75.00
Education 30.00
Revenue 75.00
Revenue 60.00
Secretary' of State 30.00
Transportation 90.00
Treasurer 45.00
Licensing Boards 75.00
Licensing Boards 75.00
Licensing Boards
Administrative Procedures 75.00
Community Colleges 10.00
Independent Agencies 10.00
State Personnel 60.00
Administrative Hearings 10.00
Subtotal
ina subscribers add 6% sales tax)
Total
40
41
42
43
44
45
46
47
4S
44
50
51
52
53
(Make checks payable to Office of Administrative Hearings.)
* This price includes the title in its current form plus supplementation for the subscription year.
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REVISED 09/93
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